Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Core Nutrition, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001599602 Filed Document 0001599602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MyoKardia Inc See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $46,000,001 Associated Brokers / Dealers N/A CIK Number 0001552451 Filed Document 0001552451-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENHANCED CMBS FUND, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001512430 Filed Document 0001393725-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sales Hacker, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640682 Filed Document 0001640682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENWOOD CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121944 Filed Document 0001121944-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOHOC, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608533 Filed Document 0001144204-15-025700 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Grand Parkway Capital Fund I L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMS SECURITIES, INC. CIK Number 0001451513 Filed Document 0001451513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARKETSHARE PARTNERS LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001453765 Filed Document 0001453765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dust Cutter See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $106,516 Associated Brokers / Dealers N/A CIK Number 0001571269 Filed Document 0001571269-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
MPOWER Financing, Public Benefit Corp See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639970 Filed Document 0001639970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Nuance Shades, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640074 Filed Document 0001640074-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Alaska Financial Co III LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001501560 Filed Document 0001501560-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt
Escadrille Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627339 Filed Document 0001627339-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ELIAS Animal Health, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626694 Filed Document 0001014108-15-000123 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
INTERLINE BRANDS, INC./DE See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $896,208 Associated Brokers / Dealers N/A CIK Number 0001292900 Filed Document 0001181431-15-006187 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAI CAMINO DE LOS MARES, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640365 Filed Document 0001640365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brightstone Venture Capital Fund LP See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573240 Filed Document 0001573240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FUTURA LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $616,800 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Advanced Technology Select Fund LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Partners Ltd. CIK Number 0001638032 Filed Document 0001013762-15-000398 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casoro Capital Real Estate Fund I, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640605 Filed Document 0001640605-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earth Equals, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $4 Associated Brokers / Dealers N/A CIK Number 0001640761 Filed Document 0001640761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cortland Portfolio 12 Coinvest LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001640825 Filed Document 0001640825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Gargoyle Enhanced Alpha Fund L.P. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCAM Holding, Ltd., Meadowvale Advisors, LLC, and Partner Capital Group, LLC CIK Number 0001542545 Filed Document 0001542545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Precision Portfolio Partners, LP See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640597 Filed Document 0001640597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zooppa.com, Inc. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $5,417,612 Associated Brokers / Dealers Evolution Capital Advisors, LLC and Evolution Capital Advisors, LLC CIK Number 0001640718 Filed Document 0001640718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MHR CAPITAL PARTNERS (500) LP See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019190 Filed Document 0001315863-15-000382 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solace Capital Special Situations Fund, L.P. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001640121 Filed Document 0001640121-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Major League Gaming Inc. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $5,302,323 Associated Brokers / Dealers N/A CIK Number 0001371551 Filed Document 0001371551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
GREENLIGHT MASTERS QUALIFIED, L.P. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438048 Filed Document 0001140361-15-016542 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveguide Corp See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001640481 Filed Document 0001640481-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Investors V SBIC, LP See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001621177 Filed Document 0001140361-15-016578 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amansa Fund, L.P. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462028 Filed Document 0001462028-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amygdala Neurosciences Inc See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $1,449,990 Associated Brokers / Dealers N/A CIK Number 0001640814 Filed Document 0001640814-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RS Global Energy & Power Private Investors Offshore VI, L.P. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001640061 Filed Document 0000950103-15-003237 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Koolbridge Solar, Inc. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001613899 Filed Document 0001613899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Roost Shared Storage, Inc. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638127 Filed Document 0001638983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WOO Sports Inc. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $2,727,321 Associated Brokers / Dealers N/A CIK Number 0001588602 Filed Document 0001588602-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Medina Medical, Inc. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001560859 Filed Document 0001560859-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
QUICKCLASS, INC. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001067810 Filed Document 0001067810-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Diversified MAP Fund, LLC See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518632 Filed Document 0001518632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilshire Institutional Master Fund II SPC See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518631 Filed Document 0001518631-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
13 STREET BOSS/SWEET SIERRA, LLC See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001640616 Filed Document 0001640616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Mariner Total Return Municipal Bond Fund, Ltd. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575791 Filed Document 0001548872-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PHP TX LLC See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001640458 Filed Document 0001640458-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eaglestone Capital Partners LP See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597919 Filed Document 0001597919-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gargoyle Hedged Value QP Fund L P See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., UBS Financial Services, Inc., Credit Suisse Securities LLC, Jefferies & Co., Inc., Gar Wood Securities LLC, Partner Capital Group, LLC, First Republic Investment Management, Inc., Fitzgibbons Toigo & Co., LLC, Fulcrum Securities, LLC, JH Darbie & Co., Inc., Theriot Walston, Inc., Meadowvale Advisors, LLC, MCAM Holding Limited, Option Overlay Associates, LLC, and Stifel, Nicolaus & Co. CIK Number 0001308700 Filed Document 0001542545-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NovaLink Holdings Inc See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $17,366,000 Associated Brokers / Dealers N/A CIK Number 0001640317 Filed Document 0000909143-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MHR Capital Partners (100) LP See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319850 Filed Document 0001315863-15-000383 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Live Oak Endeavors LLC See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001640272 Filed Document 0001640272-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Cambridge West 1 LLC See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $635,000 Associated Brokers / Dealers N/A CIK Number 0001639579 Filed Document 0001639579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity