Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vertex Special Opportunities Fund III, LP See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619126 Filed Document 0000905718-14-000707 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHIEST EMPLOYER LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580444 Filed Document 0001140361-14-039510 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Capital, LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285484 Filed Document 0000919574-14-005936 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERAN MEDICAL TECHNOLOGIES, INC. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001312458 Filed Document 0000950138-14-000716 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Total Digital Security Corp See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001623686 Filed Document 0001623686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tree Line Direct Lending, LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623634 Filed Document 0001623634-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUNDANCE DIAGNOSTICS, INC. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,553 Associated Brokers / Dealers N/A CIK Number 0001568961 Filed Document 0001568961-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Continuum South Partners LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,611,000 Associated Brokers / Dealers N/A CIK Number 0001623647 Filed Document 0001623647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MIV Greeneden LP Holding SCA See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554711 Filed Document 0000895345-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Spain, LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623939 Filed Document 0001623939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Omakase, Inc. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001619315 Filed Document 0001619315-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Grove Instruments, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers BML Securities LLC CIK Number 0001541288 Filed Document 0001541288-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GreenSky Trade Credit, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001472649 Filed Document 0001472649-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
National's Emerging Technologies Fund II QP LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001617716 Filed Document 0001617716-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NerVve Technologies, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001556551 Filed Document 0001556551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LIBERTY STAR URANIUM & METALS CORP. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001172178 Filed Document 0001085037-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
VERITEQ See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-019024 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Merit Energy Partners I, L.P. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623018 Filed Document 0001623018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EquityEats VC Fund III LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001623500 Filed Document 0001623501-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Meyers Road Investments GT, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001623507 Filed Document 0001623507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Three Ships Digital, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622239 Filed Document 0001622239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AtticGem, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,930,000 Associated Brokers / Dealers N/A CIK Number 0001616125 Filed Document 0001616125-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
1611 Oak Creek Lane, LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers N/A CIK Number 0001623719 Filed Document 0001623719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Share2Give, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623699 Filed Document 0001623699-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Old Mutual Global Statistical Arbitrage Fund See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590576 Filed Document 0000943663-14-000160 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linkable Networks, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Bradley Woods & Co Ltd. CIK Number 0001502878 Filed Document 0001502878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cover5, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562378 Filed Document 0000892712-14-000781 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Songbird Development Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586372 Filed Document 0001441557-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
CLI Capital See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0000020199 Filed Document 0000020199-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hunt Lane Capital Fund Ltd. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623725 Filed Document 0001623725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawthorne Strickland, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,220,000 Associated Brokers / Dealers N/A CIK Number 0001623662 Filed Document 0001623662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guerrilla RF, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001597410 Filed Document 0001597410-14-000005 Exclusions or Exemptions 504 and 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
Second City PE II (Delaware), Limited Partnership See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001622834 Filed Document 0001013594-14-000671 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Drilling Partners III-B, LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Independent Financial Group LLC, Kalos Capital Inc., Centaurus Financial Inc., First Allied Securities, Inc., ProEquities Inc., Concorde Investment Services LLC, American Portfolios Financial Services, Inc., Cambridge Investment Research, Inc., and Summit Brokerage Services, Inc. CIK Number 0001582679 Filed Document 0001582679-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Murvin & Meier Oil Co See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,163,400 Associated Brokers / Dealers N/A CIK Number 0001328334 Filed Document 0001328334-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
AILERON THERAPEUTICS INC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $32,999,999 Associated Brokers / Dealers N/A CIK Number 0001420565 Filed Document 0001420565-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OM Arbea Fund Ltd See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590577 Filed Document 0000943663-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityEats VC Fund I LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $970,000 Associated Brokers / Dealers N/A CIK Number 0001623498 Filed Document 0001623501-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Medical Waste Technology Co LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001623629 Filed Document 0001623629-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
LK Systems, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001623086 Filed Document 0001019687-14-004006 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
OAKS INVESTMENT GROUP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000708740 Filed Document 0000708740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Old Mutual UK Specialist Equity Fund Ltd See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590574 Filed Document 0000943663-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karman II Coinvest LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001622591 Filed Document 0001623018-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TREVI SYSTEMS INC. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Colorado Financial Services Corporation CIK Number 0001510171 Filed Document 0001510171-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NEW HAMPSHIRE THRIFT BANCSHARES INC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers Griffin Financial Group LLC CIK Number 0000846931 Filed Document 0001123292-14-000961 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
AMORFIX LIFE SCIENCES LTD See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $871,508 Associated Brokers / Dealers N/A CIK Number 0001374339 Filed Document 0001183740-14-000333 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Insight Genetics, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001623645 Filed Document 0001623645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
DMP Acquisition LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001379659 Filed Document 0001379659-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Arcus Japan Value Fund See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616893 Filed Document 0000919574-14-005942 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
CASTLE CREEK FUND LP /IL See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001051886 Filed Document 0001051886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund