Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CIFC CLO Co-Investment Fund L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619813 Filed Document 0001619813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Portfolio I Investors, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $4,760,000 Associated Brokers / Dealers N/A CIK Number 0001618223 Filed Document 0001618223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RUBY RED MARKET NEUTRAL FUND, L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617594 Filed Document 0001617594-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pepperdata, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001566656 Filed Document 0001566656-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HCP-LGA, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619686 Filed Document 0001619686-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Eight Two Alpha Fund, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619783 Filed Document 0001619783-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klaraos Leveraged Redevelopment II, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551239 Filed Document 0001551239-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1226 Vail LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001619521 Filed Document 0001619521-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bramshott Europe Fund L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521902 Filed Document 0000943663-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Questex Holdings, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $49,650,000 Associated Brokers / Dealers N/A CIK Number 0001620968 Filed Document 0001620968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Sky Capital Lenders LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Jeromy Salveson CIK Number 0001619808 Filed Document 0001619808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
OV 5 Coral Park, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,836,335 Associated Brokers / Dealers N/A CIK Number 0001619233 Filed Document 0001619233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NPC III, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Mariner Silvermine Fund Offshore Ltd See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461258 Filed Document 0001530807-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Global Fund, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502166 Filed Document 0001140361-14-035819 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcem Global Onshore LP See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557043 Filed Document 0000945621-14-000245 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in Argo II) L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $181,300 Associated Brokers / Dealers N/A CIK Number 0001589789 Filed Document 0001465818-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Balanced Energy, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $251,274 Associated Brokers / Dealers N/A CIK Number 0001606171 Filed Document 0001606171-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
13 SMART STRIKE/FIRST PASSAGE, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/A CIK Number 0001619733 Filed Document 0001619733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Keynes Leveraged Quantitative Strategies Fund Ltd See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411439 Filed Document 0000902664-14-003849 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Bouldin Creek Holdings, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001619670 Filed Document 0001619670-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Diversification Partners Liquidity Fund LP See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001618981 Filed Document 0001618981-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PodPonics, Inc. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001579990 Filed Document 0001579990-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tolera Therapeutics Inc See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451072 Filed Document 0001451072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Go Redfish Investment, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619738 Filed Document 0001619738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLARAOS DEAL SUPPORT, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551238 Filed Document 0001551238-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Consumer Credit (Q) Fund, L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619274 Filed Document 0001619274-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echo Creek Fund, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618888 Filed Document 0001618888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Dot Holdings LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $853,625 Associated Brokers / Dealers N/A CIK Number 0001531442 Filed Document 0001531442-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Bramshott Funds See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521904 Filed Document 0000943663-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OURCROWD (INVESTMENT IN ARGO) L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $556,400 Associated Brokers / Dealers N/A CIK Number 0001580776 Filed Document 0001465818-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
WhereFor, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619263 Filed Document 0001619263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
OV 4 Coral Park, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $4,502,057 Associated Brokers / Dealers N/A CIK Number 0001619224 Filed Document 0001619224-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sunnyside Sponsor, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001618236 Filed Document 0001618236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CQS ABS FEEDER FUND LTD See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459395 Filed Document 0001459395-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHGATE VENTURE PARTNERS VII, L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619771 Filed Document 0001619771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Mill Run LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001619683 Filed Document 0001619683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
AQR Offshore Multi-Strategy Fund X, L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616867 Filed Document 0001616867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AeroGenics, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001618133 Filed Document 0001618133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
INTRINSIC THERAPEUTICS INC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $20,878,287 Associated Brokers / Dealers N/A CIK Number 0001213628 Filed Document 0001213628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Galton Mortgage Strategies Onshore Fund, L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473967 Filed Document 0001530807-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CRYSTALPLEX CORP See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,648,000 Associated Brokers / Dealers N/A CIK Number 0001254728 Filed Document 0001254728-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Diversification Partners Exchange Fund LP See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001618994 Filed Document 0001618994-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Blue Cloud Ventures II LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619560 Filed Document 0001619560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPE Energy Fund II, L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001619665 Filed Document 0001619665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICE Global Credit (DCAM) Fund Ltd See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001619632 Filed Document 0001619632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Energy Income Fund IV L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001619764 Filed Document 0001619764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Atea Pharmaceuticals, Inc. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Madding King CIK Number 0001593899 Filed Document 0001140361-14-035805 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marlette Funding, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603892 Filed Document 0000935836-14-000526 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
RIVERNORTH MUNICIPAL PARTNERS, L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500640 Filed Document 0001500640-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund