Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Claros Real Estate Securities Fund I, Ltd. See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590572 Filed Document 0001590572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpCapita F & F Feeder, L.P. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624216 Filed Document 0001624216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
930-DSIC 3, LLC See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $24,671,000 Associated Brokers / Dealers N/A CIK Number 0001584315 Filed Document 0000950172-14-000099 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Twig, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001624118 Filed Document 0001624118-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Chip VI Extension Fund LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001623842 Filed Document 0001623842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Engine Airflow Capital, LP See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623771 Filed Document 0001623771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KPH FLETCHER SIDECAR, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001623217 Filed Document 0001623217-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Celadon Technology Fund II See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $16,373,576 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Atlantic Coast Mortgage, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001620628 Filed Document 0001620628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Stch-Fund, a series of AngelList-AM-Funds, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $232,445 Associated Brokers / Dealers N/A CIK Number 0001624188 Filed Document 0001624188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FS Card Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,326,000 Associated Brokers / Dealers N/A CIK Number 0001604637 Filed Document 0001507943-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Debt
Chord Partners Fund I, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586920 Filed Document 0000919574-14-005999 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBworks Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $2,207,658 Associated Brokers / Dealers N/A CIK Number 0001393483 Filed Document 0001393483-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Vrrt-Fund, a series of AngelList-DuCa-Funds, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $106,500 Associated Brokers / Dealers N/A CIK Number 0001623544 Filed Document 0001623544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETHLON MEDICAL INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $838,725 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001483806-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tamarack Select Fund, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624700 Filed Document 0001095449-15-000073 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zymeworks Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001403752 Filed Document 0001403752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Caltius Partners V, LP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001624438 Filed Document 0001625822-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PebblePost, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001623225 Filed Document 0001085760-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VII LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Matthew P. Iak CIK Number 0001598544 Filed Document 0001598579-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
GAP VII Industrial Co-Invest Intermediary I LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $10,972,691 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623892 Filed Document 0000950172-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GAP VII Industrial Co-Invest Intermediary VIII LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $5,692,220 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623899 Filed Document 0000950172-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MROWL.com, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,005,024 Associated Brokers / Dealers N/A CIK Number 0001623252 Filed Document 0000897069-14-000443 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
CHAROLAIS73 CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623960 Filed Document 0001623960-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Three Arch Opportunity Fund, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528091 Filed Document 0001528091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Title Agency LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $9,060 Associated Brokers / Dealers N/A CIK Number 0001411627 Filed Document 0001411627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Innovational Funding, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001606881 Filed Document 0001606881-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mission Value Global Fund, L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589401 Filed Document 0001603744-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JEI Fund, L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589395 Filed Document 0001589395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dermelle, LLC See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $2,018,173 Associated Brokers / Dealers Trinity Distributors, LLC CIK Number 0001556301 Filed Document 0001556301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
JAT CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425259 Filed Document 0001425259-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAP VII Industrial Co-Invest Intermediary III LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,830,130 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623894 Filed Document 0000950172-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Talara Opportunities IV, LP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001624222 Filed Document 0001624222-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Suran Global Macro Offshore Fund, Ltd. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623987 Filed Document 0001623989-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
76826777, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620648 Filed Document 0000906318-14-000074 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Evermind, Inc. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,081,832 Associated Brokers / Dealers N/A CIK Number 0001579497 Filed Document 0001579497-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
InfraRed Active Real Estate III (No.1) LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001609713 Filed Document 0001609713-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SAVANO CAPITAL PARTNERS II, L.P. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT CAPITAL PARTNERS and FTI CAPITAL ADVISORS, LLC CIK Number 0001614020 Filed Document 0001614020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPiN Global Holdings LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001605542 Filed Document 0001605542-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cayman Select Fund Ltd. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534578 Filed Document 0000945621-14-000273 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-14-000306 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Newfoundland Partners L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352643 Filed Document 0000902664-14-004200 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESILIENCE FUND IV-A, L.P. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers GRIFFIN FINANCIAL GROUP LLC CIK Number 0001622097 Filed Document 0001622096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SCS Hedged Opportunities Fund, LLC See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489019 Filed Document 0001566114-14-000078 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coachman Energy VIB LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $62,500,000 Associated Brokers / Dealers N/A CIK Number 0001620720 Filed Document 0001620720-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alphamega Diversified Fund, L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579643 Filed Document 0001579643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THERANOSTICS HEALTH, INC. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AVISENA, INC See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,033,478 Associated Brokers / Dealers N/A CIK Number 0001205571 Filed Document 0001205571-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AST Atlanta, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,595,275 Associated Brokers / Dealers N/A CIK Number 0001531176 Filed Document 0001531176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Arcus Genseki Fund See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616890 Filed Document 0000919574-14-005974 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund