Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Click Therapeutics, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,055,000 Associated Brokers / Dealers Zvi Ben-Zvi and Marta Zylka CIK Number 0001623326 Filed Document 0001623326-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Corbin Mezzanine Fund I, L.P. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623352 Filed Document 0001623352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TYHEE GOLD CORP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $365,805 Associated Brokers / Dealers N/A CIK Number 0001178428 Filed Document 0001183740-14-000334 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GAP VII Industrial Co-Invest Intermediary V LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $208,132 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623896 Filed Document 0000950172-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SR Holdings IV - Millennium LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,007,000 Associated Brokers / Dealers N/A CIK Number 0001624005 Filed Document 0001624005-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Vaporpath, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001592492 Filed Document 0001592492-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
HSREP V CO-INVESTMENT, L.P. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001623651 Filed Document 0001623651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
76826774, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620645 Filed Document 0000906318-14-000072 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AzurRx BioPharma, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001604191 Filed Document 0001415889-14-003295 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cardinal Point Fund I LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292869 Filed Document 0000919574-14-005984 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJK Growth Fund, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584959 Filed Document 0001603439-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PF2, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $837,000 Associated Brokers / Dealers N/A CIK Number 0001558054 Filed Document 0001558054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,959,824 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000311 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $13,463,406 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000309 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FileThis, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001574738 Filed Document 0001574738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gauge Parallel Fund LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $55,502,662 Associated Brokers / Dealers N/A CIK Number 0001603787 Filed Document 0001603744-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedar Cayman Fund Ltd See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590829 Filed Document 0001590829-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxhaven Capital (Offshore), Ltd. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590530 Filed Document 0001622695-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Labrador Partners L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168235 Filed Document 0000902664-14-004199 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nicoya Fund LLC See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GVC Capital LLC CIK Number 0001587741 Filed Document 0001587741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAP VII Industrial Co-Invest, L.P. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001623891 Filed Document 0000950172-14-000098 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kildonan Castle Global Credit Opportunity Fund, LLC See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001534040 Filed Document 0001534040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interested, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001622180 Filed Document 0001622180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PARACOSM INC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,698,845 Associated Brokers / Dealers N/A CIK Number 0001588203 Filed Document 0001588203-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund III L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001568758 Filed Document 0001598579-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Mind Solutions Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000035 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PROSPECT PARK CAPITAL CORP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $260,869 Associated Brokers / Dealers N/A CIK Number 0001623684 Filed Document 0001183740-14-000335 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Grey Rock Energy Fund, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001592135 Filed Document 0001592135-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcus Zensen Fund See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616887 Filed Document 0000919574-14-005976 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comicbook.com, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622753 Filed Document 0001622753-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Palantir Technologies Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC and S F Sentry Securities, Inc. CIK Number 0001321655 Filed Document 0001321655-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAP VII Industrial Co-Invest Intermediary VI LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $8,627,490 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623897 Filed Document 0000950172-14-000093 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-14-000304 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Better ATM Services, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0001500606 Filed Document 0001500606-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Coachman Energy VI LP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001620721 Filed Document 0001620721-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GEOCOMMAND INC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $466,200 Associated Brokers / Dealers N/A CIK Number 0001384212 Filed Document 0001384212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Roundtable Equity Co-Investment Partnership (Basin) LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001621171 Filed Document 0001621171-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
76826773, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620663 Filed Document 0000906318-14-000071 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FLAG Private Equity VI, L.P. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001619775 Filed Document 0001619775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FUSION TELECOMMUNICATIONS INTERNATIONAL INC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001071411 Filed Document 0001354488-14-005374 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Bridgewater Optimal Portfolio, Ltd. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574516 Filed Document 0001574516-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DriveWealth Holdings, LLC See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scura Paley Securities LLC CIK Number 0001570158 Filed Document 0001570158-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
76826771, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620638 Filed Document 0000906318-14-000069 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ARCFE GROUP 2, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers Whotrades, INC and All Star Law Firm CIK Number 0001615945 Filed Document 0001615945-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STRATEGIC VALUE RESTRUCTURING FUND LP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $118,316,729 Associated Brokers / Dealers N/A CIK Number 0001201081 Filed Document 0001470395-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $189,985 Associated Brokers / Dealers Kenneth Dayton and Richard Clouse, Jr. CIK Number 0001135856 Filed Document 0001135856-14-000312 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Polyglot Systems, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001505433 Filed Document 0001461373-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Alpha Plus Funds plc See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414546 Filed Document 0000945621-14-000274 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BDC Fund II, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diron M. Tappin CIK Number 0001478053 Filed Document 0001095449-14-000146 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solar Hydrogen Holdings, Inc. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $5,999,995 Associated Brokers / Dealers N/A CIK Number 0001623304 Filed Document 0001623304-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity