Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ocean Breeze Holdings LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $167,334 Associated Brokers / Dealers N/A CIK Number 0001604548 Filed Document 0001604548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LifeQode Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001641115 Filed Document 0001393725-15-000085 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
YouScience, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581380 Filed Document 0001581380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Arciterra Strategic Retail - Wheatland IL, LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers VSR Financial Services, Inc. and Mark S. VanMourick CIK Number 0001637533 Filed Document 0001637533-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381354 Filed Document 0001393725-15-000078 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strata Arterra, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001640452 Filed Document 0001640452-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MAIN STREET, LTD. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578025 Filed Document 0001405086-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Peaks, MS LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001640956 Filed Document 0001640956-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Roxwood Medical, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,460,000 Associated Brokers / Dealers N/A CIK Number 0001641314 Filed Document 0001641314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KCB Private Equity Fund II LP See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605866 Filed Document 0001605866-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spexio, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001641470 Filed Document 0001641470-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
Strata Crest, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001640439 Filed Document 0001640439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAIKE REAL ESTATE INCOME FUND LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Richard Jankus CIK Number 0001382999 Filed Document 0001382999-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Strata Palma, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001641957 Filed Document 0001641957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KCB Private Equity Fund II QP LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605846 Filed Document 0001605846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Handy Technologies, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $15,193,162 Associated Brokers / Dealers N/A CIK Number 0001597815 Filed Document 0001597815-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brockton Capital Fund III (USA) LP See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001641478 Filed Document 0001641478-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA XI NS-B Feeder, L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640596 Filed Document 0001640596-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairhaven Drizly Co-Investment Fund, L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640947 Filed Document 0001640947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NanoWatt Design, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001554989 Filed Document 0001554989-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Premier Gold Hedge Fund LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001619578 Filed Document 0001619578-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Point72 Capital, L.P. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461642 Filed Document 0001630566-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Norwood Capital Partners, LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Marc Rosenberg, Gary Reneau, and Robert Lyster CIK Number 0001562670 Filed Document 0001095449-15-000070 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vet Auto Quote, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001632225 Filed Document 0001632225-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Magnolia Road Global Credit Fund LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575866 Filed Document 0001315863-15-000400 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $53,530 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
China Everbright ReinFore Special Opportunities Fund, L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001640851 Filed Document 0000947871-15-000351 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSRA Richmond Golf Retail, DST See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $6,770,000 Associated Brokers / Dealers N/A CIK Number 0001641302 Filed Document 0001641302-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
TELLTERMS, INC. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640112 Filed Document 0001640112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XXII LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630944 Filed Document 0001630944-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
1798 US Special Situations Fund LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575118 Filed Document 0000945621-15-000177 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XIX LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626293 Filed Document 0001626293-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sterling Real Estate Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Beltway Investors X LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640737 Filed Document 0001140361-15-017667 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Ground 2 Table, Inc. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $54,590 Associated Brokers / Dealers N/A CIK Number 0001589696 Filed Document 0001589696-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CARLSON WIRELESS TECHNOLOGIES INC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001136440 Filed Document 0001140361-15-019175 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Gats-Fund, a series of AngelList-ReTh-Funds, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $104,090 Associated Brokers / Dealers N/A CIK Number 0001641330 Filed Document 0001641330-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Select Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381364 Filed Document 0001393725-15-000080 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Cha32-Fund, a series of AngelList-JG-Funds, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $201,480 Associated Brokers / Dealers N/A CIK Number 0001641329 Filed Document 0001641329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8301 State Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers none CIK Number 0001641277 Filed Document 0001641277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BIOTHERYX INC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001458857 Filed Document 0001458857-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Value Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381363 Filed Document 0001393725-15-000081 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA SDF III NS-B Feeder, L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640594 Filed Document 0001640594-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kahping, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641452 Filed Document 0001641452-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNOLIA ROAD GLOBAL CREDIT FUND LTD. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575862 Filed Document 0001315863-15-000398 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strata McCall, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001641955 Filed Document 0001641955-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Personal BlackBox Company, LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,270,964 Associated Brokers / Dealers N/A CIK Number 0001470815 Filed Document 0001382963-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TA XI NS-A Feeder, L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640595 Filed Document 0001640595-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMI HOLDINGS CORP. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $700,009 Associated Brokers / Dealers N/A CIK Number 0000933136 Filed Document 0000896595-15-000036 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Geneva Private Equity Fund II, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001640648 Filed Document 0001640648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity