Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bongiovi Media & Technology, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001545049 Filed Document 0001019687-15-001663 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ArcLight Energy Partners Fund VI, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC., CITIGROUP GLOBAL MARKETS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001626952 Filed Document 0001626952-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHYCO2 LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001640758 Filed Document 0001640758-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Magna Resources BD #59 - Frietsch #17 Joint Venture See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,870,000 Associated Brokers / Dealers N/A CIK Number 0001641027 Filed Document 0001641027-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
MIRACULINS INC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $51,019 Associated Brokers / Dealers N/A CIK Number 0001584322 Filed Document 0001183740-15-000091 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mulberry Health Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $134,916,297 Associated Brokers / Dealers N/A CIK Number 0001568651 Filed Document 0001568651-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
L.A. Downtown Investment LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640966 Filed Document 0001209191-15-037368 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLUTTER INC. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,303,991 Associated Brokers / Dealers N/A CIK Number 0001640279 Filed Document 0001640279-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Della Parola Partners Offshore, Ltd See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640289 Filed Document 0001640289-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Della Parola Partners, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640290 Filed Document 0001640290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GBB N Wilmington Investors SGS LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001640654 Filed Document 0001640654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Preferred Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001593518 Filed Document 0001393725-15-000072 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Assets Access Fund, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556021 Filed Document 0000892712-15-000489 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Price Flex Qualified-QP Fund, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495529 Filed Document 0001315863-15-000389 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP CRE CM NewCo II L.L.C. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640977 Filed Document 0001640977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
K2 SPECIAL OPPORTUNITIES FUND, LP 2015-A SERIES See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640246 Filed Document 0001640246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Austin Capital Bank SSB See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,676,817 Associated Brokers / Dealers N/A CIK Number 0001631155 Filed Document 0001631155-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
DataTorrent, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $15,600,001 Associated Brokers / Dealers N/A CIK Number 0001640782 Filed Document 0001640782-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Streetparkd, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639905 Filed Document 0001639905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Smack Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001640598 Filed Document 0001640598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Rex Shares, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001640890 Filed Document 0001640890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Flick USA LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001640588 Filed Document 0001144204-15-025586 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Backstitch, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591412 Filed Document 0001591412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bloomington LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640466 Filed Document 0001640466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIXON MIDLAND MANAGED FUTURES LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ILEX Energy Partners I, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001626067 Filed Document 0001626067-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Senet, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $5,045,454 Associated Brokers / Dealers N/A CIK Number 0001471536 Filed Document 0001471536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
PathAR, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001637034 Filed Document 0001393725-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Next Step Living, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001461828 Filed Document 0001461828-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381358 Filed Document 0001393725-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Parkway Capital Strategic Income Fund I, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573144 Filed Document 0001573144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iMedicor See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001354488-15-001940 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Osprey Multi-Asset Fund, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639628 Filed Document 0001639628-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEMASYS INC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001339005 Filed Document 0000945621-15-000158 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUM MATERIALS CORP. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001403570 Filed Document 0001468128-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GABELLI ASSOCIATES LTD II E See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and n/a CIK Number 0001489941 Filed Document 0000919574-15-003738 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCON Infrastructure Partners III, L.P. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $877,864,000 Associated Brokers / Dealers N/A CIK Number 0001639927 Filed Document 0001639927-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
AEP Feeder Fund VI, Inc. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001626948 Filed Document 0001626948-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUNPLATE CORP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001640727 Filed Document 0001640727-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
INTERLINE BRANDS, INC./DE See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001292900 Filed Document 0001181431-15-006186 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Siena Capital Partners I, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463325 Filed Document 0001463325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Townsend Real Estate Alpha Fund II, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001627596 Filed Document 0001627596-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBB Montgomeryville Investors SGS, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001640684 Filed Document 0001640684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Beers Enterprises, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $14,525,184 Associated Brokers / Dealers N/A CIK Number 0001343610 Filed Document 0001343610-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Opportunities Fund, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640263 Filed Document 0001181431-15-006143 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EQUITIES.COM, INC. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Carrollton Capital Partner, LLC CIK Number 0001545725 Filed Document 0001465818-15-000011 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
High Quality Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381361 Filed Document 0001393725-15-000074 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Event Value Fund, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547692 Filed Document 0001547692-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Fund I, LLLP See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565123 Filed Document 0001565123-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund