Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ALKALINE WATER Co INC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001532390 Filed Document 0001085037-14-000094 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond SRI Ltd. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584106 Filed Document 0001012975-14-000528 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Securities Partners VII, L.P. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $4,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001616823 Filed Document 0001616823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Opportunities Fund LLC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615910 Filed Document 0001615910-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Eagle Tail Hedge Fund (QP), LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583989 Filed Document 0000919574-14-004888 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DG Value Partners II, LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573914 Filed Document 0001140361-14-033176 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW Japan Market Neutral ERISA Fund See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527860 Filed Document 0000902664-14-003568 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pergola Investment Partners, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616971 Filed Document 0001616971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRC Sinogreen Fund III, L.P. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001616425 Filed Document 0001616425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PIVOT3, INC. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $6,502,709 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Retrotope, Inc. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607677 Filed Document 0001607677-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN CALIFORNIA BANCORP INC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001006820 Filed Document 0001104659-14-061514 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonivate Medical Inc See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001414353 Filed Document 0001414353-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Weiss Residential Research LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598450 Filed Document 0001144204-14-050684 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axial Networks, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001504640 Filed Document 0001504640-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clear Box Investments, Ltd. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616857 Filed Document 0001616857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bankers Title of East Tennessee LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $37,000 Associated Brokers / Dealers N/A CIK Number 0001376333 Filed Document 0001376333-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584505 Filed Document 0000902664-14-003575 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARCH LANE ABSOLUTE RETURN II LLC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Mt Rushmore Securities LLC, Itau Europa Securities Inc., Banco Itau Europa International, Banco Itau Europa Luxembourg S.A., Banco Itau (Suisse) S.A., Barclays Bank Plc, and Reliance International Investments Ltd. CIK Number 0001342536 Filed Document 0001315863-14-000516 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COHANZICK ABSOLUTE RETURN FUND LTD See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461238 Filed Document 0001315863-14-000511 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK CAPITAL GROWTH C.I. LIMITED PARTNERSHIP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523630 Filed Document 0000945621-14-000224 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Medical Imaging, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,529,500 Associated Brokers / Dealers N/A CIK Number 0001616554 Filed Document 0001511164-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AVALANCHE INTERNATIONAL, CORP. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers Mundial Financial Group, LLC CIK Number 0001537169 Filed Document 0001255294-14-000881 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BiTech Medical Corp. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616874 Filed Document 0001616874-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Breton Hill Fund, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James David Yearwood CIK Number 0001529378 Filed Document 0000919574-14-004890 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bakken Income Fund LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, and Anthony Capital, LLC CIK Number 0001534460 Filed Document 0001534460-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkySpecs, LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001565327 Filed Document 0001565327-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Helios Strategic Ltd See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bhargava Wealth Management, LLC CIK Number 0001435858 Filed Document 0001435858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Girl LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532917 Filed Document 0001532917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Abiquo Group, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,923,276 Associated Brokers / Dealers N/A CIK Number 0001507278 Filed Document 0001507278-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VALINOR CAPITAL PARTNERS OFFSHORE, LTD See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425858 Filed Document 0000919574-14-004875 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orca Pharmaceuticals, LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001575447 Filed Document 0001575447-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
South Fork Business Park, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001616715 Filed Document 0001616715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Everywhere, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616440 Filed Document 0001616440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUCKER AUTO-MATION HOLDINGS USA, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601584 Filed Document 0001601584-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
JB Gaming, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616655 Filed Document 0001616655-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
HELIOS STRATEGIC FUND LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton Partners, LLC and Bhargava Wealth Management, LLC CIK Number 0001426359 Filed Document 0001426359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camden Municipal Opportunity Fund, LLC - Series II See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617436 Filed Document 0001140361-14-033719 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayRange Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001609709 Filed Document 0001609709-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
AH Spring Lake Investors LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers GREGORY SCHWARTZ CIK Number 0001615497 Filed Document 0001615497-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
WHE Generation Corp. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers NONE CIK Number 0001616292 Filed Document 0001616292-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
i minerals inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $211,937 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Crossover Master L.P. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616569 Filed Document 0001616569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Creek Capital II, LP See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001602578 Filed Document 0001181431-14-029170 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR PITTSTON AAP INVESTMENTS, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $785,000 Associated Brokers / Dealers N/A CIK Number 0001616643 Filed Document 0001616643-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arrowpoint Life Science Fund, L.P. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556383 Filed Document 0001556383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
dancingguy, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001616838 Filed Document 0001616838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Disruptor Technologies, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616252 Filed Document 0001616252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Senseonics, Inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $299,991 Associated Brokers / Dealers N/A CIK Number 0001032158 Filed Document 0001032158-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire