Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HITE MLP Caymans Ltd. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001520872 Filed Document 0000898432-14-001051 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HITE MLP Advantage LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559404 Filed Document 0000898432-14-001049 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $879,053 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bottle & Bone, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001616831 Filed Document 0001616831-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Rooney GM Partners LLC See All Filings	D	2014-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651334 Filed Document 0001387131-15-002655 Exclusions or Exemptions 506b Accepted Date 2014-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
H3XL INC. See All Filings	D	2014-08-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001617108 Filed Document 0001617108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Murvin & Meier Oil Co See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,273,500 Associated Brokers / Dealers N/A CIK Number 0001328334 Filed Document 0001328334-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
Spruce Alpha Fund LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616555 Filed Document 0000902664-14-003581 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fidelis Long / Short US, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618747 Filed Document 0001618747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Novitas Global Solutions, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001617130 Filed Document 0001617130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Walden Venture Capital VIII, SBIC, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001583157 Filed Document 0001583157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raveneur Offshore Fund Ltd See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616701 Filed Document 0001616701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
vsMachines, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001611201 Filed Document 0001611201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
TPG TPEP Co-Invest (Cayman), L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587197 Filed Document 0001616524-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Global Credit Income Fund, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555933 Filed Document 0001144204-14-050551 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3RC/Phoenix Holdings, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001617056 Filed Document 0001617056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Self Health Network Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616270 Filed Document 0001616270-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SILVERLEAF CAPITAL PARTNERS GP, INC. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001616973 Filed Document 0001616973-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Go Green Global Technologies Corp. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $787,320 Associated Brokers / Dealers N/A CIK Number 0001378866 Filed Document 0001019056-14-001066 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sentinel Private Investment Proxy Fund See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616765 Filed Document 0001144204-14-050912 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC 531 Offshore Fund, Ltd. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616863 Filed Document 0001616863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Super Portfolio, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616269 Filed Document 0001140361-14-034128 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611927 Filed Document 0000902664-14-003574 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,675,200 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
GLOBAL DOMAIN VECTOR FUND LLC - SERIES SIGMA See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457917 Filed Document 0001457917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
SILVER PEAK FUND I LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437050 Filed Document 0001437050-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IntelaTrak, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617224 Filed Document 0001617224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WhoPlusYou Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $257,218 Associated Brokers / Dealers N/A CIK Number 0001547360 Filed Document 0001547360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Private Island Media Properties, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001616588 Filed Document 0001616588-14-000002 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
UNIFI SOFTWARE, INC. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NONE CIK Number 0001611566 Filed Document 0001611566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
eXIthera Pharmaceuticals, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001554842 Filed Document 0001140361-14-033074 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bauble Bar, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001616653 Filed Document 0000905718-14-000547 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OWS Capital Offshore Fund II, Ltd. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584383 Filed Document 0000902664-14-003567 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Opportunities Cayman Fund Ltd See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615909 Filed Document 0001615909-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRUBB REAL ESTATE INVESTMENT CO LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Tobin & Company Securities LLC CIK Number 0001214870 Filed Document 0001214870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
40 NORTH ADVISERS LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543043 Filed Document 0001315863-14-000515 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTER ELECTRIC VENTURES, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616198 Filed Document 0001616198-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iDevices, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers JMP Securities LLC CIK Number 0001531394 Filed Document 0001531394-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CATAMOUNT FUND, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613309 Filed Document 0001562555-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERTECH SECURITY GROUP, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,963,000 Associated Brokers / Dealers N/A CIK Number 0001615332 Filed Document 0001615332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Multi-Asset Absolute Return Fund (QP), LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583978 Filed Document 0000919574-14-004887 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK CAPITAL GROWTH U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523629 Filed Document 0000945621-14-000223 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ErgoNurse, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577802 Filed Document 0001577802-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eclectica Fund See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613182 Filed Document 0000902664-14-003579 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG TPEP Co-Invest L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587196 Filed Document 0001616524-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimmeridge Energy Advantage Fund LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612401 Filed Document 0001612401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eclectica Fund LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498708 Filed Document 0000902664-14-003578 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pramerica Fixed Income Funds plc See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001556187 Filed Document 0000902664-14-003580 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Ribbit Capital II, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001603636 Filed Document 0001603636-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARDEN FOCUSED GLOBAL MACRO FUND, LTD. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Multiple CIK Number 0001498893 Filed Document 0000919574-14-004881 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund