|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569827
- Filed Document
- 0001569827-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601634
- Filed Document
- 0001601634-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583516
- Filed Document
- 0001583516-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
See All Filings
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001367594
- Filed Document
- 0001625257-15-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $690,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564499
- Filed Document
- 0001564499-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Mineral Property
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637201
- Filed Document
- 0001637201-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $1,125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638975
- Filed Document
- 0001638975-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560938
- Filed Document
- 0001560938-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $46,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623473
- Filed Document
- 0001623473-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
See All Filings
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001367595
- Filed Document
- 0001625257-15-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brian D. Marvin, Adam T. Taylor, and Dace J. Blaskovitz
- CIK Number
- 0001573960
- Filed Document
- 0000919574-15-003399
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619000
- Filed Document
- 0001315863-15-000337
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Thomas W. Keesee and Stephen Burke
- CIK Number
- 0001483215
- Filed Document
- 0001483215-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $1,360,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638116
- Filed Document
- 0001638116-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $11,999,983
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595210
- Filed Document
- 0001595210-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638653
- Filed Document
- 0001638653-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607773
- Filed Document
- 0001607773-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636475
- Filed Document
- 0001636475-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638505
- Filed Document
- 0001638505-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- State Street Corporation
- CIK Number
- 0001577913
- Filed Document
- 0000905718-15-000362
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $1,049,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001447163
- Filed Document
- 0001140361-15-014577
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638797
- Filed Document
- 0001140361-15-014503
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $54,999,987
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501037
- Filed Document
- 0001501037-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- JCC Advisors, LLC, American Portfolios Financial Services, Inc., Berthel Fisher & Co Financial Services, Inc., Concorde Investment Services, LLC, Harbor Light Securities, LLC, Thomas M. Nixon & Assoc, Perryman Securities, inc., The Strategic Financial Alliance, inc., VFG Securities, Inc., Alliance Affiliated Equities Corporation, Ameritas Investment Corp., Arete Wealth Management, LLC, Calton & Associates, Inc., Centaurus Financial, Inc., Crown Capital Securities, LP, Dynasty Capital Partners, Inc,, Financial West Investment Group, First Allied Securities, Inc., Independent Financial Group, LLC, International Assets Advisory, LLC, Investors Capital Corp, Kalos Capital, Inc,, Parkland Securities, LLC, VSR Financial Services, Inc., 1st Global Capital Corp., Tim Snodgrass, Transamerica Fin Adv, Sigma FIn Corp, M. Todd Petersen, and Robert Messett
- CIK Number
- 0001618803
- Filed Document
- 0001618803-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
See All Filings
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001367598
- Filed Document
- 0001625257-15-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $3,700,000
- Associated Brokers / Dealers
- Jeromy Salveson and Kurt Ursich
- CIK Number
- 0001635830
- Filed Document
- 0001635830-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $562,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606108
- Filed Document
- 0001606108-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618983
- Filed Document
- 0001315863-15-000340
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Miguel de leon Zarraga Jr. and William Richard Hunt Jr
- CIK Number
- 0001531266
- Filed Document
- 0000949353-15-000064
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618988
- Filed Document
- 0001315863-15-000338
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $3,512,256
- Associated Brokers / Dealers
- Kenneth Dayton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000141
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638271
- Filed Document
- 0001638271-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $18,347,949
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638889
- Filed Document
- 0001638889-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $9,754,375
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001638669
- Filed Document
- 0001638669-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001543382
- Filed Document
- 0001315863-15-000345
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- State Street Corporation
- CIK Number
- 0001577915
- Filed Document
- 0000905718-15-000366
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brian D. Marvin, Adam T. Taylor, and Dace J. Blaskovitz
- CIK Number
- 0001573965
- Filed Document
- 0000919574-15-003401
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001638636
- Filed Document
- 0000950103-15-002778
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- 0
- CIK Number
- 0001639067
- Filed Document
- 0001639067-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $1,271,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638650
- Filed Document
- 0001638650-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Thomas W. Keesee and Delphine Pariente
- CIK Number
- 0001514987
- Filed Document
- 0001514987-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602850
- Filed Document
- 0001588308-15-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
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D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Thomas W. Keesee
- CIK Number
- 0001489548
- Filed Document
- 0001489548-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Thomas W. Keesee and Stephen Burke
- CIK Number
- 0001354401
- Filed Document
- 0001354401-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $62,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001481915
- Filed Document
- 0001231919-15-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $6,600,000
- Associated Brokers / Dealers
- Michael Shannon
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000139
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001638836
- Filed Document
- 0001638836-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638811
- Filed Document
- 0001638811-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
See All Filings
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D/A |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001367596
- Filed Document
- 0001625257-15-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2015-04-06 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638772
- Filed Document
- 0001638772-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
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