|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618810
- Filed Document
- 0001618810-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Debt
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622836
- Filed Document
- 0001622836-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623887
- Filed Document
- 0001623887-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623974
- Filed Document
- 0001623974-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581252
- Filed Document
- 0001581252-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623219
- Filed Document
- 0001623219-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591298
- Filed Document
- 0001591298-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591297
- Filed Document
- 0001591297-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567975
- Filed Document
- 0001567975-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624057
- Filed Document
- 0001624057-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616506
- Filed Document
- 0001616506-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621315
- Filed Document
- 0001621315-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623779
- Filed Document
- 0001623779-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620383
- Filed Document
- 0001620383-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $230,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622529
- Filed Document
- 0001622529-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620920
- Filed Document
- 0001620920-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498826
- Filed Document
- 0001624109-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- SKB Securities, LLC, Robert R. Walker, Jr., and Paul Prevor Rabinovitch
- CIK Number
- 0001623934
- Filed Document
- 0001623934-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $64,172,931
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524566
- Filed Document
- 0001524566-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624016
- Filed Document
- 0001624016-14-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
GCM Grosvenor Co-Investment Opportunities Feeder Fund, L.P.
See All Filings
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623246
- Filed Document
- 0001623246-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467267
- Filed Document
- 0001095449-14-000145
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001395035
- Filed Document
- 0001624109-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, Safeguard Securities Inc., and Raymond James Financial Services
- CIK Number
- 0001380480
- Filed Document
- 0001315863-14-000611
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624178
- Filed Document
- 0001624178-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $75,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624194
- Filed Document
- 0001624194-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $237,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624186
- Filed Document
- 0001624186-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $3,919,887
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001481696
- Filed Document
- 0001481696-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624063
- Filed Document
- 0001624063-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $355,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001393483
- Filed Document
- 0001393483-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001620980
- Filed Document
- 0001620980-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $913,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000882291
- Filed Document
- 0001483806-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $245,258,000
- Associated Brokers / Dealers
- SIXPOINT PARTNERS, LLC
- CIK Number
- 0001560796
- Filed Document
- 0001560796-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001213015
- Filed Document
- 0001213015-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $69,800
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600463
- Filed Document
- 0001465818-14-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624264
- Filed Document
- 0001493152-14-003529
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $225,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623389
- Filed Document
- 0001623389-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624106
- Filed Document
- 0001624106-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $2,612,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561203
- Filed Document
- 0001144204-14-065085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $16,315,000
- Associated Brokers / Dealers
- Peter R. Dorn, John J. Temple, Joseph R. Broadbent, John P. Harvey, Jr., Robert R. Tweed, Peter J. Kalmus, Michael S. Rickard, Gary L. Ackerman, Richard L. Wagner, Warren J. Thomas, and Frank T. Dunn, Jr.
- CIK Number
- 0001619700
- Filed Document
- 0001619700-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623929
- Filed Document
- 0001623929-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623102
- Filed Document
- 0001623246-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $27,788,081
- Associated Brokers / Dealers
- Inland Securities Corporation, Lawrence R. Fiorini, Jr., 1st Global Capital Corp., DFPG Investments Inc., Concorde Investment Services LLC, James T. Walesa, Christina S. Nielson, John G. Chess, Lincoln Financial Advisors Corporation, Jason L. Steele, James K. Johnston, Judith H. Scheibel, Independent Financial Group LLC, James O. Mitchell Jr., Mel R. Hertz, Rudi V. Siela, Andrew M. Dornbusch, James H. Simmons Jr., Joral T. Schmalle, John P. Harvey Jr., Dale W. Rice Jr., Sterling D. Neblett, Wendy A. Payne, Edwin T. Suzuki, Marinos Ballas, Kraig R. Mickelsen, Conrad R. Pensavalle Jr., Justin C. Lowy, Derek N. Eichenwald, Timothy W. Greer, Troy Thomas, Brian E. Kampbell, Blayne A. Andersen, Loretta S. Wison, and Richard S. Schwartz
- CIK Number
- 0001603436
- Filed Document
- 0000950138-14-000729
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624027
- Filed Document
- 0001624027-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421771
- Filed Document
- 0001624109-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Cunningham Energy, LLC
- CIK Number
- 0001510366
- Filed Document
- 0001510366-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Mineral Property
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable, WENDY MAN YEE WONG, WENDY MAN YEE WONG, SIMON PAUL DUNN, SIMON PAUL DUNN, Mark Mason, and Mark Mason
- CIK Number
- 0001624195
- Filed Document
- 0001181431-14-035414
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $101,042,000
- Associated Brokers / Dealers
- SIXPOINT PARTNERS, LLC
- CIK Number
- 0001560792
- Filed Document
- 0001560796-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $47,212
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624192
- Filed Document
- 0001624192-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001383097
- Filed Document
- 0001085037-14-000136
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|