Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AVISENA, INC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $516,739 Associated Brokers / Dealers N/A CIK Number 0001205571 Filed Document 0001205571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SPM Macro Fund, L.P. on behalf of & for the account of the MVPQ Series See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515185 Filed Document 0001507943-15-000055 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $507,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000027 Exclusions or Exemptions 506c Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Maroon Peaks Private Equity Fund VI LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594804 Filed Document 0001387137-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centerbridge Credit Partners, L.P. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001422713 Filed Document 0000902664-15-001860 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SBT Holdings Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001423688 Filed Document 0001140361-15-012625 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AppScale Systems, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001558063 Filed Document 0001558063-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALCOHOOT INC. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001579243 Filed Document 0001579243-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OPUS FUND LLC See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001252037 Filed Document 0001252037-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIRTUAL PIGGY, INC. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437283 Filed Document 0001449374-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Capital Investments Millennium, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001637193 Filed Document 0001637192-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VISCOUNT SYSTEMS INC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $2,387 Associated Brokers / Dealers N/A CIK Number 0001158387 Filed Document 0001062993-15-001395 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fidelis Insurance Holdings Ltd See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. and Goldman Sachs International CIK Number 0001636639 Filed Document 0001636639-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MIGHTY NETWORKS, INC. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619550 Filed Document 0001140361-15-012699 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CrowdGather, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $168,000 Associated Brokers / Dealers N/A CIK Number 0001328670 Filed Document 0001140361-15-012707 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Strong Suit Clothing LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626073 Filed Document 0001626073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
foodjunky, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $401,123 Associated Brokers / Dealers N/A CIK Number 0001592961 Filed Document 0001592961-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
204th Street Investors, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001637186 Filed Document 0001637186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Allergen Research Corp See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $80,000,002 Associated Brokers / Dealers N/A CIK Number 0001631650 Filed Document 0001631650-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BREF HILLSBORO LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001638027 Filed Document 0001638027-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Construction Robotics, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001637532 Filed Document 0001637532-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MSC GROUP HOLDINGS, LLC See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $2,749,739 Associated Brokers / Dealers N/A CIK Number 0001636755 Filed Document 0001636755-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pocket Teller, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616313 Filed Document 0001616313-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
DAFNA Fund LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
DUNBAR CAPITAL INTERNATIONAL LTD See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lincoln Financial Advisors Corp., Summit Equities, Inc., FSC Securities Corporation, LPL Financial Services, AXA Advisors, LLC, Securities America Inc., Strategic Financial Alliance, Inc., Sanders Morris Harris, Donald K. Gross, Capital Analysts, Incorporated, Commonwealth Financial Network, First Allied Securities, Inc., Triad Advisors, Inc., and Lincoln Investment CIK Number 0001271422 Filed Document 0001013594-15-000253 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Montserrat Healthcare Fund Offshore, Ltd. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636529 Filed Document 0001636529-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Intact Vascular, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $5,514,403 Associated Brokers / Dealers N/A CIK Number 0001557120 Filed Document 0001557120-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Morgan Rio Capital Fund (Cayman), Ltd. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461300 Filed Document 0000945621-15-000110 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $3,240,673 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000093 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BackBoard Inc. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001607458 Filed Document 0001607458-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
M FINANCIAL HOLDINGS INC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001047852 Filed Document 0001047852-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
StoneWater Capital Offshore Ltd See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413351 Filed Document 0001413351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexiam Opportunities Offshore Fund Ltd. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573230 Filed Document 0000902664-15-001939 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENERGI INC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $3,493,470 Associated Brokers / Dealers N/A CIK Number 0001370247 Filed Document 0000909654-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000026 Exclusions or Exemptions 506c Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TCM MPS SERIES FUND LP/Crossways Series, Partners Series & Counterweight I Series See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments LLC, Lyster Watson Management, Inc./Lyster Watson Securities Inc., Lincoln Square Advisors, and Probitas Partners, L.P. CIK Number 0001422826 Filed Document 0001013594-15-000246 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tamarisk Fund, LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572123 Filed Document 0000947871-15-000212 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Myriad Mobile, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636229 Filed Document 0001636229-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
YORK SELECT UNIT TRUST See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch Alternative Investments LLC CIK Number 0001461069 Filed Document 0001144204-15-017203 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK EUROPEAN OPPORTUNITIES UNIT TRUST See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Credit Suisse Securities (USA) LLC CIK Number 0001460956 Filed Document 0001144204-15-017227 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altis Global Futures Portfolio Inc Cell See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515797 Filed Document 0001515797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luvo, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $47,500,000 Associated Brokers / Dealers N/A CIK Number 0001577963 Filed Document 0001577963-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ConAm Multifamily Acquisition Fund LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001637073 Filed Document 0001637073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YORK EUROPEAN FOCUS UNIT TRUST See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460863 Filed Document 0001144204-15-017222 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITE KNIGHT NOTES, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635993 Filed Document 0001635993-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
Eniac Ventures III, L.P. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001637332 Filed Document 0001637332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delphi Capital Offshore, LP See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637109 Filed Document 0001637109-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NovaBay Pharmaceuticals, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $15,134,300 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001389545 Filed Document 0001389545-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BR/OV Private Opportunities, L.P. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $75,740,000 Associated Brokers / Dealers N/A CIK Number 0001636770 Filed Document 0001636770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DashBid Venture, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001516549 Filed Document 0001516549-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity