Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Good Hill Partners Fund LP See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470636 Filed Document 0000902664-14-003799 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NZC GUGGENHEIM FUND LTD See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC CIK Number 0001449086 Filed Document 0001449086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wefunds LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $73,000 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000016 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
North Denver SNF, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $5,430,000 Associated Brokers / Dealers N/A CIK Number 0001616872 Filed Document 0001140361-14-035928 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund X LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $339,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611072 Filed Document 0001611072-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Dialectic Antithesis Opportunities Fund II, LP See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526505 Filed Document 0000919574-14-005163 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConsortiEX Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619302 Filed Document 0001619302-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-003802 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GWS Tool Holdings, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619267 Filed Document 0001619267-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mind Solutions Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000025 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MC Greensboro LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001619275 Filed Document 0001619275-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATE, INC. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers n/a CIK Number 0001552805 Filed Document 0001552805-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Micro Medical Solutions, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001618948 Filed Document 0001618948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
762 Treuhold Park LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001618884 Filed Document 0001618884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
MCM I International Ltd. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618198 Filed Document 0000950142-14-001869 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GFS MAP Trust See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557359 Filed Document 0001557359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV VC Fund I, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001606122 Filed Document 0001606122-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ecoVent Corp. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,289,722 Associated Brokers / Dealers N/A CIK Number 0001607265 Filed Document 0001607265-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Flats Phase Two, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619339 Filed Document 0001619339-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
BiddRocket, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001588636 Filed Document 0001588636-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Liquid Rates Fund Ltd. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545465 Filed Document 0001493679-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP QUANTITATIVE FUND See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538337 Filed Document 0001140361-14-035288 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Center at Northridge, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001616865 Filed Document 0001140361-14-035930 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Partners Offshore Fund LP See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001395894 Filed Document 0000902664-14-003794 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina Mountain Harvest LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618833 Filed Document 0001618833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Drawbridge Special Opportunities Offshore Fund Ltd. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001461023 Filed Document 0000902664-14-003806 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfoGPSNetworks, Inc. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001612341 Filed Document 0001140361-14-035345 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
TNT Dynamite Disgraced, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001619057 Filed Document 0001619057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Good Hill Partners Fund II LP See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470637 Filed Document 0000902664-14-003798 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CCM Small Cap Value Fund, Ltd. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486750 Filed Document 0000919574-14-005181 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Frontier Corp. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,188,815 Associated Brokers / Dealers GMP Securities L.P., Acumen Capital Partners Limited, M Partners Inc., and Cormark Securities Inc. CIK Number 0001619381 Filed Document 0001140361-14-035477 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim High-Yield Plus Fund SPC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC CIK Number 0001465725 Filed Document 0001465725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craig Drill Capital, L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000830078 Filed Document 0000919574-14-005179 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jaguar Animal Health, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,112,500 Associated Brokers / Dealers N/A CIK Number 0001585608 Filed Document 0001585608-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Canadian Overseas Petroleum Ltd See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001507759 Filed Document 0001507759-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Oaktree Private Investment Fund IV, L.P. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619599 Filed Document 0001181431-14-032012 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $92,400 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000015 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LHKT Capital LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,016,000 Associated Brokers / Dealers N/A CIK Number 0001619266 Filed Document 0001588252-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GRT ENERGY LONG-ONLY, L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578429 Filed Document 0000919574-14-005167 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPINNAKER ECA HOLDINGS LTD See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (EUROPE) LTD CIK Number 0001618881 Filed Document 0001618881-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RoundShield 1 Co-Invest 1, LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618927 Filed Document 0001315863-14-000551 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ruyi Capital Partners, L.P. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617129 Filed Document 0001617129-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vasuda Life Sciences Fund, LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Robert Schoenfeld CIK Number 0001619277 Filed Document 0001619277-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formation Data Systems, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001619133 Filed Document 0001619133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TYFFON INC. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001619145 Filed Document 0001619145-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PeoplesVC, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers n/a CIK Number 0001573342 Filed Document 0001573342-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MM Melon Street Partners, LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001619268 Filed Document 0001619268-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Silvergate Pharmaceuticals, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001520642 Filed Document 0001520642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mind Solutions Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000024 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WR Hambrecht Ventures II-D See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $3,213,430 Associated Brokers / Dealers N/A CIK Number 0001619115 Filed Document 0001437749-14-016890 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity