Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BPS Technology Ltd See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001609849 Filed Document 0001144204-14-056674 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 15 See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471882 Filed Document 0001507943-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim-IDS Executives, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001619538 Filed Document 0001619510-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Marlette Funding, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600839 Filed Document 0000935836-14-000527 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Qmania, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,497,660 Associated Brokers / Dealers N/A CIK Number 0001557095 Filed Document 0001557095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keeneland Crest Investors, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001619036 Filed Document 0001619036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Klaraos Ventures II-A, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551241 Filed Document 0001551241-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dreamhammer Products, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584062 Filed Document 0001584062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raycliff Redchurch Investors, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619336 Filed Document 0001619336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
IMB-E&E Acquisition, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001615428 Filed Document 0001615428-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Candlewood Structured Credit Harvest Fund, Ltd See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Credit Suisse Securities (USA) LLC, and First Liberties Financial CIK Number 0001555443 Filed Document 0001555443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGNATURE PORTFOLIO LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350428 Filed Document 0001140361-14-035931 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eight Two Alpha Fund, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619783 Filed Document 0001619783-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Socotra Fund LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001573807 Filed Document 0001573807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forum Acquisitions I, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001604962 Filed Document 0001604962-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
White Winston Select Asset Fund GF-14 See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619074 Filed Document 0001619074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC CLO Co-Investment Fund Offshore Feeder L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619812 Filed Document 0001619812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IOF XI, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001619803 Filed Document 0001619803-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nexera Holding LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001619691 Filed Document 0001619691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exo, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619086 Filed Document 0001619086-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ifbyphone Inc See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001409264 Filed Document 0001409264-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Q-BLK STRATEGIC PARTNERS INC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001308869 Filed Document 0001140361-14-035892 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baron Energy Inc. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001410012 Filed Document 0001417317-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TMRP III Co-Investment Fund, L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Stephen D. Strake, Sr., Matthew P. Summers, Andrew B. Linbeck, William W. Cathriner II, William S. Hill, Gregory A. Reid, T. Michael Conway, and J. Cole Dawson III CIK Number 0001610282 Filed Document 0001610282-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DW BBX Woodbine #5, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619787 Filed Document 0001619787-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 16 See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471883 Filed Document 0001507943-14-000075 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nightscape Global Value Fund LP See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501329 Filed Document 0000902664-14-003840 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLARAOS DEAL SUPPORT, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551238 Filed Document 0001551241-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Wall Wine Company, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001455944 Filed Document 0001455944-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ECI 10 B L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $64,485,618 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001614573 Filed Document 0001614533-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSquared SICAV PLC - Special Concentrated Opportunistic Fund I See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619408 Filed Document 0001619408-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Bullion Development Corp. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,402,514 Associated Brokers / Dealers N/A CIK Number 0001400094 Filed Document 0001400094-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bramshott Europe Fund plc See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520977 Filed Document 0000943663-14-000147 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klaraos Leveraged Redevelopment, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551240 Filed Document 0001551240-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTING SCIENCE GROUP CORP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0000866970 Filed Document 0000866970-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Latitude 17, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001620032 Filed Document 0001620032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
22nd Century Group, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001347858 Filed Document 0000897069-14-000401 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVA Investors, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $3,695,500 Associated Brokers / Dealers N/A CIK Number 0001619751 Filed Document 0001619751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
WiserTogether, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $9,015,193 Associated Brokers / Dealers N/A CIK Number 0001498932 Filed Document 0001498932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Oomba, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001558230 Filed Document 0001558230-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NanoVapor Inc. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001478131 Filed Document 0001478131-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arcem Global Offshore Ltd. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557032 Filed Document 0000945621-14-000246 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., Jill T. Cohen, and UMB Financial Services, Inc. CIK Number 0001589065 Filed Document 0001589065-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Naples Investors, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $10,975,000 Associated Brokers / Dealers Broadway Direct Investments, LLC CIK Number 0001618224 Filed Document 0001618223-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
13 CONGRATS/DECEIT, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0001619734 Filed Document 0001619734-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Applied Cavitation, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $153,000 Associated Brokers / Dealers Joseph Lavigne CIK Number 0001613273 Filed Document 0001613273-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
13 COLONEL JOHN/REPEAT, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001619726 Filed Document 0001619726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
TAL EQUITIES IV, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001619037 Filed Document 0001619037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
1700Lacy, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001619401 Filed Document 0001619401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other