|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $13,400,000
- Associated Brokers / Dealers
- RG Private Equity LLC and Kasner Ventures LLC
- CIK Number
- 0001619251
- Filed Document
- 0001619251-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619892
- Filed Document
- 0001405086-14-000273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $94,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600214
- Filed Document
- 0001600214-14-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619355
- Filed Document
- 0001619339-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $2,622,233
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618572
- Filed Document
- 0001618572-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $39,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600214
- Filed Document
- 0001600214-14-000018
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $3,337,065
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619606
- Filed Document
- 0001619605-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $10,725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618829
- Filed Document
- 0001618829-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586830
- Filed Document
- 0001140361-14-035797
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $1,445,000
- Associated Brokers / Dealers
- Microventure Marketplace Inc.
- CIK Number
- 0001606124
- Filed Document
- 0001606124-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619324
- Filed Document
- 0001619324-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001267921
- Filed Document
- 0000919574-14-005165
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593658
- Filed Document
- 0001593658-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619641
- Filed Document
- 0001619641-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619255
- Filed Document
- 0001019687-14-003544
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $17,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619552
- Filed Document
- 0001619552-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $512,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618386
- Filed Document
- 0001618386-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001136711
- Filed Document
- 0001136711-14-000027
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619091
- Filed Document
- 0001619091-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $6,263,276
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620000
- Filed Document
- 0001620000-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $380,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619210
- Filed Document
- 0001619210-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501496
- Filed Document
- 0001501496-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001396387
- Filed Document
- 0001140361-14-035297
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619228
- Filed Document
- 0001619228-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549071
- Filed Document
- 0001010412-14-000156
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- HAWAII
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D |
2014-09-11 00:00:00 UTC |
- Amount To Be Raised
- $14,980,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593099
- Filed Document
- 0001593099-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001618418
- Filed Document
- 0001618418-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Steven Friedman
- CIK Number
- 0001410879
- Filed Document
- 0001410879-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $6,310,896
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001050269
- Filed Document
- 0000950172-14-000069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618337
- Filed Document
- 0001618337-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001391647
- Filed Document
- 0001391647-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001132844
- Filed Document
- 0000919574-14-005126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $32,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001136711
- Filed Document
- 0001136711-14-000019
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $32,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001136711
- Filed Document
- 0001136711-14-000021
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615280
- Filed Document
- 0001615280-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $83,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421365
- Filed Document
- 0001421365-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- CREDIT SUISSE SECURITIES (EUROPE) LTD
- CIK Number
- 0001618879
- Filed Document
- 0001618879-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619058
- Filed Document
- 0001619058-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590302
- Filed Document
- 0001590302-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619020
- Filed Document
- 0001619020-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617529
- Filed Document
- 0001144204-14-055311
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573450
- Filed Document
- 0001573450-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619025
- Filed Document
- 0001619025-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618767
- Filed Document
- 0001618753-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502847
- Filed Document
- 0000919574-14-005138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lewis S. Kunkel III
- CIK Number
- 0001618648
- Filed Document
- 0000919574-14-005140
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- JCC Advisors, LLC, American Portfolios Financial Services, Inc., Berthel Fisher & Co Financial Services, Inc., Concorde Investment Services, LLC, Harbor Light Securities, LLC, Thomas M. Nixon & Assoc, Perryman Securities, inc., The Strategic Financial Alliance, inc., VFG Securities, Inc., Alliance Affiliated Equities Corporation, Ameritas Investment Corp., Arete Wealth Management, LLC, Calton & Associates, Inc., Centaurus Financial, Inc., Crown Capital Securities, LP, Dynasty Capital Partners, Inc,, Financial West Investment Group, First Allied Securities, Inc., Independent Financial Group, LLC, International Assets Advisory, LLC, Investors Capital Corp, Kalos Capital, Inc,, Parkland Securities, LLC, VSR Financial Services, Inc., and 1st Global Capital Corp.
- CIK Number
- 0001618803
- Filed Document
- 0001618803-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $1,521,352
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518322
- Filed Document
- 0001518322-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MARTIN CURRIE INVESTOR SERVICES, INC.
- CIK Number
- 0001546425
- Filed Document
- 0001479446-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-09-10 00:00:00 UTC |
- Amount To Be Raised
- $138,100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600214
- Filed Document
- 0001600214-14-000012
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-09-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|