Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rolltech Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $6,374,253 Associated Brokers / Dealers N/A CIK Number 0001636224 Filed Document 0001636224-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Real Estate Opportunities Fund II (D) LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001637206 Filed Document 0001140361-15-013632 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RiverOak Aviation Associates, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001638092 Filed Document 0001638090-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KANALY ENERGY OPPORTUNITY FUND, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635811 Filed Document 0000913849-15-000102 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,058,218 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-15-000116 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GALBRAITHselect Tax Lien Fund LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545206 Filed Document 0001545206-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Manta Solar Corp See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001576165 Filed Document 0001576165-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FCO MA IV LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001637044 Filed Document 0000950142-15-000653 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marker II Joyus Series D LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001637954 Filed Document 0001637954-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlternativeFocus Brevan Howard L.P. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001476585 Filed Document 0000899140-15-000348 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VaporChat, Inc. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637674 Filed Document 0001637674-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
1315 Capital, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001637443 Filed Document 0001637443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AYZH, INC. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637333 Filed Document 0001637333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CASCOF Coinvestment, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637808 Filed Document 0001181431-15-005248 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers MINISTRY PARTNERS SECURITIES, LLC CIK Number 0000944130 Filed Document 0000944130-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
KB/V LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638035 Filed Document 0000902664-15-001998 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Direct Allergy, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602421 Filed Document 0001602421-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICONIQ Strategic Partners II Co-Invest, L.P., KC Series See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638042 Filed Document 0001638042-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lion Vista Transport Limited Partnership See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001609898 Filed Document 0001609898-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Anderson Republics Fund, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545260 Filed Document 0001545260-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001424905 Filed Document 0000899140-15-000356 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Barclays Wealth Advisor Series - Strategic Commodities Fund LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001470105 Filed Document 0000899140-15-000344 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Brevan Howard Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001476584 Filed Document 0000899140-15-000349 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MemberSuite, Inc. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,461,000 Associated Brokers / Dealers N/A CIK Number 0001595496 Filed Document 0001595496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HGI Opportunity Fund IX, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $23,450,000 Associated Brokers / Dealers Benzion Kahana, Yoram Mehr, Paradigm CRE Advisors Inc., Leor Nouman, and Albert David CIK Number 0001631004 Filed Document 0001631004-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Anderson RS Growth Fund, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545261 Filed Document 0001545261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Origami Opportunities Fund III, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Sixpoint Partners LLC and Frontier Solutions, LLC CIK Number 0001637881 Filed Document 0001637881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARETTE INTERNATIONAL, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001628389 Filed Document 0001140361-15-013441 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Novan, Inc. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $50,000,008 Associated Brokers / Dealers N/A CIK Number 0001467154 Filed Document 0001467154-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Vitriflex, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers None CIK Number 0001514061 Filed Document 0001514061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $118,930,520 Associated Brokers / Dealers Patrick Sullivan, Dave Buckalew, Andrew McGinnis, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-15-000115 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Voyages Group Holdings, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001595206 Filed Document 0001595206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AlternativeFocus Halcyon Partners Offshore Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001492431 Filed Document 0000899140-15-000351 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-OVERLAND PARK, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers Bennett K Ely, Charles Geraci, Richard Gagne, Jim Kennedy, Niina Bagdasar, Lori L Rastall, and Joseph A Ondris CIK Number 0001624217 Filed Document 0001624217-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IES Diagnostics, Inc. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001617589 Filed Document 0001566114-15-000039 Exclusions or Exemptions 506c Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ESA Toxicology LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
RCS Capital Corp See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $6,346,510 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenfield R-M Partners, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001637871 Filed Document 0001637871-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aventia Fund See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638087 Filed Document 0001638087-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAUNCHPAD CENTRAL, INC. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,248,912 Associated Brokers / Dealers N/A CIK Number 0001636457 Filed Document 0001636457-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Structure X Capital, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001628147 Filed Document 0001628147-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KickView Corp See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001637958 Filed Document 0000950138-15-000284 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Brand Magnet Ltd See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001635048 Filed Document 0001635048-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business IRELAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CyOmics, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001636654 Filed Document 0001636654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KnowledgeVision Systems Inc See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001489089 Filed Document 0001489089-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arborlight Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $2,639,250 Associated Brokers / Dealers N/A CIK Number 0001637661 Filed Document 0001637661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ANDERSON ALTERNATIVE CAPITAL, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486658 Filed Document 0001486658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
211 Pomeroy Member, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001638143 Filed Document 0001144204-15-019833 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AC HoldCo, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $233,961,508 Associated Brokers / Dealers N/A CIK Number 0001637823 Filed Document 0000899140-15-000363 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Simple Entry, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001611591 Filed Document 0001611591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Debt