|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623773
- Filed Document
- 0001623773-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581437
- Filed Document
- 0001581437-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Benjamin & Jerold Brokerage I, LLC, Berthel, Fisher & Company Financial Serivces, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Centaurus Financial, Inc., Center Street Securities, Inc., Coastal Equities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, Financial West Group, First Financial Equity Corporation, First Tennessee Brokerage Inc., Fogel Neale Securities LLC, FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Infinity Secuities, Inc., Integrated Trading and Investments, Inc., International Assets Advisory LLC, Investment Planners, Inc., Investment Security Corporation, J.W. Cole Financial, Inc., Kovack Securities Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Lowell & Company, Inc., LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McNally Financial Services Corporation, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Money Concepts Capital Corp., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, Niagara International Capital Limited, The O.N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizons Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Securities America, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., The Strategic Financial Alliance, Inc., Trade-PMR Inc., TransAm Securities, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Whitehall-Parker Securities, Inc., Wilbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., Anthem Securities, Inc., Primex, Newbridge Securities Corporation, Stephen A. Kohn & Associates, Ltd., G. A. Repple & Company, Worden Capital Management LLC, and HD Vest Investment Services
- CIK Number
- 0001602518
- Filed Document
- 0001602518-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604524
- Filed Document
- 0001013594-14-000673
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001400682
- Filed Document
- 0001095449-14-000142
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001502398
- Filed Document
- 0001463851-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $5,740,365
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538943
- Filed Document
- 0001538943-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $130,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614806
- Filed Document
- 0001614806-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $8,875,663
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561483
- Filed Document
- 0001561483-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $2,360,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623828
- Filed Document
- 0001623828-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001387466
- Filed Document
- 0001463851-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623328
- Filed Document
- 0001192482-14-000204
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- National Securities
- CIK Number
- 0001623765
- Filed Document
- 0001623765-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594937
- Filed Document
- 0001594937-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001502395
- Filed Document
- 0001463851-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572374
- Filed Document
- 0001572374-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $11,100,000
- Associated Brokers / Dealers
- Craig-Hallum Capital Group LLC
- CIK Number
- 0000798081
- Filed Document
- 0001144204-14-063854
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001504296
- Filed Document
- 0001463851-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623795
- Filed Document
- 0001623795-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $No Revenues
- Type of Security
- Mineral Property
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623844
- Filed Document
- 0001623844-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $11,425,000
- Associated Brokers / Dealers
- Ares Investor Services LLC
- CIK Number
- 0001613149
- Filed Document
- 0001613149-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456302
- Filed Document
- 0000919574-14-005957
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623570
- Filed Document
- 0001623570-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- Aegis Capital Corp.
- CIK Number
- 0000072170
- Filed Document
- 0001609410-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001590431
- Filed Document
- 0001590431-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $13,100,000
- Associated Brokers / Dealers
- Piper Jaffray & Co
- CIK Number
- 0001602984
- Filed Document
- 0001602984-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001156950
- Filed Document
- 0000947871-14-000679
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001487906
- Filed Document
- 0001288230-14-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553290
- Filed Document
- 0001463851-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000,000
- Associated Brokers / Dealers
- Indian Harbor, LLC
- CIK Number
- 0001446842
- Filed Document
- 0001446842-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623667
- Filed Document
- 0001623667-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Microventure Marketplace Inc.
- CIK Number
- 0001623403
- Filed Document
- 0001623403-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $204,739
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623827
- Filed Document
- 0001623827-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $58,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001118200
- Filed Document
- 0001118200-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- Bradley Woods & Co. Ltd.
- CIK Number
- 0001589444
- Filed Document
- 0001589444-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606502
- Filed Document
- 0001095449-14-000139
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592068
- Filed Document
- 0001592068-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623834
- Filed Document
- 0001623834-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001387475
- Filed Document
- 0001463851-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $60,884
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605126
- Filed Document
- 0001605126-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $210,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623841
- Filed Document
- 0001623841-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,045,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622716
- Filed Document
- 0001553350-14-001282
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001350499
- Filed Document
- 0001463851-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470048
- Filed Document
- 0001079973-14-000540
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $271,083
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561180
- Filed Document
- 0001183740-14-000336
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470977
- Filed Document
- 0001095449-14-000141
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $5,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407268
- Filed Document
- 0001354488-14-005361
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595547
- Filed Document
- 0001556424-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001509531
- Filed Document
- 0001463851-14-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593930
- Filed Document
- 0001593930-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|