Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BECKER DRAPKIN PARTNERS, L.P. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.H. Darbie & Co., Inc. CIK Number 0001451721 Filed Document 0001451721-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Compellon Inc See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $3,852,591 Associated Brokers / Dealers N/A CIK Number 0001557728 Filed Document 0001557728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flatwater Bancshares, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001631582 Filed Document 0001140361-15-014063 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
KEYWISE GREATER CHINA FUND LTD See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401873 Filed Document 0001401873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Vascular Care Montgomery, LLLP See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $1,196,594 Associated Brokers / Dealers N/A CIK Number 0001638899 Filed Document 0001461373-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Massive Interactive, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,289,772 Associated Brokers / Dealers N/A CIK Number 0001481218 Filed Document 0001199835-15-000096 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Resonate Core, LP See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638104 Filed Document 0001638104-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riri LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001638517 Filed Document 0001638497-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540085 Filed Document 0001012975-15-000257 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESOF Domestic Feeder L.P. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637980 Filed Document 0001140361-15-014253 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WYTEC INTERNATIONAL INC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers LightPath Capital, Inc. CIK Number 0001560143 Filed Document 0001065949-15-000093 Exclusions or Exemptions 506c Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CONTRACT CAPITAL INC. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001638504 Filed Document 0001638504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PCPC 1, LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers NA CIK Number 0001638481 Filed Document 0001638481-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Buttonwood Alpha QP Fund LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001603879 Filed Document 0001603879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reverse Mortgage Investment Trust Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $46,861,230 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001600343 Filed Document 0001600343-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MX Orthopedics, Corp. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,114,950 Associated Brokers / Dealers N/A CIK Number 0001533910 Filed Document 0001533910-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Capital Fund II, L.P. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $54,000,000 Associated Brokers / Dealers N/A CIK Number 0001558688 Filed Document 0001558688-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Pursuit Vascular, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $5,110,913 Associated Brokers / Dealers N/A CIK Number 0001543609 Filed Document 0001543609-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-002841 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
HLH, LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Sanchez Production Partners LP See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001362705 Filed Document 0001362705-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Compound Fund, LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001638740 Filed Document 0001638740-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brazil Buyout Coinvestment, L.P. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507264 Filed Document 0001181431-15-005548 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAD Oregon LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001638040 Filed Document 0001638040-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ATTUNITY LTD See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AxcessNet LLC CIK Number 0000893821 Filed Document 0001178913-15-001170 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Dougherty Evergreen Income Fund LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001637945 Filed Document 0001637945-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Company Rum, LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001637776 Filed Document 0001637624-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Anthos Capital III, L.P. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001638319 Filed Document 0001638319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Beyond Gold Corp. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $26,373 Associated Brokers / Dealers N/A CIK Number 0001638579 Filed Document 0001638579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
2Contango, LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers n/A CIK Number 0001638200 Filed Document 0001638200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
BLACKSTREET CAPITAL HOLDINGS, LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638503 Filed Document 0001638503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic Credit Investments LP See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619747 Filed Document 0001619747-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
500 TukTuks, L.P. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001638439 Filed Document 0001638439-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ingo Money, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $6,858,027 Associated Brokers / Dealers N/A CIK Number 0001587976 Filed Document 0001587976-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Campus-Clarion Student Housing Partners, LP See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001598901 Filed Document 0001598901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Immune Therapeutics, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559356 Filed Document 0001559356-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Celadon Technology Fund IV, LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $4,645,185 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001632066 Filed Document 0001632066-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Graham Absolute Return Trading Ltd. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593406 Filed Document 0001593406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Graham Absolute Return Ltd. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593364 Filed Document 0000941031-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Legacy Motion Pictures, LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001608285 Filed Document 0001140361-15-014322 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gameface Media, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001612136 Filed Document 0001612136-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Meed, Inc. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001638330 Filed Document 0001638330-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Buttonwood Alpha Fund LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001603877 Filed Document 0001603877-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JPMORGAN GLOBAL ACCESS MASTER SPC LTD. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001414428 Filed Document 0000950142-15-000687 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZANBATO, INC. See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $11,954,048 Associated Brokers / Dealers none CIK Number 0001545809 Filed Document 0001545809-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001459082 Filed Document 0001459082-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOOMIS SAYLES MULTISECTOR FULL DISCRETION TRUST See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433432 Filed Document 0001433432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Longwood Capital, LP See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601391 Filed Document 0001601391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL MINES & MINERALS CORP See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001371424 Filed Document 0001534122-15-000041 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Partners Municipal III Trust See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised $172,625,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001632714 Filed Document 0001632714-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund