Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Princeton Asset Management Absolute Return Fund, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494314 Filed Document 0001494314-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoPatient, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001592765 Filed Document 0001592765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PSO SPECIAL INVESTMENTS, LTD. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468311 Filed Document 0001507943-14-000084 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penumbr4 \| LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001598639 Filed Document 0001598639-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Java Bright Capital LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619598 Filed Document 0001619598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT GARFIELD, LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472170 Filed Document 0001507943-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mosaic Ventures Investors Fund I, L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619829 Filed Document 0001619829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Agrilab Technologies, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619695 Filed Document 0001619695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Mariner Total Return Municipal Bond Fund, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group capital Markets, Inc. CIK Number 0001562236 Filed Document 0001562236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVM IV LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HUDSON PARTNERS SECURITIES LLC CIK Number 0001617430 Filed Document 0001479446-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOVEMENT VENTURES, INC. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,682,327 Associated Brokers / Dealers N/A CIK Number 0001619059 Filed Document 0001619059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Founders Properties Income Fund III, L.L.L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001619040 Filed Document 0001619040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Securis Opportunities Fund See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586568 Filed Document 0000902664-14-003850 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASPIRE Beverage Company, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,700,043 Associated Brokers / Dealers N/A CIK Number 0001580799 Filed Document 0001580799-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL ENDOWMENT FUND II, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458795 Filed Document 0001458795-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riffyn, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001619420 Filed Document 0001619420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Armored Info, LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001583150 Filed Document 0000895345-14-000251 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
Augmate Corp See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001614614 Filed Document 0001144204-14-056670 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE CREST ENERGY CO See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001407802 Filed Document 0001407802-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Diesslin Private Equity Opportunities Fund I, Ltd. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612114 Filed Document 0001612114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Caltius Equity Partners Executive III, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $207,500,000 Associated Brokers / Dealers N/A CIK Number 0001585509 Filed Document 0001585247-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Biltmore Apartment Homes, Ltd. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers American Independent Securities Group, LLC CIK Number 0001610200 Filed Document 0001610200-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
THERANOSTICS HEALTH, INC. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Oy, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001620044 Filed Document 0001620044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Draper Nexus Technology Partners II, L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001619229 Filed Document 0001619229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Oil Corp. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $4,138,359 Associated Brokers / Dealers N/A CIK Number 0001591476 Filed Document 0001217160-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CCI Technology Partners II, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529884 Filed Document 0000902664-14-003854 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eaglebine Horizontal Project #1, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001619828 Filed Document 0001619828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PointBridge Fund LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619370 Filed Document 0000950142-14-001912 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OpenGamma, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001508736 Filed Document 0001508736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
OORJA PROTONICS, INC. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001335768 Filed Document 0001335768-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Array Health Solutions Inc See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $13,376,447 Associated Brokers / Dealers HGP SECURITIES LLC (HEALTHCARE GROWTH PARTNERS) CIK Number 0001382741 Filed Document 0001382741-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SSI Hedged Convertible Opportunity Fund, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177950 Filed Document 0000919574-14-005261 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miromatrix Medical Inc. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001527096 Filed Document 0001288230-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Global Asset Backed Opportunities LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600087 Filed Document 0000945621-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitetail Creek Orchard, LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001552952 Filed Document 0001552952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
1000Museums, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001474068 Filed Document 0001474068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Teak Hill Fund LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385865 Filed Document 0001385865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Golf Planner Pro, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001618432 Filed Document 0001618432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clarus DE II, L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001619527 Filed Document 0001619527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Compass Natural Gas Partners LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,613 Associated Brokers / Dealers N/A CIK Number 0001612983 Filed Document 0001213900-14-006721 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AvidBiotics Corp. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001324632 Filed Document 0001324632-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Alternative Strategies Fund Enhanced, LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001411157 Filed Document 0001411157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Onshore Mortgage Recovery Fund III, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001588032 Filed Document 0001562236-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC TRADEWINDS FUND LTD See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214729 Filed Document 0001507943-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYTIMMUNE SCIENCES INC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001334971 Filed Document 0001334971-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
K2 Sierra Long Short Fund LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514915 Filed Document 0001507943-14-000080 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cancer Targeting Systems, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $2,900,035 Associated Brokers / Dealers N/A CIK Number 0001619669 Filed Document 0000897069-14-000400 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ECI 10 A L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $243,487,942 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001614533 Filed Document 0001614533-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanic Hedge Fund See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501332 Filed Document 0000902664-14-003841 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund