Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spotzer Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001617199 Filed Document 0001617199-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SUPER GREEN BIOFUELS INC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001445498 Filed Document 0001445498-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NORDSTROM INC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0000072333 Filed Document 0000072333-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Equity
Colorado Land & Holdings, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $6,987,500 Associated Brokers / Dealers N/A CIK Number 0001616550 Filed Document 0001616550-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SBI INVESTMENTS LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001612426 Filed Document 0001144204-14-050579 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACCRETIVE CAPITAL PARTNERS, LLC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001118118 Filed Document 0001118118-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treaty Oak Fund L.P. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616107 Filed Document 0000902664-14-003573 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Untapt Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001616992 Filed Document 0001616992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Navitor Pharmaceuticals, Inc. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $23,521,560 Associated Brokers / Dealers N/A CIK Number 0001588059 Filed Document 0001588059-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VERDANT MARKETING & RESEARCH, INC. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001616827 Filed Document 0001616827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
DG Credit Opportunities, LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576437 Filed Document 0001140361-14-033167 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cibus Global, Ltd. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001483752 Filed Document 0001483752-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
AngelList-Cics-Fund, a series of AngelList-HaOc-Funds, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $208,030 Associated Brokers / Dealers N/A CIK Number 0001616597 Filed Document 0001616597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha Cubed Investments Holdings - Fund I, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616792 Filed Document 0001144204-14-050808 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mill City Fund II, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001584679 Filed Document 0001584679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BROOMFIELD 139, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $6,995,427 Associated Brokers / Dealers N/A CIK Number 0001616836 Filed Document 0001616836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DK STRATEGIC YIELD C.I. LIMITED PARTNERSHIP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528238 Filed Document 0000945621-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Domain Vector Fund LLC - Series A See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354810 Filed Document 0001354810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cellectar Biosciences, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001279704 Filed Document 0001144204-14-050593 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Debt
Cohanzick HY Inst Fund I, Ltd. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561374 Filed Document 0001315863-14-000514 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DG Value Partners LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394325 Filed Document 0001140361-14-033186 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquasition Corp. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $229,574,550 Associated Brokers / Dealers N/A CIK Number 0001546383 Filed Document 0001144204-14-050668 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CHINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
AngelList-Cargo-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001616596 Filed Document 0001616596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimmeridge Energy Advantage Fund LTD See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612402 Filed Document 0001612402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lake Union Capital Fund L P See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307659 Filed Document 0000919574-14-004880 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Step Living, Inc. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $31,008,183 Associated Brokers / Dealers N/A CIK Number 0001461828 Filed Document 0001461828-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor FOB Fund, L.P. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616898 Filed Document 0001616898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLY MANAGED OFFSHORE ACCESS FUND (ERISA) SPC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431192 Filed Document 0001431192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sarbari, Inc. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,124,998 Associated Brokers / Dealers N/A CIK Number 0001608508 Filed Document 0001608508-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SENTINEL HEDGED EQUITY FUND See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263072 Filed Document 0001144204-14-050910 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpDemand LLC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001527568 Filed Document 0001527568-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DEW-Drink Eat Well, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616889 Filed Document 0001014108-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lybrate, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001616904 Filed Document 0001616904-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MSD Credit Opportunity Fund (Cayman), L.P. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agave Partners Holdings CIK Number 0001615891 Filed Document 0000902664-14-003577 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENTINEL TECHNOLOGY FUND See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263073 Filed Document 0001144204-14-050908 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG PUBLIC EQUITY PARTNERS-B, LTD. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001615928 Filed Document 0001616524-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub XYF LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $193,500 Associated Brokers / Dealers N/A CIK Number 0001616609 Filed Document 0001616609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPOWER LIFESTYLE SUSTAINABILITY INDEX LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616321 Filed Document 0001616321-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Porter Creek Joint Venture See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001617787 Filed Document 0001354488-14-004409 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Shopservices Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $4,002,219 Associated Brokers / Dealers N/A CIK Number 0001530957 Filed Document 0001530957-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Karma Software, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001616729 Filed Document 0001616729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Oncothyreon Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $22,861,428 Associated Brokers / Dealers N/A CIK Number 0001412067 Filed Document 0001536094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sentinel Fixed Income Fund See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616763 Filed Document 0001144204-14-050890 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELPHI CAPITAL LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925698 Filed Document 0000935836-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORWARD ASYMMETRY GLOBAL HEALTHCARE FUND, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GORDIAN INVESTMENT SOLUTIONS, LLC, Pickwick Capital Partners, LLC, and ALPS Distributors, Inc. CIK Number 0001563716 Filed Document 0001566114-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD Energy Partners, Ltd. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agave Partners Holdings CIK Number 0001514058 Filed Document 0000902664-14-003572 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galaxy Diagnostics, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001462444 Filed Document 0001462444-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Waveny Offshore Fund, Ltd See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616614 Filed Document 0001616614-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARCH LANE ABSOLUTE RETURN OFFSHORE LTD See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mt. Rushmore Securities, LLC, Itau Europa Securities, Inc., Barclays Capital Inc., Banco Itau Europa International, Banco Itau Europa Luxembourg S.A., Banco Itau (Suisse) S.A., Barclays Bank Plc, and Reliance International Investments Ltd. CIK Number 0001445292 Filed Document 0001315863-14-000518 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artesia SR Fund I LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001616694 Filed Document 0001616694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity