Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
UMAX GROUP CORP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001517709 Filed Document 0001517709-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Renovis Surgical Technologies, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001572091 Filed Document 0001572091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Acadian Frontier Markets Equity Fund See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405793 Filed Document 0001405793-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brahman Partners IV (Cayman), Ltd. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580271 Filed Document 0000902664-14-002437 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cal-Arbor Investors, LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001597683 Filed Document 0001597683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Varsity News Network, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,364,346 Associated Brokers / Dealers N/A CIK Number 0001541447 Filed Document 0000905718-14-000201 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GRIDPOINT INC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $16,248,513 Associated Brokers / Dealers TOMS Capital LLC CIK Number 0001344781 Filed Document 0001344781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Reliable Parts Holdings LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $59,000,000 Associated Brokers / Dealers N/A CIK Number 0001607444 Filed Document 0001607444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
All About Beer, LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001595676 Filed Document 0001595676-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
NV Gold Corp See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $580,096 Associated Brokers / Dealers N/A CIK Number 0001607807 Filed Document 0001607807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Essence Group Holdings Corp See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allen and Company LLC CIK Number 0001421621 Filed Document 0001421621-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001253769 Filed Document 0001253769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobiquity Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ALWAYSONVACATION, INC. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,580,000 Associated Brokers / Dealers N/A CIK Number 0001404029 Filed Document 0001404029-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nantucket Levered LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Securities America Inc. CIK Number 0001318160 Filed Document 0001318160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Adtile Technologies Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610224 Filed Document 0001610224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Fairfield LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $187,101,000 Associated Brokers / Dealers N/A CIK Number 0001607719 Filed Document 0001607719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consulting Services Support Corp See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001491144 Filed Document 0001491144-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
IVP Cipheroptics, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers EDI Financial Inc. CIK Number 0001548394 Filed Document 0001548394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BROADREACH GROWTH FUND L P See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001132395 Filed Document 0000935836-14-000298 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Europe Realty Co-Investment II, L.P. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607467 Filed Document 0001315863-14-000298 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Springs Covenant Group, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001607728 Filed Document 0001607728-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
LGP Dungaree Coinvest LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,652,500 Associated Brokers / Dealers N/A CIK Number 0001597266 Filed Document 0001597266-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Signature Transportation Group LLP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001607536 Filed Document 0001607536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRENDLINES GROUP LTD. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,320,677 Associated Brokers / Dealers Octagon Capital Corporation CIK Number 0001607852 Filed Document 0001607852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
PSW Urban Homes, LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers none CIK Number 0001607375 Filed Document 0001607375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Capital High Income Fund B, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550727 Filed Document 0000945621-14-000140 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneRoof Energy Group, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,742,245 Associated Brokers / Dealers N/A CIK Number 0001603415 Filed Document 0001603415-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HARBERT ASIAN OPPORTUNITIES FUND, LP See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548967 Filed Document 0000919574-14-002885 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Care, L.L.C. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001606499 Filed Document 0001606499-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bluefoot Investments L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538348 Filed Document 0000919574-14-002878 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seidman Investment Partnership III, L.P. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607156 Filed Document 0001607156-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG North American Private Debt Fund LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pinnacle Trust Partners Securities LLC, Roam Capital Inc., ISP Financial Services AG, and Trium Investment Management LLP CIK Number 0001607552 Filed Document 0001607552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nine Energy Service, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,751,600 Associated Brokers / Dealers N/A CIK Number 0001532286 Filed Document 0001532286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nantucket Fund L P See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers The Enterprise Securities Company, Securities America Inc., Triad Advisors, Auto Club Trust, FSB, and LPL Financial LLC CIK Number 0001006455 Filed Document 0001318160-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Multi-Strategy Portfolio Lightning, LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001576354 Filed Document 0001140361-14-020025 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Europe Realty Co-Investment, L.P. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607466 Filed Document 0001315863-14-000297 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urgent-MD Nostrand Avenue U Management LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001607526 Filed Document 0001607526-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
WestRiver Partners, LP See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549306 Filed Document 0001549306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monarch Capital Partners III-A LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607693 Filed Document 0001607693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAINSTREAM INVESTORS, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001558619 Filed Document 0001181431-14-019116 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
JOBHIVE, INC. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers N/A CIK Number 0001585156 Filed Document 0001585156-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Japan Macro Opportunities Partners, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497123 Filed Document 0001497123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIRTLE CALLAGHAN TRADING PARTNERS L P See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067109 Filed Document 0001067109-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pomeroy Capital Partners L.P. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607765 Filed Document 0001607765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valinor Credit Partners Offshore, Ltd. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $16,200,000 Associated Brokers / Dealers N/A CIK Number 0001484187 Filed Document 0000919574-14-002891 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covenant Equity Fund I, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,070,000 Associated Brokers / Dealers Basso Family Trust, dated July 3, 1990 CIK Number 0001607729 Filed Document 0001607729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Impala P2 Fund LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607979 Filed Document 0001140361-14-021217 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLANK WALTHAM, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers none CIK Number 0001607702 Filed Document 0001607702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity