Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ACADIAN TAX AWARE EMERGING MARKETS EQUITY FUND, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001573741 Filed Document 0001573741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PotentiaMetrics, Inc. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634717 Filed Document 0001493152-15-001263 Exclusions or Exemptions 506c Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Swedan Investment Fund, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545900 Filed Document 0001545900-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001398259 Filed Document 0001625257-15-000030 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Venture Partners VIII, LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers LAWRENCE B. HOLLIN and JOE SILVER CIK Number 0001637984 Filed Document 0001637984-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Momentum Real Estate Fund II, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $49,995,000 Associated Brokers / Dealers GFG Securities, LLC CIK Number 0001622754 Filed Document 0001019687-15-001324 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CETA Holdings, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638834 Filed Document 0001638834-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UNYQ DESIGN, INC. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001611041 Filed Document 0001611041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Akanda, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,599,999 Associated Brokers / Dealers N/A CIK Number 0001638905 Filed Document 0001638905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Audax Mezzanine Fund IV-B, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638225 Filed Document 0001638223-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
520 Broadway Parallel REIT LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001638839 Filed Document 0001638839-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ray Shi China Small/Mid Cap Select Fund, a Series of Ray Shi Investment Trust See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518237 Filed Document 0001518237-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glendale Heritage LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001638273 Filed Document 0001638273-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Cortex Global Fund Offshore, Ltd. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574663 Filed Document 0001315863-15-000343 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Bear # 1 Joint Venture See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,098,500 Associated Brokers / Dealers N/A CIK Number 0001638656 Filed Document 0001638656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Oak Forest IL Self Storage, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,316,000 Associated Brokers / Dealers N/A CIK Number 0001630637 Filed Document 0001630637-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Audax Mezzanine Fund IV-A, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638223 Filed Document 0001638223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Uptown Ltd Liability Co See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001638824 Filed Document 0001638824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fairwood Peninsula Energy Corp See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $29,700,297 Associated Brokers / Dealers N/A CIK Number 0001620325 Filed Document 0001140361-15-014491 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
590 Partners, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001574752 Filed Document 0000899140-15-000385 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN URANIUM CORP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $12,228 Associated Brokers / Dealers N/A CIK Number 0001639420 Filed Document 0001183740-15-000086 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Montegra Capital Income Fund, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001475332 Filed Document 0001475332-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Delfin LNG Holdings, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001619102 Filed Document 0001140361-15-014489 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
West Side Student Loan Fund LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638532 Filed Document 0001638532-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Group Opportunistic Fund LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Neuberger Berman LLC CIK Number 0001107982 Filed Document 0000899140-15-000380 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookline Value Investment Fund, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookline Securities, LLC CIK Number 0001496581 Filed Document 0001496581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Roost Shared Storage, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638127 Filed Document 0001638127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DEL TACO SERIES OF PLEASANT LAKE OPPORTUNITIES FUND LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $25,675,000 Associated Brokers / Dealers N/A CIK Number 0001636693 Filed Document 0001140361-15-014617 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Puissance Capital Partners LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636687 Filed Document 0000919574-15-003410 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQUIMO LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560674 Filed Document 0001560674-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Discipline & Diversification, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637631 Filed Document 0001637631-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Genesis Capital Partners Onshore Fund LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637701 Filed Document 0001637701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Prudence Crandall Fund III, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512350 Filed Document 0000902664-15-002063 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
STEELPOINTE EB-5, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $73,000,000 Associated Brokers / Dealers Trevor Saliba and Daniel S. Weil CIK Number 0001635144 Filed Document 0001621575-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Verdis Hedged Strategies Fund, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398397 Filed Document 0000945621-15-000157 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symphony Healthcare Value Fund, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513111 Filed Document 0000919574-15-003403 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LINCOLN BANCORP /IA/ See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers DA Davidson& Co. CIK Number 0000906205 Filed Document 0000906205-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Blue Trend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001440755 Filed Document 0001625257-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. 50 Fund, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633742 Filed Document 0001633742-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZERONINES TECHNOLOGY INC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001163941 Filed Document 0001637127-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CAI M&M Investors Fund, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001632263 Filed Document 0001315863-15-000336 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
West Side Student Loan Offshore Fund Ltd See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638372 Filed Document 0001638372-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CartoDB Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $7,496,260 Associated Brokers / Dealers N/A CIK Number 0001638859 Filed Document 0001638859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advantage Health Properties, L.L.C. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575246 Filed Document 0001575246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Via Transportation, Inc. See All Filings	D	2015-04-05 00:00:00 UTC
Amount To Be Raised $26,814,979 Associated Brokers / Dealers N/A CIK Number 0001603015 Filed Document 0001603015-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hummingbird Resources plc See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $1,172,507 Associated Brokers / Dealers N/A CIK Number 0001507450 Filed Document 0001507450-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
J.P. Morgan U.S. Corporate Finance Institutional Offshore Investors V L.P. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604728 Filed Document 0001604728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CARTEL EQUITY FUND, LLC See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $4,970,000 Associated Brokers / Dealers N/A CIK Number 0001567624 Filed Document 0001567624-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greatist, Inc. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001638392 Filed Document 0001638392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SLSF III, LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638733 Filed Document 0001638733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund