Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AETHLON MEDICAL INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $837,737 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001483806-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ashfield All-Cap Global Growth Fund, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617672 Filed Document 0001617672-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telaris, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624122 Filed Document 0001624122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Depot Services Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001624107 Filed Document 0001624107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Zift Solutions Inc. See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $3,625,001 Associated Brokers / Dealers N/A CIK Number 0001492064 Filed Document 0001492064-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Major Entertainment, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001625093 Filed Document 0001625093-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SEAL Innovation, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001500642 Filed Document 0001500642-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Granite Texas Senior Holdings II, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $12,883,000 Associated Brokers / Dealers Michael S. Rickard, John J. Temple, Joseph R. Broadbent, Ronald L. Ellis, and Gary L. Ackerman CIK Number 0001619701 Filed Document 0001619701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thisavros Partners, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001533654 Filed Document 0000904802-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
enhancedcare, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001523238 Filed Document 0001523238-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KIA IX Feeder, L.P. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624196 Filed Document 0001181431-14-035415 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EVERSPIN TECHNOLOGIES INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $7,015,729 Associated Brokers / Dealers N/A CIK Number 0001438423 Filed Document 0001243233-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
APS China A Share Fund See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $14,027,760 Associated Brokers / Dealers N/A CIK Number 0001557980 Filed Document 0001557980-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Evolution Leveraged Income Fund Ltd. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619868 Filed Document 0001619868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Asset Development LLC See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,826,500 Associated Brokers / Dealers N/A CIK Number 0001623308 Filed Document 0001623308-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
KUROTO FUND L P See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080716 Filed Document 0001624109-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bio-Tech Medical Software, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001516848 Filed Document 0001516848-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Accushield, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001624042 Filed Document 0001624042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Talson Partners, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIRVIEW SECURITIES, INC. CIK Number 0001466354 Filed Document 0000919574-14-005991 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talson Global Opportunities Fund, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIRVIEW SECURITIES, INC. CIK Number 0001534061 Filed Document 0000919574-14-005989 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Rmen-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $226,420 Associated Brokers / Dealers N/A CIK Number 0001624190 Filed Document 0001624190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGSIF LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623995 Filed Document 0001623995-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
TheNextSeed, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624182 Filed Document 0001624182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GlamSquad, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers N/A CIK Number 0001623680 Filed Document 0001623680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIMEADE INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001381507 Filed Document 0001381507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brookdale Investors Seven, L.P. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001624353 Filed Document 0001624353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Vicarious FPC, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $11,999,953 Associated Brokers / Dealers N/A CIK Number 0001555530 Filed Document 0000950103-14-007810 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Copyright Hub Exchange, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001624069 Filed Document 0001624069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BLUE POINT CAPITAL PARTNERS III (B), L.P. See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers SIXPOINT PARTNERS, LLC CIK Number 0001560799 Filed Document 0001560796-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Personalized Beauty Discovery, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001535189 Filed Document 0001535189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
International Tax Station Inc See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001622939 Filed Document 0001622939-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Eos Energy Storage LLC See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001468658 Filed Document 0001468658-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Encore Southern Kentucky 10-Well See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,674,584 Associated Brokers / Dealers N/A CIK Number 0001624337 Filed Document 0001144204-14-065204 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Protechsure Scientific, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001618053 Filed Document 0001618053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Claros Real Estate Securities Fund II, Ltd. See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590570 Filed Document 0001590570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FWF Real Return Partners, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591675 Filed Document 0001591675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkeye Village Finance I, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001623693 Filed Document 0001623693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Dynepic, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624499 Filed Document 0001624499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KUROTO FUND INTERNATIONAL LTD See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439224 Filed Document 0001624109-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Media272, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $150,144 Associated Brokers / Dealers N/A CIK Number 0001623947 Filed Document 0001623947-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BLUE POINT CAPITAL PARTNERS III EXECUTIVE FUND, L.P. See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $12,700,000 Associated Brokers / Dealers SIXPOINT PARTNERS, LLC CIK Number 0001560797 Filed Document 0001560796-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
VivaReal Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $41,300,018 Associated Brokers / Dealers N/A CIK Number 0001518709 Filed Document 0001518709-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Growth Hackers, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001623779 Filed Document 0001623779-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ROYALE ENERGY INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Moloney Securities Co., Inc., Essex Securities, LLC, and Accelerated Capital Group CIK Number 0000864839 Filed Document 0001162677-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Resonate, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623059 Filed Document 0001623059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
ROOY, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001624081 Filed Document 0001624081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Citizen Energy II, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001618633 Filed Document 0001618633-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GOOD DONE GREAT, INC. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001623843 Filed Document 0001623843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CF Special Situation Fund II, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Safeguard Securities Inc., and Raymond James Financial Services CIK Number 0001510505 Filed Document 0001315863-14-000612 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUINOX PARTNERS LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000933897 Filed Document 0001624109-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund