Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vertiflex, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001385978 Filed Document 0001385978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Asset Avenue 103, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers None CIK Number 0001620131 Filed Document 0001620131-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Carlyle Power Partners II-B, L.P. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001619833 Filed Document 0001140361-14-036412 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQUADRA EQUITY FUND LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443620 Filed Document 0001505172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
ALLVIA INC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $33,000 Associated Brokers / Dealers N/A CIK Number 0001131604 Filed Document 0001131604-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GrayBul Sea Palms, LP See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $6,075,000 Associated Brokers / Dealers N/A CIK Number 0001620173 Filed Document 0001620173-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Organic Trails Cafes LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001620629 Filed Document 0001620629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Utah Caskets Direct See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001619421 Filed Document 0001619421-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Yellowstone Compact & Commodities Corp See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $34,589 Associated Brokers / Dealers N/A CIK Number 0001620556 Filed Document 0001620556-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Arlon Latin America Partners A LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587897 Filed Document 0001587897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Zeptor Corp See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001588654 Filed Document 0001588654-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Amazing Energy, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001513335 Filed Document 0001513335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gramercy Distressed Argentina Master Fund II See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619774 Filed Document 0000919574-14-005375 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arundel Hedged Fund LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476703 Filed Document 0000919574-14-005363 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIRNAD FUND LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591825 Filed Document 0001405086-14-000278 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL OIL & GAS CORP OF AMERICA See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $23,000 Associated Brokers / Dealers N/A CIK Number 0001572016 Filed Document 0001117768-14-000764 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Senfina Fund Ltd. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620479 Filed Document 0000902664-14-003901 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAIDAR JUPITER INTERNATIONAL LTD. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170056 Filed Document 0001140361-14-036447 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartWealthStrategies 2 LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620582 Filed Document 0001620582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
AG SCS Fund, L.P. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617272 Filed Document 0001617272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Rabbit, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001533264 Filed Document 0001533264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Hawk Properties, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers N/A CIK Number 0001621093 Filed Document 0001140361-14-036884 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Education Evolve, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619759 Filed Document 0001140361-14-036416 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
TOWERHILL LONG/SHORT EQUITY LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Benjamin F. Edwards CIK Number 0001133076 Filed Document 0001140361-14-036461 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FNWD Land Acquisition & Development I LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620610 Filed Document 0001620610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Building Robotics, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $7,206,815 Associated Brokers / Dealers N/A CIK Number 0001620662 Filed Document 0001620662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GrayBul Charleston, LP See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,540,680 Associated Brokers / Dealers N/A CIK Number 0001620174 Filed Document 0001620174-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Juice Holdings - South Texas, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $677,549 Associated Brokers / Dealers N/A CIK Number 0001619138 Filed Document 0001619138-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vital Farms, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers INTELLIVEST SECURITIES, INC. CIK Number 0001579733 Filed Document 0001579733-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEEM NanoEnergy, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001620547 Filed Document 0001620547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nano Defense Solutions, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001619897 Filed Document 0001619897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Agari Data, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $14,999,993 Associated Brokers / Dealers N/A CIK Number 0001619765 Filed Document 0001619765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ADI SPV FUND, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620127 Filed Document 0000919574-14-005367 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Senfina Fund L.P. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620478 Filed Document 0000902664-14-003900 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAMSON TAX EFFICIENT INFLATION PROTECTION STRATEGY LLC SER D See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439860 Filed Document 0001439860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Ocean Pad Project Inc. See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Oriam Perez CIK Number 0001615460 Filed Document 0001615460-14-000005 Exclusions or Exemptions 505 and 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dougherty Absolute Equity Fund LLC See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kirkeby, Charlie Hanish, Mark Johnson, and Michael Dolan CIK Number 0001500480 Filed Document 0001500480-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Somnia Sleep Wellness, Inc. See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619823 Filed Document 0001619823-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OZDPII HedgeFocus Fund LP See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001571032 Filed Document 0001571032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blade of Grass, LLC See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001620460 Filed Document 0001620460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Vodka Brands Corp See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620053 Filed Document 0001511164-14-000544 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Boyd Watterson Ltd Duration Mid-Grade Fund, LLC See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557556 Filed Document 0000897069-14-000412 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CREDIT NATION CAPITAL, LLC See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459055 Filed Document 0001459055-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Napier Park European Credit Global Feeder Ltd See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587343 Filed Document 0000902664-14-003872 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS Gavea Global Macro Fund Ltd See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001533261 Filed Document 0001533261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COTA Racing & Entertainment LLC See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001514553 Filed Document 0001539722-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quartz Co-Invest, L.P. See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620042 Filed Document 0001620042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WYNNEFIELD PARTNERS SMALL CAP VALUE LP See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899083 Filed Document 0000899083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS York Total Return Fund Ltd See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001520442 Filed Document 0001520442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Capital Energy Credit Partners, L.P. See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619849 Filed Document 0000935836-14-000541 Exclusions or Exemptions 506b Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund