Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BASSWOOD FINANCIAL FUND, INC. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576092 Filed Document 0001405086-15-000130 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wildomar Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001638765 Filed Document 0001638765-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NiteHawk Pediatric Urgent Care, LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607395 Filed Document 0001607395-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NantBioscience, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001608318 Filed Document 0001608318-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SDC Portfolio LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $7,426,000 Associated Brokers / Dealers N/A CIK Number 0001640604 Filed Document 0000892712-15-000543 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
QUENTEC FUND, LTD. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554514 Filed Document 0000919574-15-003862 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quintessence Associates LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406804 Filed Document 0001406804-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Equity Group, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641343 Filed Document 0001641343-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
MV Venture Fund IV LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,707,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630870 Filed Document 0001630870-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MWW Lite, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640473 Filed Document 0001640474-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lion Semiconductor Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588720 Filed Document 0001588720-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shavit Capital Fund III (U.S.), LP See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001640124 Filed Document 0001640124-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Just Greens, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $20,205,000 Associated Brokers / Dealers N/A CIK Number 0001590624 Filed Document 0001590624-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Post Capital Equity Partners III LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rafael Astruc CIK Number 0001593543 Filed Document 0001393725-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beltway Investors XI LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640744 Filed Document 0001140361-15-017671 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
International Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381359 Filed Document 0001393725-15-000076 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Euro Choice Secondary L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Capital Group CIK Number 0001640821 Filed Document 0001640821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets $Not Applicable Type of Security Equity
BSI Platform Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001641076 Filed Document 0001641076-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterstone Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $22,222,222 Associated Brokers / Dealers N/A CIK Number 0001641960 Filed Document 0001641960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evergreen Industrial Properties, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640354 Filed Document 0001640354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Optum Clinics Holdings, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $36,979,733 Associated Brokers / Dealers N/A CIK Number 0001641013 Filed Document 0001140361-15-017740 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MeetMindful, Inc. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $822,500 Associated Brokers / Dealers N/A CIK Number 0001629841 Filed Document 0001629841-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Large Cap Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001429803 Filed Document 0001393725-15-000077 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Pastures Fund, LLC Series 2 (MJAR Holdings, LLC) See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,954,250 Associated Brokers / Dealers N/A CIK Number 0001641174 Filed Document 0001641174-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
KDC Portfolio LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $13,397,500 Associated Brokers / Dealers N/A CIK Number 0001640603 Filed Document 0000892712-15-000542 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Herring Creek Fund, LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575746 Filed Document 0000919574-15-003866 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LifeQode Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001641115 Filed Document 0001393725-15-000084 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peca Labs, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,793,671 Associated Brokers / Dealers N/A CIK Number 0001641404 Filed Document 0001641404-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Produce Urban Delivery Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $658,815 Associated Brokers / Dealers N/A CIK Number 0001641327 Filed Document 0001641327-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Averatek, Inc. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Murray Sinclaire CIK Number 0001641103 Filed Document 0001641103-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NatureBox, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $30,999,999 Associated Brokers / Dealers N/A CIK Number 0001572930 Filed Document 0001243233-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD FINANCIAL FUND, L.P. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519641 Filed Document 0001405086-15-000131 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital International, Ltd. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465991 Filed Document 0001630566-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Strata Tower, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001640442 Filed Document 0001640442-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Ferry RD 2001 LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $1,757,000 Associated Brokers / Dealers N/A CIK Number 0001641269 Filed Document 0001641269-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DirtJockey, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $635,000 Associated Brokers / Dealers N/A CIK Number 0001625001 Filed Document 0001625001-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wicked Tango, LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001641034 Filed Document 0001641034-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
China Everbright ReinFore Grain Co-Investment Fund, L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640853 Filed Document 0000947871-15-000352 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rio Grande Neurosciences, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Middlebury Securities, LLC CIK Number 0001616132 Filed Document 0001616132-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Somerset Village SPE, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001641316 Filed Document 0001641316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Plow-12-Fund, a series of AngelList-ExAl-Funds, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001641332 Filed Document 0001641332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XIX LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626347 Filed Document 0001626347-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CAZ Medical Royalty Fund II, L.P. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630885 Filed Document 0001315863-15-000404 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MWW F&F, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640474 Filed Document 0001640474-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Battery Park Entertainment, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Jones Consulting Group CIK Number 0001641352 Filed Document 0001641352-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
PARADIGM CAPITAL VALUE LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549720 Filed Document 0000919574-15-003974 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEAPACK GLADSTONE FINANCIAL CORP See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001050743 Filed Document 0001214659-15-003756 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Himself & Nora Ltd Liability Co See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001640860 Filed Document 0001640860-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Amberport Ltd See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001639639 Filed Document 0001639639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt