Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Autumn Ridge Investments, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001624448 Filed Document 0001624448-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Partners Group Client Access 15, L.P. Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624511 Filed Document 0001624511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Ferry Capital Fund Ltd. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505326 Filed Document 0001012975-14-000695 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEALTH PLAN ONE INC See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $16,581,268 Associated Brokers / Dealers N/A CIK Number 0001432420 Filed Document 0001432420-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Health Insurance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Associates 181-559 Holdings LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001624652 Filed Document 0001624652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ZeoGas LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Macquarie Capital USA Inc. CIK Number 0001593648 Filed Document 0001593648-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Windsor Sports USA INC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001624413 Filed Document 0001624413-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BCM CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460717 Filed Document 0001507943-14-000107 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Online Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001624256 Filed Document 0001624256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Envisage Capital Partners I, L.P. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424665 Filed Document 0001144204-14-066176 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH PLAN ONE INC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $3,504,480 Associated Brokers / Dealers N/A CIK Number 0001432420 Filed Document 0001432420-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BOCO Acquisitions, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001624793 Filed Document 0001624793-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Piscataqua Capital Management, LLC See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001562346 Filed Document 0001192482-14-000215 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
KNIGHTHEAD MASTER FUND LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438289 Filed Document 0000919574-14-006095 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cure Forward Corp. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624526 Filed Document 0001140361-14-042143 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Abeona Therapeutics LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612434 Filed Document 0001612434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Vibrant Corp See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001571503 Filed Document 0001104659-14-078535 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
PRINCETON FUTURES FUND LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc., Compass Securities Corporation, and Capital Management Partners, Inc. CIK Number 0001011789 Filed Document 0001448370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Erytech Pharma See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BRYAN GARNIER & CO and LifeSci Capital CIK Number 0001624422 Filed Document 0001624422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FRANCE Revenue or Assets $No Revenues Type of Security Other
Neuro Kinetics, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001463256 Filed Document 0001463256-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Avi-on Labs, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,392 Associated Brokers / Dealers N/A CIK Number 0001623299 Filed Document 0001623299-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Corvex Offshore II Ltd. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591289 Filed Document 0001315863-14-000614 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pear Deck, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001600467 Filed Document 0001600439-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
iPosi, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001564268 Filed Document 0001564268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Loquidity (Mista-Way), LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001624075 Filed Document 0001624075-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Graycliff Private Equity Partners III (NYS) LP See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001622912 Filed Document 0000950172-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOFT TISSUE REGENERATION, INC. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001431625 Filed Document 0001431625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Access 1, LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564188 Filed Document 0001564188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobidia Technology Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $35,097 Associated Brokers / Dealers N/A CIK Number 0001477210 Filed Document 0001140361-14-040913 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OpenRoost, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001624447 Filed Document 0001624447-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Regenerative Medical Solutions, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001579613 Filed Document 0001579613-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Straight Flush Broadway Ltd Liability Co See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001590810 Filed Document 0001590810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
FAPS HOLDINGS INC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $9,319,760 Associated Brokers / Dealers N/A CIK Number 0001201266 Filed Document 0000895345-14-000302 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Axxess Compounding LLLP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001584530 Filed Document 0001584530-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wright Therapy Products, Inc. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Trustmont Financial Group, Inc. CIK Number 0001483094 Filed Document 0001483094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
470 W CENTRE AVE, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $120,700 Associated Brokers / Dealers N/A CIK Number 0001624620 Filed Document 0001624620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
BDR Bellevue VI LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624460 Filed Document 0001624460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Poacht, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001624100 Filed Document 0001624100-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CRUX SYSTEMS, INC. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers None CIK Number 0001624320 Filed Document 0001624320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 11, LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582055 Filed Document 0001582055-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Namely, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001539122 Filed Document 0001539122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IPREO Parent Holdco LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $8,944,972 Associated Brokers / Dealers N/A CIK Number 0001617095 Filed Document 0001617095-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
KNIGHTHEAD DOMESTIC FUND LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438287 Filed Document 0000919574-14-006093 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Retail North, LLLP See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers Republic Securities of America Inc. CIK Number 0001624269 Filed Document 0001624269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Behm Energy - Williston Basin Program, LLC See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001590254 Filed Document 0001181431-14-035900 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bandit Surgical Products LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001624454 Filed Document 0001624454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
H. Barton Venture Select II,LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001624648 Filed Document 0001624648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN STANDARD PARTNERS LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450414 Filed Document 0001144204-14-066186 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Astronaut's Lute, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624714 Filed Document 0001079973-14-000608 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Medicine Works, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001624702 Filed Document 0001624702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity