Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Flying Fortress Fund, LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600830 Filed Document 0001600830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDEPENDENCE REALTY TRUST, INC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,779,067 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HedgeForum Portfolios, LLC See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001546504 Filed Document 0001546504-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESA Toxicology LLC See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
North Star Producing LLC See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577668 Filed Document 0001577668-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Berkshire Partners See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001461632 Filed Document 0001461632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Octant Learning Inc See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001641082 Filed Document 0001640910-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EAGLE CREST ENERGY CO See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001407802 Filed Document 0001407802-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LIBREMAX VALUE PARTNERS, LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576471 Filed Document 0000919574-15-003835 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copperwood Energy Offshore LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560450 Filed Document 0001315863-15-000396 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAGODA INCOME PARTNERS See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000828423 Filed Document 0000828423-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
South Meadow Apartments, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001640749 Filed Document 0001640749-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Bioarray Therapeutics, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,867,098 Associated Brokers / Dealers N/A CIK Number 0001641015 Filed Document 0001641025-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aequitas Capital Opportunities Fund, LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $102,070,707 Associated Brokers / Dealers RP Capital LLC CIK Number 0001599985 Filed Document 0001599985-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIVC PARTNERS FUND V-A, L.P. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers ATLANTIC-PACIFIC CAPITAL, INC. CIK Number 0001640813 Filed Document 0001640813-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bascom Value Added Apartment Investors III, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Bascom Value Added Apartment Investors III, LLC CIK Number 0001637837 Filed Document 0001637837-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canadian Royalty Funding Corp. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $13,099,000 Associated Brokers / Dealers N/A CIK Number 0001641164 Filed Document 0001641164-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Eagle Mountain LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001641068 Filed Document 0001641068-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
5 ARCH INCOME FUND 1, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641016 Filed Document 0001181431-15-006351 Exclusions or Exemptions 506c Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amphivena Therapeutics, Inc. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001582186 Filed Document 0001582186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DD Dannar, LLC See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,607,000 Associated Brokers / Dealers N/A CIK Number 0001571717 Filed Document 0001571717-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
iVeena Delivery Systems, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001639219 Filed Document 0001639219-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
MN Xenon Managed Futures Offshore Fund Ltd. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458690 Filed Document 0001458690-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CONNECTANDSELL, INC. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603487 Filed Document 0001603487-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ProtoKinetix, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $58,800 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
GALVANIZE INC. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001609551 Filed Document 0001609551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Kingdom Wireless Power, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $17,586,220 Associated Brokers / Dealers N/A CIK Number 0001641289 Filed Document 0001354488-15-002102 Exclusions or Exemptions 506c Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Quadratic Fund Ltd See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640620 Filed Document 0001640620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight Global Opportunities Fund, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640403 Filed Document 0001640403-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signpost, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $20,500,015 Associated Brokers / Dealers N/A CIK Number 0001484639 Filed Document 0001140361-15-017338 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Med Ag Ventures Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614393 Filed Document 0001614393-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Condition One Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $6,021,841 Associated Brokers / Dealers N/A CIK Number 0001640975 Filed Document 0001640975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BENSBORO SEASONAL FUTURES FUND, L.P. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630057 Filed Document 0001630057-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Concorde Group Holdings Inc. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001634096 Filed Document 0001549212-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Room Choice, Inc. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001622428 Filed Document 0001622428-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,985,564 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HealthReveal, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,027 Associated Brokers / Dealers N/A CIK Number 0001641152 Filed Document 0001181431-15-006858 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Resource Fiber LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001586402 Filed Document 0001586402-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cloud Income Properties, Inc. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001597148 Filed Document 0001010412-15-000060 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KL Special Opportunities Fund LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Charles F. Gulden, Christopher Lineberger, Joseph Pellicane, and OPPENHEIMER & CO. INC. CIK Number 0001575813 Filed Document 0000919574-15-003840 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koolbridge Solar, Inc. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001613899 Filed Document 0001613899-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Wyetree European Recovery Fund LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PETER J. BOUYOUCOS, JEFF YIM-YU LEE, and CHRISTOPHER P. BARRETT CIK Number 0001605098 Filed Document 0000919574-15-003833 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHF CAYMAN, L.P. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519799 Filed Document 0001519799-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAPID MICRO BIOSYSTEMS, INC. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380106 Filed Document 0001380106-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight Global Opportunities Fund, Ltd. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640401 Filed Document 0001640401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MN Xenon Managed Futures Fund LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410893 Filed Document 0001458690-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Riverstone Non-ECI Partners, L.P. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640740 Filed Document 0001140361-15-017161 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EJ2 Communications, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $6,255,569 Associated Brokers / Dealers N/A CIK Number 0001640772 Filed Document 0000905718-15-000414 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Raleigh Durham Apt Venture, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001641064 Filed Document 0001641064-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity