Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Budnitz Bicycles, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607487 Filed Document 0001607487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
BROADMARK REAL ESTATE LENDING FUND II, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001607840 Filed Document 0001607840-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fanhattan, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $17,997,227 Associated Brokers / Dealers N/A CIK Number 0001604764 Filed Document 0001604764-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medallion Fund RF L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549431 Filed Document 0001549431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Sorbent Therapeutics Inc See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001352145 Filed Document 0001352145-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ruby's Naturals, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001607954 Filed Document 0001607954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund II See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $8,146,490 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
LS Power Fund III Feeder 2, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,072,950,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591697 Filed Document 0001591664-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RPI Properties 104, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $175,500 Associated Brokers / Dealers N/A CIK Number 0001607945 Filed Document 0001607945-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
SELIGMAN HEALTH SPECTRUM PLUS FUND See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417385 Filed Document 0001140361-14-020539 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Court Fund, LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555002 Filed Document 0001315863-14-000302 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paloma Access LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001576442 Filed Document 0001576442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPP Cayman 3 LP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001607682 Filed Document 0001607342-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MACKENZIE NORTHWEST FUND LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JOEY MILLER CIK Number 0001590434 Filed Document 0001590434-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Tilt Fund, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001549718 Filed Document 0001140361-14-020510 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KILO GOLDMINES LTD See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $4,999,198 Associated Brokers / Dealers Sprott Global Resources Investments, Ltd. CIK Number 0001435552 Filed Document 0001140361-14-020907 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Daseke, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001607849 Filed Document 0001607849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WESTAIM CORP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108828 Filed Document 0001108828-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RCG Renergys, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575531 Filed Document 0001575531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chartbeat, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $3,096,743 Associated Brokers / Dealers N/A CIK Number 0001499932 Filed Document 0001499932-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AH Parallel Fund IV-Q, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $65,292,000 Associated Brokers / Dealers N/A CIK Number 0001604861 Filed Document 0001604859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Glynn Emerging Opportunity Fund II, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions LLC CIK Number 0001605347 Filed Document 0001605347-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imagimod LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607929 Filed Document 0001607929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
RCS Capital Corp See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $390,000,000 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIFF RMPRF L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549432 Filed Document 0001549432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Everspring Inc. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001589306 Filed Document 0001589306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 200 See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607820 Filed Document 0001565908-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LS Power Fund III Feeder 1, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,072,950,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591727 Filed Document 0001591664-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Naurex Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467762 Filed Document 0001467762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NOVA 3 PP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $392,307 Associated Brokers / Dealers N/A CIK Number 0001566672 Filed Document 0001140361-14-021366 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
SI-BONE, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $32,999,993 Associated Brokers / Dealers N/A CIK Number 0001459839 Filed Document 0001459839-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NantBioscience, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001608318 Filed Document 0001608318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
36 South Funds PLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512272 Filed Document 0000902664-14-002433 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AvidXchange, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $9,999,996 Associated Brokers / Dealers N/A CIK Number 0001117565 Filed Document 0001117565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fairlight Fund LP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605160 Filed Document 0001605160-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cervenka & Lukes Capital, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607804 Filed Document 0001607804-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sonivate Medical Inc See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001414353 Filed Document 0001414353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Middle Kingdom Value Fund, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607832 Filed Document 0001607832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CCI HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Direct Access Partners, LLC, Deutsche Bank Securities Inc., UBS Financial Services Inc., and Silver Leaf Partners, LLC CIK Number 0001180853 Filed Document 0000902664-14-002413 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG VORA SPECIAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERKINS FUND MARKETING, L.L.C., BARCLAYS CAPITAL INC., and PAPAMARKOU WELLNER & CO., INC. CIK Number 0001476579 Filed Document 0000919574-14-002879 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Broadband, Inc. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393593 Filed Document 0001393593-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HCI HUMAN CAPITAL INSTITUTE, INC. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001608011 Filed Document 0001608011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Japan Macro Opportunities Offshore Partners, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497124 Filed Document 0001497124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Peak Partners Fund LP See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489381 Filed Document 0001489381-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphera Fund - Global L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483253 Filed Document 0001607651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kansas City Covenant Group, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,165,000 Associated Brokers / Dealers N/A CIK Number 0001607727 Filed Document 0001607727-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Crescent Long/Short Credit Opportunity Fund, Ltd. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606567 Filed Document 0000945621-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StreetShares, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001607838 Filed Document 0001607838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Kahuna, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $11,277,564 Associated Brokers / Dealers N/A CIK Number 0001610065 Filed Document 0001610065-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vivify Health, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001566980 Filed Document 0001566980-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity