Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Penumbra Inc See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Perella Weinberg Partners LP CIK Number 0001321732 Filed Document 0000935836-14-000308 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-CAMP CREEK, LP See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $4,428,027 Associated Brokers / Dealers Michael C Ihrie, Russ Huffington, Kenneth M Devane, Stephen C Pfaff, Taher Gilani, George Martin Hjorth, Mindy Klien DeVane, Mark Rowe, M.F. Long, and Mark Van Mourick CIK Number 0001601826 Filed Document 0001601826-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Temas Partners, L.P. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607819 Filed Document 0000919574-14-002884 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAL ARG Investors, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,371,000 Associated Brokers / Dealers N/A CIK Number 0001606948 Filed Document 0001606948-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grand Central Income Fund, LP See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549924 Filed Document 0001213900-14-003135 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ICG North America Holdings Ltd. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607553 Filed Document 0001607553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Breast Microseed, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607763 Filed Document 0001607763-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
eWELLNESS HEALTHCARE Corp See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001550020 Filed Document 0001493152-14-001428 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Nantucket Institutional Fund Cayman spc See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers The Enterprise Securities Company, Securities America Inc, Triad Advisors, Auto Club Trust, FSB, and LPL Financial LLC CIK Number 0001292046 Filed Document 0001318160-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Serent Capital Associates II, L.P. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607454 Filed Document 0001607454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KSA Capital Fund Ltd See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001297812 Filed Document 0000919574-14-002877 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABT Molecular Imaging, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,062,939 Associated Brokers / Dealers N/A CIK Number 0001473539 Filed Document 0001473539-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Audiam, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $128,870 Associated Brokers / Dealers N/A CIK Number 0001602488 Filed Document 0001602488-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Respect Network Corp See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $5,120,374 Associated Brokers / Dealers N/A CIK Number 0001607726 Filed Document 0001607726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCI TECHNOLOGY PARTNERS, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001182273 Filed Document 0000902664-14-002415 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund IX, LP See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599547 Filed Document 0001599547-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Qnect LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607627 Filed Document 0001607627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Valinor Credit Partners, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $62,877,150 Associated Brokers / Dealers N/A CIK Number 0001484184 Filed Document 0000919574-14-002890 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stratos Genomics Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $16,306,996 Associated Brokers / Dealers N/A CIK Number 0001501187 Filed Document 0001501187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
McKinley Capital International Growth Fund LP See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329503 Filed Document 0000935836-14-000304 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Matawan, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $876,322 Associated Brokers / Dealers N/A CIK Number 0001608362 Filed Document 0001461373-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BDR Mount Baker II LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001607680 Filed Document 0001607680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
York Asian Opportunities Institutional Fund Ltd See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517059 Filed Document 0001144204-14-029368 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearside Biomedical, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001539029 Filed Document 0001539029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
AQR DELTA XN Offshore Fund Ltd. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606428 Filed Document 0001606428-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL VELOCITY INC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001276487 Filed Document 0001276487-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TOSCA MINING CORP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $29,163 Associated Brokers / Dealers N/A CIK Number 0001517597 Filed Document 0001183740-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
JourneyPure LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers HB Sconyers and Company, LLC CIK Number 0001600158 Filed Document 0001600158-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Dinner Lab, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,126,744 Associated Brokers / Dealers N/A CIK Number 0001605145 Filed Document 0001605145-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
MerchantIQ Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $9,850,000 Associated Brokers / Dealers N/A CIK Number 0001605100 Filed Document 0001140361-14-020453 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Signix, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001506625 Filed Document 0001506625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hirtle Callaghan Absolute Return Fund, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525246 Filed Document 0001525246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Providence Opportunity Fund Ltd. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Sterling Financial Group Inc. CIK Number 0001607767 Filed Document 0001607767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Cloud Apps Capital Partners, LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606970 Filed Document 0001606970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caffeinated Labs, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001524660 Filed Document 0001524660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AvanSci Bio, L.L.C. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001533861 Filed Document 0001533861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Other
West Kirkland Mining Inc. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $27,748,309 Associated Brokers / Dealers Sprott Global Resource Investments Ltd., Cormark Securities Inc., PI Financial Inc., GMP Securities L.P., and Macquarie Capital Markets Canada Ltd. CIK Number 0001492927 Filed Document 0001140361-14-020597 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pecos Partners, L.P. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001607780 Filed Document 0000950142-14-001018 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCI HEALTHCARE PARTNERS II, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277313 Filed Document 0000902664-14-002414 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Capital Partners I, LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001605029 Filed Document 0001605029-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Equity II Fund, LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461762 Filed Document 0001461762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Japan Macro Opportunities Offshore Partners, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497124 Filed Document 0001497124-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACTOLUS SERIES FUND, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001563514 Filed Document 0001144204-14-029393 Exclusions or Exemptions 506c Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
RevolutionCredit, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,040,535 Associated Brokers / Dealers N/A CIK Number 0001607504 Filed Document 0001607504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Landrum Co See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $30,000,750 Associated Brokers / Dealers Christopher M. Meadows and Christopher C. Moulton CIK Number 0001607582 Filed Document 0001607582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
VR1 Corp See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001561045 Filed Document 0001561045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ORAYA THERAPEUTICS INC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $38,232,006 Associated Brokers / Dealers N/A CIK Number 0001395387 Filed Document 0001395387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mincom Capital Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $23,025 Associated Brokers / Dealers N/A CIK Number 0001608255 Filed Document 0001608255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
FLEETWASH HOLDINGS, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $44,777,219 Associated Brokers / Dealers N/A CIK Number 0001607282 Filed Document 0001607651-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity