Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
YORK ACCESS LTD See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001212806 Filed Document 0001212806-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffHedge, LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535860 Filed Document 0001535860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALCYON ACCESS LTD See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001337881 Filed Document 0001337881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Investment Fund Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0001622593-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STS Partners Fund, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Taglianetti and Glen A. Beigel CIK Number 0001476525 Filed Document 0001476525-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Degreed, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $9,183,472 Associated Brokers / Dealers N/A CIK Number 0001556900 Filed Document 0001556900-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Residential Mortgage Fund I (U.S.), L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001618472 Filed Document 0001181431-14-036143 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rowl, Inc. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,020,000 Associated Brokers / Dealers Portfolio Advisors Alliance, Inc. CIK Number 0001500904 Filed Document 0001556663-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES OFFSHORE, LTD. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540437 Filed Document 0000902664-14-004256 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACOMPLI, INC. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $6,109,997 Associated Brokers / Dealers N/A CIK Number 0001602387 Filed Document 0001602387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Mortgage Value Participation Fund LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001568644 Filed Document 0001568644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Global Opportunities L P See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917296 Filed Document 0000917296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canacol Energy Ltd. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001465103 Filed Document 0001465103-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Weeels, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001615753 Filed Document 0001615753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LOF Bion Partnership, LP See All Filings	D	2014-11-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001623231 Filed Document 0001181431-14-035963 Exclusions or Exemptions 506c Accepted Date 2014-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Causemo, Inc. See All Filings	D	2014-11-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001624569 Filed Document 0001192482-14-000226 Exclusions or Exemptions 506b Accepted Date 2014-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
FLSC RECYCLING, LLC See All Filings	D	2014-11-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622623 Filed Document 0001209191-14-068038 Exclusions or Exemptions 506b Accepted Date 2014-11-09 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VentuCap Inc. See All Filings	D	2014-11-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001624665 Filed Document 0001144204-14-066202 Exclusions or Exemptions 506b Accepted Date 2014-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hutchin Hill Diversified Alpha Master Fund Ltd See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441680 Filed Document 0000950142-14-002173 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WISHIZ.ME INC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622987 Filed Document 0001622987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ENTOMO, INC. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001100104 Filed Document 0001100104-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Quanergy Systems, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001593480 Filed Document 0001593480-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontiir Pte. Ltd. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575519 Filed Document 0001575519-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business SINGAPORE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Exeo Entertainment, Inc. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528760 Filed Document 0001597570-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CommuniKids Holdings LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $824,666 Associated Brokers / Dealers N/A CIK Number 0001624363 Filed Document 0001624363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Crowne at Timberline, Limited Partnership See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $12,324,049 Associated Brokers / Dealers VSR Financial Services, Inc. CIK Number 0001623794 Filed Document 0001623794-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Windsor Sports USA INC See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001624413 Filed Document 0001624413-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Candlewood Financial Opportunities Fund, Ltd. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583023 Filed Document 0000945621-14-000278 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Long Government/Credit Fund LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624591 Filed Document 0001624591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
You Cant Take It Broadway Ltd Liability Co See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001608930 Filed Document 0001608930-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Knighthead Offshore Fund, Ltd. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465823 Filed Document 0000919574-14-006097 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anexinet Holding Company, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,199,631 Associated Brokers / Dealers N/A CIK Number 0001624518 Filed Document 0001192482-14-000220 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambiq Micro, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $15,600,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Artis Juicy SPV, L.P. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001623048 Filed Document 0001623048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
South Ferry Capital Partners LLC See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505325 Filed Document 0001012975-14-000694 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optimized Care Network, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624224 Filed Document 0000949265-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WI Sundance, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $3,520,000 Associated Brokers / Dealers N/A CIK Number 0001624252 Filed Document 0001624252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
BCM Credit Opportunities Offshore Fund, L.P. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490632 Filed Document 0001507943-14-000106 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Austin Bouldering Project LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001622396 Filed Document 0001622396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AURORA GLOBAL OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372254 Filed Document 0001372254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vision III Imaging, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Frederick & Company, Inc. and Brokerbank Securities, Inc. CIK Number 0001624360 Filed Document 0001624360-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Majestic Surgical Products LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001624458 Filed Document 0001624458-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hutchin Hill Capital Domestic Fund, LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450232 Filed Document 0000950142-14-002172 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gatosk Operating Company, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001610050 Filed Document 0001610050-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICONIQ Access 2, LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566084 Filed Document 0001566084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melior Innovations, Inc. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001541517 Filed Document 0001541517-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MedProperties Senior Housing Fund I, LP See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001624246 Filed Document 0001624246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 5, LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571224 Filed Document 0001571224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyto Life LLC See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $12,349,998 Associated Brokers / Dealers N/A CIK Number 0001566973 Filed Document 0001566973-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PICKEREL PARTNERS, LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472136 Filed Document 0001472136-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund