Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SMART MARKETS FUND, L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529935 Filed Document 0001529935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Figo Pet Insurance, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,919,091 Associated Brokers / Dealers N/A CIK Number 0001596737 Filed Document 0001596737-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Shiloh's Five Loaves, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $212,025 Associated Brokers / Dealers N/A CIK Number 0001619148 Filed Document 0001619148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Social Information Arbitrage, L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606432 Filed Document 0001606432-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Catch of LA Associates LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619332 Filed Document 0001619332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Caspian Focused Opportunities Fund, L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530807 Filed Document 0001530807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSQ Hampshire Net Lease Funds, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001619384 Filed Document 0001619384-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QW FUND LTD See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267687 Filed Document 0001140361-14-035893 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inflection Energy LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001551368 Filed Document 0001551368-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CAMPBELL GLOBAL ASSETS FUND LTD SPC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hanwha Securities Co. CIK Number 0001390565 Filed Document 0001390565-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klaraos Leveraged Redevelopment II, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551239 Filed Document 0001551239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN OFFSHORE FUND LTD See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454541 Filed Document 0000919574-14-005253 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTEGRA REALTY RESOURCES INC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001095974 Filed Document 0001095974-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hellman & Friedman Capital Partners VIII, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618933 Filed Document 0001618902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture51 Capital Fund Feeder, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001618494 Filed Document 0001618494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MRGB Hold Co. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $96,650,000 Associated Brokers / Dealers N/A CIK Number 0001616035 Filed Document 0001616035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Vestillo, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001619547 Filed Document 0001619547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
VR1 Corp See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $930,290 Associated Brokers / Dealers N/A CIK Number 0001561045 Filed Document 0001561045-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Acosta Coinvestment, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001615609 Filed Document 0001140361-14-035671 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STARBOARD LEADERS FUND LP See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP CAPITAL, LLC CIK Number 0001575038 Filed Document 0001546934-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanook Energy Fund, LP See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618445 Filed Document 0001315863-14-000553 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XV LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001619672 Filed Document 0001619718-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Real Estate Capital Asia Partners IV TE L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001619374 Filed Document 0001619374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXA IM Global Emerging Markets Small Cap Fund, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616570 Filed Document 0000943663-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moon A/T Capital GCC Fund LP See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619382 Filed Document 0000902664-14-003822 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets Decline to Disclose Type of Security Equity
Encore Vision, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001618596 Filed Document 0001618596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ExecOnline, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560583 Filed Document 0001560583-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Fore Multi-Strategy Fund LP See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001586461 Filed Document 0001586461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROOKDALE GLOBAL OPPORTUNITY FUND See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458377 Filed Document 0001140361-14-035690 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fleksy, Inc. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001584201 Filed Document 0001584201-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Xi3, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $204,000,000 Associated Brokers / Dealers N/A CIK Number 0001567074 Filed Document 0001567074-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cignifi Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers NA CIK Number 0001519436 Filed Document 0001519436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WV AIV III (TPS), LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620252 Filed Document 0001620252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon Finance I, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001619639 Filed Document 0001619639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Mt. Tam Partners, L.P. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473919 Filed Document 0000935836-14-000523 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fastbar Technologies Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001619540 Filed Document 0001619540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital VII, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $404,040,404 Associated Brokers / Dealers Top Capital Advisors, Inc. CIK Number 0001617703 Filed Document 0001617703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000051 Exclusions or Exemptions 506c Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Thank Heaven Productions LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001618048 Filed Document 0001618048-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Icebox Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001571530 Filed Document 0001571530-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
VERDE SCIENCE, INC. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001390778 Filed Document 0001183740-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIGTT Midstream Holdings, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001619663 Filed Document 0001619663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Bos Taurus Fund I, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001619187 Filed Document 0001619187-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ASPEN GROUP, INC. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $5,397,825 Associated Brokers / Dealers N/A CIK Number 0001487198 Filed Document 0001553350-14-001107 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MV Venture Fund III LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001619718 Filed Document 0001619718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Independence Global Fund LLC See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587816 Filed Document 0001587816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Securisyn Medical, LLC See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001511538 Filed Document 0001511538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Common Sensing Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001584394 Filed Document 0001584394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Algaeon, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001560376 Filed Document 0001560376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ARABELLA EXPLORATION, INC. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Jett Capital Advisors, LLC CIK Number 0001506374 Filed Document 0001144204-14-056161 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt