|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Cedar Point Capital, LLC
- CIK Number
- 0001487725
- Filed Document
- 0001487725-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001401157
- Filed Document
- 0000919574-14-002314
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Colin McLane
- CIK Number
- 0001521890
- Filed Document
- 0000919574-14-002307
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369604
- Filed Document
- 0001369604-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001007196
- Filed Document
- 0001007196-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602861
- Filed Document
- 0001602861-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001394926
- Filed Document
- 0001013594-14-000286
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,631,570
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516226
- Filed Document
- 0001516226-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001445918
- Filed Document
- 0001079973-14-000197
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369622
- Filed Document
- 0001369622-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ares Investor Services LLC
- CIK Number
- 0001476338
- Filed Document
- 0001476338-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602554
- Filed Document
- 0001144204-14-016372
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001028200
- Filed Document
- 0001315863-14-000193
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548944
- Filed Document
- 0001548944-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Merril Lynch Alternative Investments LLC
- CIK Number
- 0000822064
- Filed Document
- 0001315863-14-000198
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324922
- Filed Document
- 0000902664-14-001846
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575038
- Filed Document
- 0001599462-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated
- CIK Number
- 0001303678
- Filed Document
- 0001192482-14-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573623
- Filed Document
- 0001192482-14-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William W. Cathriner II, Craig C. Dawson, J. Matthew Newtown, Andrew B. Linbeck, and Stephen D. Strake, Sr.
- CIK Number
- 0001602158
- Filed Document
- 0001602158-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $8,999,171
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512228
- Filed Document
- 0001512228-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602431
- Filed Document
- 0001602431-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001235264
- Filed Document
- 0000919574-14-002320
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602749
- Filed Document
- 0001602749-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- CircleUp
- CIK Number
- 0001599738
- Filed Document
- 0001599738-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001001572
- Filed Document
- 0000902664-14-001827
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $10,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600038
- Filed Document
- 0001600038-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460037
- Filed Document
- 0001144204-14-016097
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001277010
- Filed Document
- 0001144204-14-016092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $505,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580503
- Filed Document
- 0001580503-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001277008
- Filed Document
- 0001144204-14-016105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001133880
- Filed Document
- 0000947871-14-000155
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602705
- Filed Document
- 0001602705-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Howard L. Blum Jr., Buckman, Buckman & Reid, Inc., and J. H. Darbie & Co., Inc.
- CIK Number
- 0001029788
- Filed Document
- 0001013594-14-000282
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
GMO Trust on behalf of its series GMO Debt Opportunities Fund
See All Filings
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487163
- Filed Document
- 0001599462-14-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601679
- Filed Document
- 0001601679-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458675
- Filed Document
- 0001013594-14-000287
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001468661
- Filed Document
- 0000919574-14-002313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602581
- Filed Document
- 0001144204-14-016352
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Debt
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Colin McLane
- CIK Number
- 0001521891
- Filed Document
- 0000919574-14-002306
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439397
- Filed Document
- 0001255733-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001196932
- Filed Document
- 0000902664-14-001822
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369621
- Filed Document
- 0001369621-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001161931
- Filed Document
- 0001161931-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001500858
- Filed Document
- 0000902664-14-001839
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $5,000,269
- Associated Brokers / Dealers
- E.E. Craumer, LLC and WWR, LLC
- CIK Number
- 0001572017
- Filed Document
- 0001572017-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $83,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546651
- Filed Document
- 0000895345-14-000120
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ARI Financial Services, Pacer Financial, Inc., EDI Financial, Inc., Arete Wealth Management, LLC, Orchard Securities, Stifel Nicolaus & Co., Incorporated, and WFG Investments, Inc.
- CIK Number
- 0001465637
- Filed Document
- 0001140361-14-012977
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599524
- Filed Document
- 0001140361-14-012958
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001357872
- Filed Document
- 0001140361-14-012960
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|