Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
72VEST Life Fund 1 LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620575 Filed Document 0001620575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Arundel Long Fund LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504214 Filed Document 0000919574-14-005361 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSATS INC. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001620609 Filed Document 0001620610-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Highland Copper Co Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,377,150 Associated Brokers / Dealers N/A CIK Number 0001552157 Filed Document 0001183740-14-000307 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc. CIK Number 0001501156 Filed Document 0000919574-14-005358 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATO FUND LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460961 Filed Document 0001405086-14-000276 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Honeybee Fund, LP See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620494 Filed Document 0001620494-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
India Insight Value Fund See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553591 Filed Document 0001553591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAIDAR JUPITER FUND LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124791 Filed Document 0001140361-14-036445 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WFP Opportunity Fund, LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586797 Filed Document 0001586797-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AFP - Life Settlement Fund LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620578 Filed Document 0001620578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
UpWest Labs Fund II, L.P. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001620527 Filed Document 0001620527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobalWorx, Inc. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001578479 Filed Document 0001578479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA 116 See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602216 Filed Document 0001602216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shop Like A Man Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,545,719 Associated Brokers / Dealers N/A CIK Number 0001598586 Filed Document 0001598586-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Community of Bishops Bay LLC (The) See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers N/A CIK Number 0001439583 Filed Document 0001439583-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SoapBox Soaps LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Acquire Middlebury LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620170 Filed Document 0001620170-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Public Insight Corp See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001573953 Filed Document 0001573953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SII Holding I Corp See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $177,621 Associated Brokers / Dealers N/A CIK Number 0001559662 Filed Document 0000895345-14-000259 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Investment Alliance, L.P. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558180 Filed Document 0001558180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Spirited Group Opportunity Fund II, L.P. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001620480 Filed Document 0001620480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
B & A Global Energy, Inc See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001619806 Filed Document 0001619806-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
ADI SPV FUND (OFFSHORE) LTD. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620128 Filed Document 0000919574-14-005365 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Discovery Global Macro Partnership Fund LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001587224 Filed Document 0001587224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Idalion Global Fund LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585909 Filed Document 0001619559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joshua Water Technology, Inc. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001559497 Filed Document 0001559497-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Evergreen Eagle Partners, L.P. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588020 Filed Document 0001031323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
DIRNAD II FUND LP See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620754 Filed Document 0001620754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
W KAPOLEI VII, L.L.C. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $105,750,000 Associated Brokers / Dealers N/A CIK Number 0001620701 Filed Document 0001620701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SPROUT A REVOLUTION, INC. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001579189 Filed Document 0001579189-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WFP Income Fund, LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586795 Filed Document 0001586795-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KeyBridge Fund III LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620585 Filed Document 0001620585-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Rocket Fuel Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001477200 Filed Document 0001477200-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCM Small Cap Value Qualified Fund, L.P. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285048 Filed Document 0000919574-14-005371 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESOP, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001620253 Filed Document 0001620253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
McKissock Investment Holdings LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,527,499 Associated Brokers / Dealers N/A CIK Number 0001618515 Filed Document 0001137403-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
New Mexico Foreign Investment Center, LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608990 Filed Document 0001608990-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
CCM Small Cap Value Fund, L.P. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102681 Filed Document 0000919574-14-005369 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillsborough Storage Associates, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001620373 Filed Document 0001620373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CF DEBT FUND, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620517 Filed Document 0001620517-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
2500 J Street Development, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001620293 Filed Document 0001620293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Magnolia Realty Advisors' Alpha Fund LP See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620341 Filed Document 0001620341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apse, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,913,000 Associated Brokers / Dealers N/A CIK Number 0001590265 Filed Document 0001590265-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Haidar Neptune Fund Ltd. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483489 Filed Document 0001140361-14-036449 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlon Latin America Partners LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587895 Filed Document 0001587895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DISCERENE FUND LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491197 Filed Document 0001405086-14-000277 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HSI High Yield Credit I Co-Investment Paddock, L.P. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620247 Filed Document 0000902664-14-003898 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAIDAR NEPTUNE FUND LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439024 Filed Document 0001140361-14-036448 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cole Power, LLC. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001619595 Filed Document 0001619595-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity