Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lingerfelt Commonwealth Legacy Fund, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Cary Street Partners LLC CIK Number 0001574698 Filed Document 0001574698-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINITY GOLD FUND, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488950 Filed Document 0001488950-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
SG Holdings, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001620271 Filed Document 0001620271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Northlight European Fundamental Credit Fund See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001619878 Filed Document 0001619878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ephesus Lighting, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001565677 Filed Document 0001565677-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HRA Sierra LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $15,310,000 Associated Brokers / Dealers Timothy D. Smith, Michael O. Strand, and Gregory L. Beckel CIK Number 0001620406 Filed Document 0000927087-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
OHCP III BC COI, L.P. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620532 Filed Document 0000950142-14-001944 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASSUREDPARTNERS, LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $287,491,687 Associated Brokers / Dealers N/A CIK Number 0001515654 Filed Document 0001515654-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SOMERSET EMERGING MARKETS SMALL CAP FUND LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443634 Filed Document 0001012975-14-000635 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NUGEN TECHNOLOGIES INC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $10,299,992 Associated Brokers / Dealers N/A CIK Number 0001130430 Filed Document 0001130430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ARC Medical Devices Inc. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001505556 Filed Document 0001140361-14-036638 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Smith Street Capital I, LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452248 Filed Document 0001619434-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUDHELIX, INC. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $3,100,127 Associated Brokers / Dealers N/A CIK Number 0001620624 Filed Document 0001620624-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RWC European Focus Fund Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587786 Filed Document 0000902664-14-003913 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intelligent Fingerprinting Ltd See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $4,787,744 Associated Brokers / Dealers N/A CIK Number 0001540191 Filed Document 0001540191-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
BioKier, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001469459 Filed Document 0001469459-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Industry Ventures Partnership Holdings III, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001578837 Filed Document 0001578837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMB Japan Opportunities Fund, LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487073 Filed Document 0001487073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Full Throttle Partners, LP See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620708 Filed Document 0001620708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Benson Hill Biosystems, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565847 Filed Document 0001565847-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Heatherton Growth Fund, LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583710 Filed Document 0001583710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood Constellation SPC Ltd. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001620717 Filed Document 0001012975-14-000636 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Centurion Income Fund I, L.P. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620707 Filed Document 0001620707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Albizia ASEAN Tenggara Fund See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619441 Filed Document 0000945621-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Venue Report See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001620733 Filed Document 0001620733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SEMPRIUS INC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Bowboard LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545064 Filed Document 0001545064-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NATREL, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001617901 Filed Document 0001617901-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Food Works, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $4,145,000 Associated Brokers / Dealers N/A CIK Number 0001582933 Filed Document 0001620801-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Castanea Family Holdings IV, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $41,464,646 Associated Brokers / Dealers N/A CIK Number 0001619947 Filed Document 0001620257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aon Hewitt Group Trust See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Benfield Securities, Inc. CIK Number 0001496672 Filed Document 0001496672-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Market Select Fund II LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523159 Filed Document 0001523159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlanta Micro, Inc. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001578183 Filed Document 0001578183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Roark Capital Partners IV LP See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001620770 Filed Document 0000950142-14-001948 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Partners, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corinthian Partners, LLC, Chardan Capital Markets, and KJM Securities, Inc. CIK Number 0001520114 Filed Document 0001619434-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQN Investors Fund LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607135 Filed Document 0000935836-15-000574 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioSig Technologies, Inc. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cleveland Capital, L.P. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas A. Yako and N/A CIK Number 0001035648 Filed Document 0000919574-14-005385 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSIA Medical, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $250,003 Associated Brokers / Dealers N/A CIK Number 0001609844 Filed Document 0001609844-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY STREET COMMINGLED GLOBAL EQUITY FUND, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609458 Filed Document 0000919574-14-005359 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital Farms, Inc. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers INTELLIVEST SECURITIES, INC. CIK Number 0001579733 Filed Document 0001579733-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VOLITIONRX LTD See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,189,749 Associated Brokers / Dealers Founding Asset Management ("FAM") CIK Number 0000093314 Filed Document 0000093314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Newbury Partners Late Stage Fund 2014 II, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001620529 Filed Document 0001620529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund III, LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $696,140 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AROUND MIDNIGHT FILM PARTNERS, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001576881 Filed Document 0001065949-14-000232 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arlon Latin America Partners B LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587896 Filed Document 0001587896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Matchbook Labs, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,313,901 Associated Brokers / Dealers N/A CIK Number 0001620240 Filed Document 0001620240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Midland One Financial, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001620034 Filed Document 0001162677-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Morgan Stanley HedgePremier/Discovery Global Macro Offshore Fund Ltd. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001587481 Filed Document 0001587481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delta Institutional, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130143 Filed Document 0000919574-14-005373 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund