Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Studio 9Plus LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Venovate Marketplace Inc. CIK Number 0001619060 Filed Document 0001181431-14-031964 Exclusions or Exemptions 506c Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEMINOLE B JOINT VENTURE See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $984,000 Associated Brokers / Dealers N/A CIK Number 0001619392 Filed Document 0001619392-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Ascent Solar Technologies, Inc. See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $7,990,002 Associated Brokers / Dealers N/A CIK Number 0001350102 Filed Document 0001350102-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Park Presidio Capital Partners, L.P. See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586728 Filed Document 0000935836-14-000520 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCF VI Ta L.P. See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001618180 Filed Document 0001618180-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SCOPIA PX INTERNATIONAL LTD See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001350984 Filed Document 0000919574-14-005231 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT INVESTORS CREDIT II, LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619526 Filed Document 0001619526-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DELPHIN DYNAMIC ALLOCATION FUND LTD. See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612316 Filed Document 0001140361-14-035596 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Credit Opportunity Co-Investors III (A) LP See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised $46,551,580 Associated Brokers / Dealers N/A CIK Number 0001610318 Filed Document 0000950142-14-001881 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sibilla Capital Onshore LLC See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Matthew Luciano, Scarsdale Equities LLC, Carl Berg, and John Daniel JR Sampietro CIK Number 0001557666 Filed Document 0001013594-14-000589 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock My World Inc See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $491,946 Associated Brokers / Dealers N/A CIK Number 0001598406 Filed Document 0001598406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guidon Partners GP, LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001619380 Filed Document 0001619380-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
SCOPIA INTERNATIONAL LTD See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341006 Filed Document 0000919574-14-005229 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ratan SPV Fund, LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619331 Filed Document 0001619331-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palisades Management II LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $8,778,000 Associated Brokers / Dealers N/A CIK Number 0001619975 Filed Document 0001619975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WC 1899 McKinney Avenue, LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001619403 Filed Document 0001619403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Credit Opportunity Fund III LP See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised $2,757,530,186 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Deutsche Bank Securities Inc., and Picton S.A. CIK Number 0001565243 Filed Document 0000950142-14-001879 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Energy Spectrum Partners VII LP See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $1,200,000,000 Associated Brokers / Dealers N/A CIK Number 0001618061 Filed Document 0001618061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Factor Premia Fund, a series of The PanAgora Group Trust See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475781 Filed Document 0000898432-14-001115 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Large Cap Core Fund, a series of The PanAgora Group Trust See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475790 Filed Document 0000898432-14-001122 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRQBEER USK LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001618942 Filed Document 0001618942-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OZOIF IRA Access Ltd. See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515332 Filed Document 0001515332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StepLeader, Inc. See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001577636 Filed Document 0001577636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sidecar Technologies, Inc. See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0000816143 Filed Document 0000816143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Park Presidio Capital Offshore Fund, Ltd. See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591190 Filed Document 0000935836-14-000519 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REMSEN INVESTORS, LP See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606774 Filed Document 0001013594-14-000592 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALLIANCE LENKBAR INVESTMENT FUND, LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619122 Filed Document 0001619122-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNOLIA CAPITAL FUND, LP See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618333 Filed Document 0001248915-14-000148 Exclusions or Exemptions 506c Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Other
Oppleo Security, Inc. See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612925 Filed Document 0001612925-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Fare Mechanic Inc See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619439 Filed Document 0001619439-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
PFM Healthcare Opportunities Offshore Fund, Ltd. See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619341 Filed Document 0000935836-14-000521 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Larson Capital Fund II, LLC See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612379 Filed Document 0001612379-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Bond Index Fund, a series of The PanAgora Group Trust See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475786 Filed Document 0000898432-14-001126 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Apollo Credit Opportunity Fund (Offshore) III LP See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised $650,500,000 Associated Brokers / Dealers N/A CIK Number 0001616428 Filed Document 0000950142-14-001880 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Medias, Inc. See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001428397 Filed Document 0001144204-14-055778 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Paulson Gold Participation Fund LLC See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001500834 Filed Document 0001500834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascend Access Ltd. See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001504731 Filed Document 0001504731-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Access LLC See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460049 Filed Document 0001460049-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBS Holdings, LLC See All Filings	D	2014-09-15 00:00:00 UTC
Amount To Be Raised $4,600,004 Associated Brokers / Dealers N/A CIK Number 0001619307 Filed Document 0001619307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-15 00:00:00 UTC
Amount To Be Raised $1,714,968 Associated Brokers / Dealers Gordon Chisholm, David Fisher, Richard Martin, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-14-000266 Exclusions or Exemptions 506b Accepted Date 2014-09-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hedge Fund Select: Brevan Howard Multi-Strategy Fund LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001557570 Filed Document 0001140361-14-035431 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delfin LNG Holdings, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001619102 Filed Document 0001619102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, and MSC-BD, LLC CIK Number 0001107149 Filed Document 0001107149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMD Silver Offshore L.P. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536814 Filed Document 0001536814-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACK DUCK SOFTWARE INC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $20,000,042 Associated Brokers / Dealers N/A CIK Number 0001300477 Filed Document 0000897069-14-000392 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Red Kite Compass Cayman Fund Ltd See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619272 Filed Document 0001619272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nephrology Care Group, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618765 Filed Document 0000892303-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Black Hills Capital Investors, LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001454422 Filed Document 0001454422-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WMD Capital Partners Fund II, LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481176 Filed Document 0001481176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund