Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EMC METALS CORP. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $157,908 Associated Brokers / Dealers N/A CIK Number 0001408146 Filed Document 0001408146-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Magna Resources BD #58 - Frietsch #21 Joint Venture See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $1,680,000 Associated Brokers / Dealers N/A CIK Number 0001618825 Filed Document 0001618825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
GERST CAPITAL PARTNERS LP See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001422544 Filed Document 0000935836-14-000504 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
10 Farnsworth Partners, LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $4,445,000 Associated Brokers / Dealers N/A CIK Number 0001618374 Filed Document 0001618374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kontiki Master Fund See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614122 Filed Document 0001614122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TABULATE, INC. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001618137 Filed Document 0001618137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
POWERTECH URANIUM CORP. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $48,689 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001085037-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Exeter Industrial REIT III LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001618507 Filed Document 0001618507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Protec Energy Fund, LP See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585008 Filed Document 0001315863-14-000540 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-PINE HILL CROSSING, LP See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised $3,846,154 Associated Brokers / Dealers M.F. Long, James Kennedy, Steven Pfaff, John B Wilson, Ronald J Kudlacek, Brad Wilson, Michael C Ihrie, and Taher Gilani CIK Number 0001613888 Filed Document 0001613888-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clarivoy, Inc. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001618074 Filed Document 0001618074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Income Fund LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001618525 Filed Document 0001618525-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Leeds V CR AIV, L.P. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616546 Filed Document 0001616546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appcore, LLC See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600439 Filed Document 0001600439-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HIBEEK INC. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001618495 Filed Document 0001618495-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Mockingbird Management II LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001618658 Filed Document 0001618658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kisameet Glacial Clay Inc. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001558679 Filed Document 0001558679-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Dinner Lab, Inc. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605145 Filed Document 0001605145-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Point 406 Ventures - Co-Invest II LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $2,041,237 Associated Brokers / Dealers N/A CIK Number 0001618003 Filed Document 0001618003-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Flocasts, Inc. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $8,000,002 Associated Brokers / Dealers N/A CIK Number 0001617956 Filed Document 0001617956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HORSESHOE LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers MATRIX CAPITAL GROUP, INC. CIK Number 0001600280 Filed Document 0001600280-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Gamma Fund, LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301530 Filed Document 0001301530-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Hollow Partners (Dancing Deer) LP See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619090 Filed Document 0001144204-14-056223 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Altus Hospice of North Houston, L.P. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001508104 Filed Document 0001162677-14-000075 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ace Baylor Complex LP See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $628,000 Associated Brokers / Dealers N/A CIK Number 0001595042 Filed Document 0001595042-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cambridge Mobile Telematics, Inc. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001617976 Filed Document 0001617976-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GSO European Senior Debt Feeder Fund LP See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617662 Filed Document 0001617662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESEARCH NOW GROUP INC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $13,407,933 Associated Brokers / Dealers N/A CIK Number 0001092364 Filed Document 0001092364-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Next Graphite, Inc. See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Hunter Wise Securities, LLC and BURNHAM SECURITIES INC. CIK Number 0001563315 Filed Document 0001563315-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Energy Bank Inc See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001575020 Filed Document 0001042167-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Fund LLC See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-14-001056 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leeds V CR Feeder, L.P. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616988 Filed Document 0001616988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #28 See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001615277 Filed Document 0001615277-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
400 Capital Credit Opportunities Fund Ltd. See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edgeline Capital, LLC CIK Number 0001520154 Filed Document 0000919574-14-005065 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bash International, LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001618402 Filed Document 0001618402-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Route 802, LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618405 Filed Document 0001618405-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
SCGE Offshore Fund, L.P. See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509636 Filed Document 0001509636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCGE Onshore Fund, L.P. See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498643 Filed Document 0001498643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Focal Therapeutics, Inc. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $10,060,000 Associated Brokers / Dealers N/A CIK Number 0001618784 Filed Document 0001618784-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEGAL HERO, INC. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617811 Filed Document 0001617811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HORSESHOE LLC See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers MATRIX CAPITAL GROUP, INC. CIK Number 0001600280 Filed Document 0001600280-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ZUMA BEACH ENTERTAINMENT INC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Javier Salas, Steve Hall, James Roderick Tovar, and Mark Savoy CIK Number 0001439508 Filed Document 0001019687-14-003442 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SixTen Land Group LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers n/a - no sales commissions paid CIK Number 0001617910 Filed Document 0001617910-14-000006 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Crashmob, Inc. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $2,314,109 Associated Brokers / Dealers N/A CIK Number 0001618468 Filed Document 0001618468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Porchlight Group, Inc. See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001611693 Filed Document 0001611693-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments 20, LP See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618430 Filed Document 0001618430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globe Isari LLC See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617907 Filed Document 0001617907-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
STRATEGIC PIONEER INVESTOR FUND, LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001618383 Filed Document 0001618383-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSO European Senior Debt Fund LP See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617661 Filed Document 0001617661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLL Partners Fund VII, L.P. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001618460 Filed Document 0000950172-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity