Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Philadelphia Financial Life Assurance Co Separate Account VA 124 See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001632698 Filed Document 0001632698-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE EQUITY CORE FUND VI, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001625816 Filed Document 0001625814-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FLIGHTSPEAK, INC. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001642150 Filed Document 0001642150-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Entia Biosciences, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers NA CIK Number 0001408299 Filed Document 0001185185-15-001195 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Multi-Strategy Portfolio Lightning, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001576354 Filed Document 0001140361-15-018950 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Criterion Software & Security Opportunities Fund, Ltd. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639363 Filed Document 0001639363-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Achievement Co-Investment Opportunities Fund Ltd. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641776 Filed Document 0001641776-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Fiesta Investors I, L.L.C. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $155,000,000 Associated Brokers / Dealers N/A CIK Number 0001642098 Filed Document 0001140361-15-019162 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Onex York Holdings Corp. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-15-000155 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Innova Gaming Group Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $747,540 Associated Brokers / Dealers N/A CIK Number 0001642048 Filed Document 0001144204-15-032040 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Innovant Investment Group LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $2,015,000 Associated Brokers / Dealers N/A CIK Number 0001642090 Filed Document 0001642090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Harbert European Growth Capital Fund I, L.P. See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001579779 Filed Document 0001579779-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McKinley Capital International Growth Fund LP See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329503 Filed Document 0000935836-15-000277 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broomall VII Associates, L.P. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001641581 Filed Document 0001641581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Stallion Texas Real Estate Fund, LLC See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001577129 Filed Document 0001577129-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $2,798,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-003986 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
PellePharm, Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $118,625 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0000914760-15-000170 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloud Apps Capital Partners, LP See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001606970 Filed Document 0001606970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clinton Spotlight Fund, L.P. See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544239 Filed Document 0000902664-15-002428 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FREE TO EAT, INC. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $360,126 Associated Brokers / Dealers N/A CIK Number 0001609015 Filed Document 0001609015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GrowCo, Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001641804 Filed Document 0001641804-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
MicroPower Global Ltd See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers None CIK Number 0001488942 Filed Document 0001488942-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Starwood Opportunity Fund X U.S., L.P. See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $5,546,045,000 Associated Brokers / Dealers J.P. Morgan Securities LLC, Horseneck Capital Advisors LLC, and Woori Investment & Securities Co., Ltd. CIK Number 0001610891 Filed Document 0001610888-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Black Dragon Capital L.P., Series 5 See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642467 Filed Document 0001642467-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHGATE PARTNERS, A DELAWARE MULTIPLE SERIES LLC/CARBON 3D (NCD SERIES A) See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641953 Filed Document 0001641953-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Core Plus Fixed Income Trust See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557645 Filed Document 0001557645-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CLINTON SPECIAL OPPORTUNITIES FUND LLC See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381140 Filed Document 0000902664-15-002430 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DSC Thomson Reuters VC Index Partners, L.P. See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559325 Filed Document 0001315863-15-000407 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Natured Brand, LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001642153 Filed Document 0001642153-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Care Current, Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $37,500 Associated Brokers / Dealers N/A CIK Number 0001641843 Filed Document 0001641843-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SHOULDER INNOVATIONS, LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001641821 Filed Document 0001641821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Recovery Technology Solutions, Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001586225 Filed Document 0001209191-15-044323 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ALUNG TECHNOLOGIES INC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Melvin Pirchesky CIK Number 0001179295 Filed Document 0001179295-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Blue Rock Fixed Income Plus Fund, L.P. See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369590 Filed Document 0000926877-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FOREX Strategies, Inc. See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001584781 Filed Document 0001584781-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Equity
KFBSF Private Equity Fund III, L.P. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001634962 Filed Document 0001634962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AQR R.C. Small Cap Value Fund, L.P. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635551 Filed Document 0001635551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoastEdge Focus Fund, LP See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539808 Filed Document 0001539808-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolar Inc. See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001637485 Filed Document 0001637485-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Ping Emerging Markets Macro Fund See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC, None, and None CIK Number 0001512711 Filed Document 0001512711-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aries Lending Fund I, LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001642065 Filed Document 0001642065-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Ratan Capital Fund, LP See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464094 Filed Document 0001464094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandhill Crane Partners, LLC See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Griffin Securities, Inc. CIK Number 0001609231 Filed Document 0000897069-15-000353 Exclusions or Exemptions 506c Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Content Checked Holdings, Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001574300 Filed Document 0001493152-15-001831 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kent Conference Center Investment Partners LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001641889 Filed Document 0001641889-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund IV, LLC See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $5,595,817 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001632066 Filed Document 0001632066-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $1,246,793 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-15-000114 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SpiderOak, Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $4,507,699 Associated Brokers / Dealers N/A CIK Number 0001582588 Filed Document 0001582588-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kalaari Capital Partners Opportunity Fund, LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001641943 Filed Document 0001641943-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBC Northwest LLC See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Pinnacle Wealth CIK Number 0001582545 Filed Document 0001582545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity