Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BAILLIE GIFFORD FUNDS (IRELAND) PLC See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522057 Filed Document 0001522057-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xero Ltd See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $110,768,767 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001589572 Filed Document 0001589572-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW ZEALAND Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL EQUITY ACCESS FUND LP See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439526 Filed Document 0001439526-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TipTap, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001470100 Filed Document 0001470100-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Okabena Marketable Alternatives Fund II, LLC See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544764 Filed Document 0001181431-15-005178 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GMO TRUST ON BEHALF OF ITS SERIES GMO IMPLEMENTATION FUND See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536369 Filed Document 0001536369-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
AG DLI, L.P. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630537 Filed Document 0001630537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO TRUST ON BEHALF OF ITS SERIES GMO BENCHMARK-FREE FUND See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521632 Filed Document 0001521632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ScaleFlux, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001637819 Filed Document 0001637819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENLIGHT CAPITAL OFFSHORE QUALIFIED, LTD. See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454696 Filed Document 0001140361-15-013327 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Woodstock Apartments Phase 2, LLC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $4,810,000 Associated Brokers / Dealers N/A CIK Number 0001637638 Filed Document 0001637638-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cytocentrics, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637514 Filed Document 0001637514-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oakwood Systems Group, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636808 Filed Document 0001636808-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Summit Offshore Water Equity Fund, Ltd. See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, CAPF Consulting Company, Robert Steiner, and RM Capital Management GmbH CIK Number 0001320075 Filed Document 0001320075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Fixed Income Fund, LLC See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544785 Filed Document 0001181431-15-005180 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ADVANCED PHARMACY SOLUTIONS LLC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001637561 Filed Document 0001637561-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Chestnut Exploration Inc. Salmon 2W JV See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $16,593,750 Associated Brokers / Dealers Chestnut Exploration Partners, Inc. CIK Number 0001637732 Filed Document 0001637732-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
AMERICAN KIDNEY STONE MANAGEMENT LTD See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $1,880,000 Associated Brokers / Dealers N/A CIK Number 0001019404 Filed Document 0001019404-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SUN LIFE FINANCIAL INC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers N/A CIK Number 0001097362 Filed Document 0001097362-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kings of the Land LLC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001638184 Filed Document 0001042167-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT WATER EQUITY FUND LP See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, Rodney Madden, Rob Steiner, Peter Pavlina, Andrew Phillips, and Michael Wren CIK Number 0001231850 Filed Document 0001231850-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENLIGHT MASTERS OFFSHORE, LTD. See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438051 Filed Document 0001140361-15-013340 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUARANTY BANCSHARES INC /TX/ See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $27,895,000 Associated Brokers / Dealers N/A CIK Number 0001058867 Filed Document 0001058867-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Resolution Credit Opportunities Cayman Fund II, LP See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603587 Filed Document 0000919574-15-003177 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THAT MARKETING SOLUTION, INC. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001557796 Filed Document 0001010412-15-000043 Exclusions or Exemptions 506c Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Tahoe Spirits, Inc. See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised $1,203,766 Associated Brokers / Dealers N/A CIK Number 0001607186 Filed Document 0001607186-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Egerton Capital Partners, L.P. See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467583 Filed Document 0000919574-15-003196 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighter Capital Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603301 Filed Document 0001635901-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GLOBAL EQUITY ACCESS FUND LP See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439526 Filed Document 0001439526-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENLIGHT MASTERS OFFSHORE I, LTD. See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438052 Filed Document 0001140361-15-013338 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARFRESH FOOD GROUP INC. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $5,522,000 Associated Brokers / Dealers Wunderlich Securities Inc. CIK Number 0001487197 Filed Document 0001487197-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SIGMA PARTNERS L P See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000896200 Filed Document 0000896200-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outact, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $1,660,443 Associated Brokers / Dealers N/A CIK Number 0001637900 Filed Document 0001637900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HRA Campus Investors III LLC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $18,524,255 Associated Brokers / Dealers Timothy D. Smith, Michael O. Strand, and Gregory L. Beckel CIK Number 0001637970 Filed Document 0000927087-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NLB Water, LLC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $10,255,000 Associated Brokers / Dealers N/A CIK Number 0001637759 Filed Document 0001637759-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Long-Short Fund (USD) Ltd See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001204178 Filed Document 0000919574-15-003191 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Strategic Income (Cayman) Ltd. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001633738 Filed Document 0001633738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572897 Filed Document 0001572897-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HM COLUMBUS, LLC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001637660 Filed Document 0001637660-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Okabena Diversified Equity Fund, LLC See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544786 Filed Document 0001181431-15-005181 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SAYERAPP, INC. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634797 Filed Document 0001634797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Green Zebra Grocery, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596134 Filed Document 0001596134-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vendorin Inc See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001422974 Filed Document 0001422974-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
VIXLET LLC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001588024 Filed Document 0001588024-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CloudTalk LLC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers N/A CIK Number 0001636769 Filed Document 0001636769-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearview Preneed, LLC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637726 Filed Document 0000908662-15-000129 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgriGroupe Energy Holdings See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers AgriGroupe Capital Partners CIK Number 0001637589 Filed Document 0001637589-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MAURITIUS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
giggle, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $10,813,408 Associated Brokers / Dealers N/A CIK Number 0001389631 Filed Document 0001389631-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Okabena International Equity Fund, LLC See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544766 Filed Document 0001181431-15-005179 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Arkleus Broadcasting, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001613017 Filed Document 0001613017-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity