Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Backtrace I/O, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,217,600 Associated Brokers / Dealers N/A CIK Number 0001619304 Filed Document 0001619304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCP QUANTITATIVE FUND L P See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001396387 Filed Document 0001140361-14-035294 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zephyrus Biosciences, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $300,488 Associated Brokers / Dealers N/A CIK Number 0001618726 Filed Document 0001618726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCM I, L.P. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618176 Filed Document 0000950142-14-001868 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIARCS, PBC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001619097 Filed Document 0001619097-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Mind Solutions Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000031 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mind Solutions Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $42,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000029 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SYNAP INC. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001619153 Filed Document 0001619153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
DIGITAL ENTERTAINMENT Corp OF AMERICA See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $12,010,000 Associated Brokers / Dealers N/A CIK Number 0001409604 Filed Document 0001409604-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Benchworks S.D., LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001618936 Filed Document 0001618936-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLEARAS WATER RECOVERY INC. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001459488 Filed Document 0001459488-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
BCM SELECT EQUITY I OFFSHORE, LTD See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619891 Filed Document 0001405086-14-000272 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Tail Hedge Fund L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493680 Filed Document 0001493679-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP QUANTITATIVE FUND L P See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396387 Filed Document 0001140361-14-035299 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concord Testa Hotel Associates, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001619389 Filed Document 0001619389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Cornwall Sidecar 2 Domestic LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619139 Filed Document 0000902664-14-003801 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVEX, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Silver Leaf Partners LLC CIK Number 0001453896 Filed Document 0001453896-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Good Hill Overseas Fund Ltd See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388567 Filed Document 0000902664-14-003800 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MV EI Fund I LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001618844 Filed Document 0001618844-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Wefunds LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $23,800 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000019 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KnowRe Americas, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $7,954,320 Associated Brokers / Dealers N/A CIK Number 0001611307 Filed Document 0001611307-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Real Estate Opportunity Fund 2014, L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001605419 Filed Document 0001605419-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bakken Income Fund LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, and D.H. Hill Securities, LLLP CIK Number 0001534460 Filed Document 0001534460-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pat Tank, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers Daryl Richard Swarts CIK Number 0001619323 Filed Document 0001619323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NZC GUGGENHEIM FUND LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC CIK Number 0001445853 Filed Document 0001445853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weissman Holdings Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619334 Filed Document 0001619334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
WISC Partners, L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001614557 Filed Document 0001614557-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prelude Opportunity Fund, LP See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490687 Filed Document 0001490687-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrity Applications, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Andrew Garrett, Inc. CIK Number 0001506983 Filed Document 0001448051-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Tandum LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001619116 Filed Document 0001461373-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
RCRDCLUB Corp See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001532127 Filed Document 0001532127-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PROCESSUNITY, INC. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001284066 Filed Document 0001284066-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Dialectic Offshore, Ltd. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268057 Filed Document 0000919574-14-005159 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dialectic Antithesis Partners, LP See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325552 Filed Document 0000919574-14-005161 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROGRESSIVE SIERRA COMMONS, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,405,211 Associated Brokers / Dealers N/A CIK Number 0001619326 Filed Document 0001591408-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Macusani Yellowcake Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,616,086 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. and Haywood Securities (USA) Inc. CIK Number 0001545620 Filed Document 0001062993-14-005470 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
6fusion USA, Inc. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $7,450,000 Associated Brokers / Dealers N/A CIK Number 0001499612 Filed Document 0001499612-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Mission Street Manufacturing, Inc. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001588684 Filed Document 0001588684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RATHDOWNEY RESOURCES LTD. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $77,655 Associated Brokers / Dealers N/A CIK Number 0001616914 Filed Document 0001183740-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XIII LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001618952 Filed Document 0001618952-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Mind Solutions Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000030 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MCM I International Master LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618174 Filed Document 0000950142-14-001867 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Tail Hedge Fund Ltd. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493679 Filed Document 0001493679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mind Solutions Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000028 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
rePlanet Holdings, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001591527 Filed Document 0001140361-14-035370 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
TT Emerging Markets Fund LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001619172 Filed Document 0001619172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
B&B Outdoor Sports See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Chris Youngblade CIK Number 0001619155 Filed Document 0001619155-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CCP QUANTITATIVE FUND See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001538337 Filed Document 0001140361-14-035286 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FlightCar Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $19,857,030 Associated Brokers / Dealers N/A CIK Number 0001617214 Filed Document 0001617214-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity