Disclosure Quest - Search SEC Filings

More options

Type of Offering

Amount To Be Raised

to

Filing Date

to

Type of Security

Industry

CIK Number

Principal Place Of Business

Found 2 results

Name	Type of Offering	Accepted Date
APX Drilling Partners 2014-B, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers JCC Advisors, LLC, American Portfolios Financial Services, Inc., Berthel Fisher & Co Financial Services, Inc., Concorde Investment Services, LLC, Harbor Light Securities, LLC, Thomas M. Nixon & Assoc, Perryman Securities, inc., The Strategic Financial Alliance, inc., VFG Securities, Inc., Alliance Affiliated Equities Corporation, Ameritas Investment Corp., Arete Wealth Management, LLC, Calton & Associates, Inc., Centaurus Financial, Inc., Crown Capital Securities, LP, Dynasty Capital Partners, Inc,, Financial West Investment Group, First Allied Securities, Inc., Independent Financial Group, LLC, International Assets Advisory, LLC, Investors Capital Corp, Kalos Capital, Inc,, Parkland Securities, LLC, VSR Financial Services, Inc., 1st Global Capital Corp., Tim Snodgrass, Transamerica Fin Adv, Sigma FIn Corp, M. Todd Petersen, and Robert Messett CIK Number 0001618803 Filed Document 0001618803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
APX Drilling Partners 2014-B, LP See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers JCC Advisors, LLC, American Portfolios Financial Services, Inc., Berthel Fisher & Co Financial Services, Inc., Concorde Investment Services, LLC, Harbor Light Securities, LLC, Thomas M. Nixon & Assoc, Perryman Securities, inc., The Strategic Financial Alliance, inc., VFG Securities, Inc., Alliance Affiliated Equities Corporation, Ameritas Investment Corp., Arete Wealth Management, LLC, Calton & Associates, Inc., Centaurus Financial, Inc., Crown Capital Securities, LP, Dynasty Capital Partners, Inc,, Financial West Investment Group, First Allied Securities, Inc., Independent Financial Group, LLC, International Assets Advisory, LLC, Investors Capital Corp, Kalos Capital, Inc,, Parkland Securities, LLC, VSR Financial Services, Inc., and 1st Global Capital Corp. CIK Number 0001618803 Filed Document 0001618803-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity