Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Goldman Sachs Funds plc See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001543538 Filed Document 0001140361-15-013672 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beaconcrest Partners, LP See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001473685 Filed Document 0000919574-15-003271 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FDC Investment Partners IV, LLC See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638000 Filed Document 0000945621-15-000122 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $65,035 Associated Brokers / Dealers Rhonda Miller and Edward Ahn CIK Number 0001135856 Filed Document 0001135856-15-000120 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Jefferies Managed Futures Fund Cayman, Ltd. See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527933 Filed Document 0001264128-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lotus Leaf Coatings, Inc. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001638212 Filed Document 0001638212-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Riverside Frontier Opportunities Fund, LP See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603777 Filed Document 0001603777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Equity Strategies Fund, L.P. See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511254 Filed Document 0001511254-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Varadero International, Ltd. See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603929 Filed Document 0001603929-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VARANA CAPITAL INTERNATIONAL LTD. See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559914 Filed Document 0001013594-15-000277 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Permira Credit Solutions II Master L.P.1 See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638384 Filed Document 0001140361-15-013809 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VC Mobile Entertainment, Inc. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $4,512,999 Associated Brokers / Dealers N/A CIK Number 0001638002 Filed Document 0001638002-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DF Coda, Ltd. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638313 Filed Document 0001638313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS-Capstone Fund Ltd. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636171 Filed Document 0000902664-15-002450 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Decca Feeder Fund See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637922 Filed Document 0000945621-15-000126 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lapis Aquilo Fund II LP See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $105,500,000 Associated Brokers / Dealers N/A CIK Number 0001638303 Filed Document 0001638303-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zocere Inc. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001587644 Filed Document 0001587644-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Debt
Catterton Aimara Latin America Fund II, L.P. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001637534 Filed Document 0001637534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MESIROW ALTERNATIVE STRATEGIES FUND, L.P. See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Advisors, LLC, Stifel, Nicolaus & Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001001315 Filed Document 0001001315-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Staffly, Inc. See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001619918 Filed Document 0001619918-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Institutional Funds II plc See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001462911 Filed Document 0001140361-15-013676 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBERT VALUE OFFSHORE FUND, LTD. See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489427 Filed Document 0000919574-15-003287 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTHOUSE COMMERCIAL II LLC See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $2,118,000 Associated Brokers / Dealers N/A CIK Number 0001632604 Filed Document 0001140361-15-013645 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
CIVIC CAPITAL CURRENCY FUND, LP See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001555416 Filed Document 0000919574-15-003275 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vix Box Long Volatility Fund, LP See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637817 Filed Document 0001013594-15-000280 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Small-Cap Offshore Fund, Ltd. See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565096 Filed Document 0001565096-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferies Managed Futures Fund, LLC See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527935 Filed Document 0001264128-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jobble, Inc. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001637738 Filed Document 0001637738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VARADERO PARTNERS, L.P. See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488880 Filed Document 0001603929-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Equity Strategies Fund Offshore Investors See All Filings	D/A	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511255 Filed Document 0001511255-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CloudLaw, Inc See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $276,000 Associated Brokers / Dealers n/a CIK Number 0001615041 Filed Document 0001615041-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Debt
Clarity Diversified Alternatives Portfolio Ltd. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638210 Filed Document 0001013594-15-000278 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Emergency Medicine Scribe Systems, Inc. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $499,996 Associated Brokers / Dealers N/A CIK Number 0001578300 Filed Document 0001578300-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Correlation Ventures II, L.P. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers George Skouras and Jeff Orenstein CIK Number 0001637754 Filed Document 0001637754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CATABASIS PHARMACEUTICALS INC See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $20,358,737 Associated Brokers / Dealers N/A CIK Number 0001454789 Filed Document 0001454789-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Correlation Ventures Executives Fund II, L.P. See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers George Skouras and Jeff Orenstein CIK Number 0001637762 Filed Document 0001637762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Armadillo Financial Fund II LP See All Filings	D	2015-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637419 Filed Document 0001140361-15-013715 Exclusions or Exemptions 506c Accepted Date 2015-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knock, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,068,158 Associated Brokers / Dealers N/A CIK Number 0001597564 Filed Document 0001597564-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Luberon Partners, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603590 Filed Document 0001603590-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexin LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001417712 Filed Document 0001417712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
K2AITV SPV, LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001637963 Filed Document 0001637963-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Semma Therapeutics, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $25,018,073 Associated Brokers / Dealers N/A CIK Number 0001637931 Filed Document 0001637931-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AITV HyTrust SPV, LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001637787 Filed Document 0001637787-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMART Temps, L.L.C. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637566 Filed Document 0001637566-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LTD See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001430481 Filed Document 0000899140-15-000355 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Origami Opportunities Fund III Offshore, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Sixpoint Partners LLC and Frontier Solutions, LLC CIK Number 0001638062 Filed Document 0001638062-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlternativeFocus Halcyon Partners L.P. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001492430 Filed Document 0000899140-15-000350 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AGP Armistice Capital, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626753 Filed Document 0001626753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Kips Bay Medical, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001460198 Filed Document 0001637765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OSMIUM CAPITAL LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001192534 Filed Document 0001192534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund