Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VIOLA PRIVATE EQUITY II (A) L.P. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615068 Filed Document 0001615068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $4,200 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000048 Exclusions or Exemptions 506c Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Immy Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers none CIK Number 0001512992 Filed Document 0001512992-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fusion Resources, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001585079-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Mineral Property
Golden Palm Investments Holding Co Ltd. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618408 Filed Document 0001618408-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GHANA Revenue or Assets Decline to Disclose Type of Security Other
Alpha HG Fund, Ltd. See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559611 Filed Document 0001559611-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Realty Mogul 22, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001617941 Filed Document 0001617941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
WealthForge Holdings, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001550313 Filed Document 0001550313-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
BWF PRIVATE LOAN FUND LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $3,120,000 Associated Brokers / Dealers N/A CIK Number 0001409623 Filed Document 0001409623-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MHA Intermediate Duration Trust See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617552 Filed Document 0001617552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiburon Saltwater Reclamation Fund II, LLC See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandlapper Securities, LLC, Mark Headrick, Gina Maher, Orlando Fernandez, Jack Bixler, Trevor Gordon, Robert Boggess, Tracy Turner, Alfred Vanderlaan, Joshua Ungerecht, Rena Morris, Ruth Goldstein, and Steve Rice CIK Number 0001605645 Filed Document 0001605645-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Six Trees Capital LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,002,000 Associated Brokers / Dealers NA CIK Number 0001593650 Filed Document 0001593650-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ClariCare, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001618426 Filed Document 0001618426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Identity Automation Investment Partners, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $4,745,300 Associated Brokers / Dealers N/A CIK Number 0001618513 Filed Document 0000914760-14-000080 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Great Falls Apartment, LLC See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers James M. O'Day CIK Number 0001611938 Filed Document 0001611938-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MONTANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CSHG UNIQUE LONG BIAS MASTER FUND, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580874 Filed Document 0001580874-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AtMaps, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001618375 Filed Document 0001618375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kotarba Partners Fund I, LP See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609061 Filed Document 0001609061-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hub Angel Investment Group Fund V, LP See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001611421 Filed Document 0001611421-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TISSUE GENESIS INC. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001210070 Filed Document 0001210070-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Realty Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001617479 Filed Document 0000898432-14-001090 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYNVENIO BIOSYSTEMS INC See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Hill Country Brooklyn, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001579051 Filed Document 0001515971-14-000402 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Victory Surgical Hospital East Houston, LP See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616627 Filed Document 0001162677-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Celer Images, Inc. See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618252 Filed Document 0001618252-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BWF PRIVATE LOAN FUND LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,730,000 Associated Brokers / Dealers N/A CIK Number 0001409623 Filed Document 0001409623-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EVEREST ACQUISITION HOLDINGS INC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Everest Acquisition Holdings, Inc. CIK Number 0001434260 Filed Document 0001434260-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
superpedestrian, inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $4,074,990 Associated Brokers / Dealers N/A CIK Number 0001601723 Filed Document 0001601723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fractyl Laboratories Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $48,635,784 Associated Brokers / Dealers N/A CIK Number 0001572616 Filed Document 0001572616-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mergermarket Topco Ltd See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611510 Filed Document 0001611510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Agralogics Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596410 Filed Document 0001596410-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BELLICUM PHARMACEUTICALS, INC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $94,357,588 Associated Brokers / Dealers Jefferies LLC CIK Number 0001358403 Filed Document 0001358403-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tilson Technology Management, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593004 Filed Document 0001593004-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
TRIA Beauty, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,992,007 Associated Brokers / Dealers N/A CIK Number 0001498824 Filed Document 0001593293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VERACODE INC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $39,999,983 Associated Brokers / Dealers N/A CIK Number 0001358559 Filed Document 0001140361-14-035266 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
First Texas BHC Inc See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $18,678,960 Associated Brokers / Dealers N/A CIK Number 0001399443 Filed Document 0001399443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fairway America Fund VII, LP See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001618352 Filed Document 0001618352-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
HICONVERSION, INC. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001505783 Filed Document 0001505783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nuvola, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001609319 Filed Document 0001077048-14-000198 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kindermint Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $421,820 Associated Brokers / Dealers N/A CIK Number 0001618318 Filed Document 0001618318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Symbiotic Technologies, LLC See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,200,600 Associated Brokers / Dealers N/A CIK Number 0001615955 Filed Document 0001606512-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
DineAmic Steak, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001614278 Filed Document 0001614278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Orono Spectral Solutions, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $768,000 Associated Brokers / Dealers N/A CIK Number 0001618299 Filed Document 0001618299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Cleaning Authority Holding Company, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $49,106,388 Associated Brokers / Dealers N/A CIK Number 0001617362 Filed Document 0001617362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wedge & Skull, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617750 Filed Document 0001617750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Artesia RDCH Fund I LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001617863 Filed Document 0001617863-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Advanced Animal Diagnostics Inc See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,516,347 Associated Brokers / Dealers N/A CIK Number 0001417704 Filed Document 0001417704-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cornerstone Bancshares, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001618498 Filed Document 0001014108-14-000207 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle U.S. Realty VII Trust See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $63,725,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001618159 Filed Document 0001618159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM Insurance Services Inc. See All Filings	D	2014-09-01 00:00:00 UTC
Amount To Be Raised $240,204,585 Associated Brokers / Dealers N/A CIK Number 0001618416 Filed Document 0001140361-14-034661 Exclusions or Exemptions 506b Accepted Date 2014-09-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt