Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PREPARED RESPONSE, INC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001165046 Filed Document 0001165046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Persimmon Technologies Corp See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001545111 Filed Document 0001545111-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
KGR, LLC (KGR Series II) See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529717 Filed Document 0001095449-14-000121 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Cics-Fund, a series of AngelList-HaOc-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $208,030 Associated Brokers / Dealers N/A CIK Number 0001616597 Filed Document 0001616597-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avnel Gold Mining Ltd See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $13,686,674 Associated Brokers / Dealers Haywood Securities (USA) Inc. and Andrew Garrett Inc. CIK Number 0001614609 Filed Document 0001614609-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business Y7 Revenue or Assets $No Revenues Type of Security Equity
MissionOG Parallel Fund, L.P. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $49,750,000 Associated Brokers / Dealers N/A CIK Number 0001617229 Filed Document 0001617229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW MultiOp Bakken #15, LP See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001617897 Filed Document 0001617897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Secure California Income Fund, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594251 Filed Document 0001594632-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
GREENBELT RESOURCES CORP See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001442197 Filed Document 0001493152-14-002765 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AngelList-Fora-Fund, a series of AngelList-MaBr-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $257,000 Associated Brokers / Dealers N/A CIK Number 0001616591 Filed Document 0001616591-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trust Co 1509 North B See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001584694 Filed Document 0001584694-14-000012 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Respicardia, Inc. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001447604 Filed Document 0001181431-14-030374 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Ares European Real Estate Fund IV, L.P. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, Not applicable, Not applicable, and Not applicable CIK Number 0001586431 Filed Document 0001181431-14-030348 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pipeline Oil & Gas Partnership Series III See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001615518 Filed Document 0001615518-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Claire Flowers, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001617752 Filed Document 0001617752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Labor Smart, Inc. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers MATTHEW L. SCHISSLER CIK Number 0001522469 Filed Document 0001520138-14-000232 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
MissionOG Fund, L.P. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $49,750,000 Associated Brokers / Dealers N/A CIK Number 0001617215 Filed Document 0001617215-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chatham Balanced Partnership, LP See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479826 Filed Document 0001479826-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pasinex Resources Ltd See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $47,754 Associated Brokers / Dealers N/A CIK Number 0001544992 Filed Document 0001085037-14-000098 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
e360 Power Fund II, LP See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611790 Filed Document 0001315863-14-000534 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UTOPIA GROUP, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001490438 Filed Document 0001493152-14-002753 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WayBetter, Inc. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001617642 Filed Document 0001617642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
cube19 Ltd See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $33,264 Associated Brokers / Dealers N/A CIK Number 0001618280 Filed Document 0001618280-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Eyck European Tactical Distressed Opportunities Fund LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582921 Filed Document 0001582921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KGR, LLC (KGR Series I) See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529716 Filed Document 0001095449-14-000120 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHD SB Stratford, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $1,652,500 Associated Brokers / Dealers N/A CIK Number 0001613998 Filed Document 0001613998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
KGR, LLC (KGR Series I) See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529716 Filed Document 0001095449-14-000125 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vesta Realty Management LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616041 Filed Document 0001616041-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
REALTYSHARES 1, LLC, SERIES Z See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001616379 Filed Document 0001617973-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ARES European Real Estate (Cayman) Feeder Fund IV, L.P. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, Not applicable, Not applicable, and Not applicable CIK Number 0001586373 Filed Document 0001181431-14-030349 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TT Long/Short Focus Fund U.S. Feeder Segregated Portfolio of TT International Hedge Funds U.S. Feeder SPC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581620 Filed Document 0000947871-14-000564 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognii, Inc. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001618005 Filed Document 0001618005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
AMERICAN CHARTERED BANCORP INC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001165379 Filed Document 0001165379-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Debt
BR ARBYS TOLEDO INVESTMENTS, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $472,500 Associated Brokers / Dealers N/A CIK Number 0001616693 Filed Document 0001616693-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Apollo Global Management LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $78,089,874 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-030298 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
CLAIM IT!, INC. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001617974 Filed Document 0001617974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Talech, Inc. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $6,563,837 Associated Brokers / Dealers N/A CIK Number 0001617789 Filed Document 0001617789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
XANGBO TRADE CREDIT OFFSHORE FUND LTD. See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488888 Filed Document 0000919574-14-004956 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Plus-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $93,490 Associated Brokers / Dealers N/A CIK Number 0001615384 Filed Document 0001615384-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiku Capital Partners, LP See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553495 Filed Document 0001553495-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fat Girl, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001617550 Filed Document 0001617550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Medytox Solutions, Inc. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001374536 Filed Document 0001019687-14-003407 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Cumulus Energy Fund See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Landsberger, Energy Alpha Strategies Limited, and Neil Cohen CIK Number 0001581613 Filed Document 0001581613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Real Estate Opportunity Fund I, LLC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594632 Filed Document 0001594632-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
SuperFanU Inc See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001618021 Filed Document 0001618021-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAGIQ TECHNOLOGIES INC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001207136 Filed Document 0000895345-14-000230 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UNWIRED HOLDINGS, INC See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $25,848,261 Associated Brokers / Dealers N/A CIK Number 0001330006 Filed Document 0001015325-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Voltem-Fund, a series of AngelList-GP-Funds, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $199,999 Associated Brokers / Dealers N/A CIK Number 0001612071 Filed Document 0001612071-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST BUSINESS FINANCIAL SERVICES, INC. See All Filings	D	2014-08-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001521951 Filed Document 0000892712-14-000627 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Tiburon Saltwater Reclamation Fund II, LLC See All Filings	D/A	2014-08-27 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandlapper Securities, LLC, Mark Headrick, Gina Maher, Orlando Fernandez, Jack Bixler, Trevor Gordon, Robert Boggess, Tracy Turner, Alfred Vanderlaan, Joshua Ungerecht, Rena Morris, Ruth Goldstein, and Steve Rice CIK Number 0001605645 Filed Document 0001605645-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity