Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Harpoon Medical, Inc. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $4,700,145 Associated Brokers / Dealers N/A CIK Number 0001617836 Filed Document 0001617836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $4,050 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000047 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Envision Solar International, Inc. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers DENNIS BEEBY CIK Number 0001398805 Filed Document 0001065949-14-000203 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Foundation Energy Fund V - B, L.P. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001613302 Filed Document 0001613302-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AngelList QP Syndicates Fund I, a series of AngelList Master Syndicates Fund I, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $2,829,000 Associated Brokers / Dealers N/A CIK Number 0001614266 Filed Document 0001614266-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Premia Inc. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001588052 Filed Document 0001588052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
1325 Tennis Drive, LP See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001617989 Filed Document 0001617989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AL- Rock Health V5-Fund, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $607,500 Associated Brokers / Dealers N/A CIK Number 0001595161 Filed Document 0001595161-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BURNHAM EMERGING MANAGERS FUND LP See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555639 Filed Document 0000919574-14-004959 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warrior Premium Properties, L.L.C. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $6,265,000 Associated Brokers / Dealers N/A CIK Number 0001617978 Filed Document 0001617978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
New Frontier Foods Inc. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575775 Filed Document 0001575775-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Maana, Inc. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001568345 Filed Document 0001568345-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AngelList-Tjin-Fund, a series of AngelList-CuRs-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001611967 Filed Document 0001611967-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Tist-Fund, a series of AngelList-WC-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $638,002 Associated Brokers / Dealers N/A CIK Number 0001616589 Filed Document 0001616589-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WJA Real Estate Opportunity Fund I, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594267 Filed Document 0001594263-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
WJA Express Fund, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594264 Filed Document 0001594264-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AngelList-Yum-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $244,500 Associated Brokers / Dealers N/A CIK Number 0001616598 Filed Document 0001616598-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FirstGuard Technologies Corp See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001617814 Filed Document 0001617814-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clark's Landing Fund I LP See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers N/A CIK Number 0001617962 Filed Document 0001617962-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Conflux Fund LP See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556675 Filed Document 0000950142-14-001772 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Princeton Alpha Master Fund LP See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585696 Filed Document 0001315863-14-000530 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Partners Credit Opportunities Fund LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Abraham Biderman CIK Number 0001459658 Filed Document 0000902664-14-003710 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KGR, LLC (KGR Series II) See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529717 Filed Document 0001095449-14-000122 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-City-Fund, a series of AngelList-RB-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $76,502 Associated Brokers / Dealers N/A CIK Number 0001614488 Filed Document 0001614488-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pompano Beach CNG Partners, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Brandon Cruiz CIK Number 0001610898 Filed Document 0001610898-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-Tsy-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001611932 Filed Document 0001611932-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Prav-Fund, a series of AngelList-DrVc-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $160,600 Associated Brokers / Dealers N/A CIK Number 0001616221 Filed Document 0001616221-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Nous-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $223,073 Associated Brokers / Dealers N/A CIK Number 0001615821 Filed Document 0001615821-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematic Alpha Multi Strategy Fund, L.P. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555868 Filed Document 0001555868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM 3FNP CO-INV, L.P. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001618042 Filed Document 0001618042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList Syndicates Fund I, a series of AngelList Master Syndicates Fund I, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $5,179,936 Associated Brokers / Dealers N/A CIK Number 0001614267 Filed Document 0001614267-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIRSPAN NETWORKS INC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001181431-14-030272 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WJA Beachfront Fund, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594263 Filed Document 0001594263-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Blue Elephant Offshore Consumer Fund, Ltd. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617679 Filed Document 0001617679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroChaos Solutions, Inc. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $1,750,330 Associated Brokers / Dealers N/A CIK Number 0001587204 Filed Document 0001587204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Metroview Capital LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James G. Smith CIK Number 0001612321 Filed Document 0001612321-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLEDUTCH, INC. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $15,046,916 Associated Brokers / Dealers N/A CIK Number 0001570379 Filed Document 0001570379-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARE Capital, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $121,575,000 Associated Brokers / Dealers N/A CIK Number 0001617987 Filed Document 0001617987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INVENTIV HEALTH INC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $475,000,000 Associated Brokers / Dealers Moelis & Company LLC CIK Number 0001089473 Filed Document 0001614675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Theobroma Enterprises, Inc. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569260 Filed Document 0001569260-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Znga2-Fund, a series of AngelList-DP-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001615822 Filed Document 0001615822-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG CREEK LA, LP See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001616712 Filed Document 0001065949-14-000202 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Char Partners, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $2,440,000 Associated Brokers / Dealers N/A CIK Number 0001618004 Filed Document 0001595820-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GEAHI Auburn Heights LP See All Filings	D	2014-08-26 00:00:00 UTC
Amount To Be Raised $4,673,429 Associated Brokers / Dealers N/A CIK Number 0001623444 Filed Document 0001623444-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
AngelList-Bics-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D/A	2014-08-26 00:00:00 UTC
Amount To Be Raised $405,860 Associated Brokers / Dealers N/A CIK Number 0001612664 Filed Document 0001612664-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTINENTAL OPPORTUNITIES FUND, LP See All Filings	D/A	2014-08-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITES LLC CIK Number 0001487620 Filed Document 0001393725-14-000142 Exclusions or Exemptions 506b Accepted Date 2014-08-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eventplicity Inc. See All Filings	D/A	2014-08-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617007 Filed Document 0001617007-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Grygla Financial Corp See All Filings	D	2014-08-26 00:00:00 UTC
Amount To Be Raised $1,099,952 Associated Brokers / Dealers N/A CIK Number 0001617284 Filed Document 0001617284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Pramerica Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. See All Filings	D/A	2014-08-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001585046 Filed Document 0000902664-14-003663 Exclusions or Exemptions 506b Accepted Date 2014-08-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SASOF III LP See All Filings	D	2014-08-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618164 Filed Document 0001618164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity