Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CareCloud Corporation/DE See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $18,199,944 Associated Brokers / Dealers N/A CIK Number 0001531481 Filed Document 0001531481-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Clth-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $66,500 Associated Brokers / Dealers N/A CIK Number 0001640885 Filed Document 0001640885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Surf Games LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001640489 Filed Document 0001640489-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc., Halycon Cabot Partners Ltd., and Olympus Securities, LLC CIK Number 0001638032 Filed Document 0001013762-16-001520 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prairie Gold, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001640693 Filed Document 0001640693-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Heber Valley Senior Living, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001576476 Filed Document 0001576476-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
QUINTOANDAR LTD See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,802,133 Associated Brokers / Dealers N/A CIK Number 0001640611 Filed Document 0001640611-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
H/2 CP Ltd. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608709 Filed Document 0000919574-15-003743 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001381362 Filed Document 0001393725-15-000068 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITEPAGES INC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $250,200 Associated Brokers / Dealers N/A CIK Number 0001337996 Filed Document 0001337996-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Multi-Family 1 DST See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $4,860,000 Associated Brokers / Dealers Lighhouse Capital Group, LLC CIK Number 0001640641 Filed Document 0001640641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PayForward, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001638906 Filed Document 0001638906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gentry Technology Fund II LLC, Series D-1 See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001623008 Filed Document 0001140361-15-016650 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Alliance Cost Containment LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001510321 Filed Document 0001510321-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Saama Capital III, Ltd. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640270 Filed Document 0001640270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Price Flex Fund, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518930 Filed Document 0001315863-15-000387 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cord Blood America, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $724,000 Associated Brokers / Dealers N/A CIK Number 0001289496 Filed Document 0001354488-15-001943 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Retail Portfolio DST See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $14,380,928 Associated Brokers / Dealers Corbin S. Thomas, Ryan P. Joyce, Joseph H. Langlois, III, David B. Levinson, Donald S. Meredith, Nathaniel M. Kuhn, Robert M. Cheney, Roger J. Conde, Raymond W. Harrison, Brian A. Peardon, William J. Connaker, David P. Raupp, Jim A. Lund, Allen G. Yee, John W. Posey, Roger T. Tadsen, Joseph A. Graziano, Robert R. Tweed, Ronald M. Selik, Jon Paul Cirelli, Christopher R. Rubano, Jeffrey B. Baker, Larry M. Pence, and Kathryn L. Young CIK Number 0001624853 Filed Document 0001624853-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
AQUAVENTURE HOLDINGS LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $35,870,825 Associated Brokers / Dealers N/A CIK Number 0001422841 Filed Document 0001422841-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Forum LTIP, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640778 Filed Document 0001640778-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Empresario LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001641513 Filed Document 0001641513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Biscotti Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001538569 Filed Document 0001538569-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
International Select Equity Fund, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001636100 Filed Document 0001625257-15-000037 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relative Emotion Enterprises, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640663 Filed Document 0001640663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pacific Asset Management Senior Loan Fund See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640240 Filed Document 0001640240-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TWELVE, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $35,349,980 Associated Brokers / Dealers N/A CIK Number 0001480558 Filed Document 0001480558-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Sean P Devlin CIK Number 0001135856 Filed Document 0001135856-15-000166 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Colorado Multifamily Portfolio DST See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $91,015,551 Associated Brokers / Dealers Inland Securities Corporation, Dwight K. Kay, Ryan P. Joyce, William S. Sheehan, Mark T. Maund, Troy Thomas, Joseph R. Broadbent, Tyrone H. Wynfield, Eric S. Scaff, Nathaniel M. Kuhn, Byron J. Ishiwata, Michael A. Bendix, Linda J. Wimsatt, Steven D. Meahan, Debra J. Schleining, Edwin T. Suzuki, James T. Walesa, William LaPiana, Christina S. Nielson, Joral T. Schmalle, David B. Levinson, William J. Connaker, Robert J. Zamecki, Stacey J. Morimoto, Kyle M. Imholte, Daniel L. Whittenburg, Terry L. Daniels, Preston P. Mokris, Norman D. Loofbourrow, Joseph G. Michaletz, Robert C. Meyer, David M. Nelson, Kenneth M. Nelson, Larry K. Manuel, Darrin W. Gustafson, Bradley A. Levin, Carol L. King, Adam J. Bryan, Robert R. Tweed, Cathie M. Callahan Ditri, Alexandro L. Filippini, John C. Nelson, Thomas D. Sanders, James D. Warring, Tedric E. Hoornstra, Habib M. Iskander, John W. Posey, Randy A. Barmache, Mark G. Kosanke, John P. Harvey, Jr., Darren C. Brooks, Tony R. Price, Jae E. Waters, Nancy L. Congdon, Molly M. Grubb, Larry D. Queen, Joseph A. Graziano, Scott D. Offerman, Kirk D. Dobson, Daniel P. Raupp, Derek N. Eichenwald, Mark A. Keen, Harold E. Briggs, Jr., Frances R. Bowen, Gregory C. Mottau, Jeffrey M. Warren, Larry R. Law, John J. Aguilera, Willard B. Wellings, Jon Paul Cirelli, Theresa M. Hall, Alan N. Lichtenstein, Donald S. Meredith, Christopher R. Rubano, David A. Bastoni, David E. Stone, James T. Mabbott, Marc A. Bongiorno, Luis A. Ramos, Derek B. Ferriera, Matthew E. Roberson, Alec B. Abbott, Curtis R. Ile, Jason H. Freeman, Bryon E. Martinsen, Larry M. Pence, Brian A. Dawidowicz, Ann H. Stewart, Allen G. Yee, Michael J. D'Epagnier, Lawrin W. Van Keuren, II, Kathryn L. Young, Cornelius G. McAuliffe, III, and Michael L. Markey CIK Number 0001628724 Filed Document 0001628724-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
International Property Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001448550 Filed Document 0001393725-15-000070 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perch Interactive, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,613,504 Associated Brokers / Dealers N/A CIK Number 0001639985 Filed Document 0001639985-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund III, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $13,019,280 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Osceola Capital Holdings II, LLLP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001640548 Filed Document 0001640548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Mid Cap Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001593541 Filed Document 0001393725-15-000071 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTEGO MEDICAL LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,773,297 Associated Brokers / Dealers N/A CIK Number 0001436454 Filed Document 0001436454-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pika Energy, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001515985 Filed Document 0001515985-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Dickie Road Trailer Park, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001640427 Filed Document 0001640427-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Red Hook Fund LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640524 Filed Document 0001013594-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SSIF - APPLE VALLEY, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,265,988 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001637432 Filed Document 0001637432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Benefit Street Partners CRE Feeder LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640973 Filed Document 0001640977-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viatar CTC Solutions Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $87,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001511164-15-000233 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sherpaa Health, Inc. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $6,175,213 Associated Brokers / Dealers N/A CIK Number 0001556621 Filed Document 0001556621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRICE FLEX-QP FUND, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142550 Filed Document 0001315863-15-000390 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRICE FLEX QUALIFIED FUND, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290873 Filed Document 0001315863-15-000388 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV VENTURES III LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001615883 Filed Document 0001140361-15-016647 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Lanetix, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $7,217,716 Associated Brokers / Dealers N/A CIK Number 0001640088 Filed Document 0001640088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GPB Holdings II, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc CIK Number 0001640265 Filed Document 0001640265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
International Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381355 Filed Document 0001393725-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellinee, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $74,999 Associated Brokers / Dealers N/A CIK Number 0001535019 Filed Document 0001458754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Focus IP, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001591722 Filed Document 0001591722-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Axonics Modulation Technologies, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $17,282,036 Associated Brokers / Dealers N/A CIK Number 0001603756 Filed Document 0001603756-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity