|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624149
- Filed Document
- 0001624149-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624463
- Filed Document
- 0001624463-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621989
- Filed Document
- 0000902664-14-004405
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624859
- Filed Document
- 0000902664-14-004330
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- PHX Financial, Inc.
- CIK Number
- 0001615083
- Filed Document
- 0001387131-14-003828
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608855
- Filed Document
- 0001608855-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623385
- Filed Document
- 0000902664-14-004409
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534911
- Filed Document
- 0001012975-14-000736
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Fisher Investments Institutional Group Emerging Markets Equity Fund
See All Filings
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001478708
- Filed Document
- 0001478708-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601004
- Filed Document
- 0001601004-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC
- CIK Number
- 0001000275
- Filed Document
- 0001214659-14-007721
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $7,656,076,817
- Associated Brokers / Dealers
- Park Hill Real Estate Group LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services, Inc., and Woori Investment & Securities Co., Ltd.
- CIK Number
- 0001587376
- Filed Document
- 0001587376-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534938
- Filed Document
- 0001140361-14-042089
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516013
- Filed Document
- 0001516013-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Andrew Linbeck, Luke A. Powell, Fred L. Williams, Jr., and Fieldpoint Private Securities LLC
- CIK Number
- 0001540932
- Filed Document
- 0001540932-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571848
- Filed Document
- 0001571848-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,465,613,500
- Associated Brokers / Dealers
- Park Hill Real Estate Group LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Woori Investment & Securities Co., Ltd.
- CIK Number
- 0001587241
- Filed Document
- 0001587241-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $22,895,715
- Associated Brokers / Dealers
- Joseph A. Nugent, Mark K. Johnson, Chad Q. Quamme, Gary L. Price, Sr., Joseph G. Michaletz, Jack W. Ellison, David M. Matles, Mark A. Herding, Eric A. Bicknese, Carl F. Worden, III, Robert J. Binkele, Daniel R. Mueller, Trawnegan Gill, Carl F. Worden, III, Sam Bhushan, Tomas J. Velken, James D. Warring, Jeffrey A. Bourdage, Dwight K. Kay, Frederick E. Hubler, Jr., Daniel P. Raupp, Jason P. Santos, Cynthia E. Hoelscher, Thomas G. Justice, Robert R. Tweed, David B. Levinson, John Kosmicki, Donald S. Meredith, John P. Gustavson, Jean-Louis Guinchard, Jason L. Steele, Eric W. Holtz, Randy A. Barmache, Gary G. Benson, Eric S. Scaff, Kevin P. Fitzgerald, Mark D. Tetreault, Ronald W. Manning, II, and Rocco J. Scarsella
- CIK Number
- 0001615752
- Filed Document
- 0001615752-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Nomura Securities International, Inc.
- CIK Number
- 0001504733
- Filed Document
- 0001504733-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
See All Filings
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001592397
- Filed Document
- 0001625257-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lance Watkins
- CIK Number
- 0001623721
- Filed Document
- 0001623721-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001539833
- Filed Document
- 0001415522-14-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $11,933,690
- Associated Brokers / Dealers
- Harry R. Tyler, Christina S. Nielson, Carol J. Child, Inland Securities Corporation, Roger T. Tadsen, Dwight K. Kay, Gary G. Benson, William A. Morrow, Drew F. Dedelow, David R. Koehler, Eric S. Scaff, Jeffrey S. Gurman, Christopher R. Bice, Mark S. Gopen, Alex M. Weissman, Damon C. Gonzalez, Robert R. Tweed, Joseph A. Nugent, Robert A. Horning, Trawnegan Gall, Randy A. Barmache, Mark D. Tetreault, Scott A. Berg, and Rocco J. Scarsella
- CIK Number
- 0001608413
- Filed Document
- 0001608413-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534677
- Filed Document
- 0001181431-14-037020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623983
- Filed Document
- 0001623983-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606269
- Filed Document
- 0001606269-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625109
- Filed Document
- 0001625109-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,299,990
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470835
- Filed Document
- 0001470835-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534763
- Filed Document
- 0001534763-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624136
- Filed Document
- 0001624136-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001071100
- Filed Document
- 0001071100-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $26,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623868
- Filed Document
- 0001623868-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,023,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625098
- Filed Document
- 0001625098-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001562220
- Filed Document
- 0001562220-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $927,450
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624210
- Filed Document
- 0001465818-14-000032
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $16,168,050
- Associated Brokers / Dealers
- The Strategic Financial Alliance, Inc., Arque Capital Ltd., Triad Advisors, Inc., Primex Prime Electronic Execution, Inc., JRL Capital Corporation, and Whitehall-Parker Securities, Inc.
- CIK Number
- 0001614074
- Filed Document
- 0001614074-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001625298
- Filed Document
- 0001625298-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591808
- Filed Document
- 0001591808-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601516
- Filed Document
- 0001601516-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625258
- Filed Document
- 0001625258-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $20,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463457
- Filed Document
- 0001463457-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562497
- Filed Document
- 0000919574-14-006613
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526186
- Filed Document
- 0001526186-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $24,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624990
- Filed Document
- 0001624990-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624357
- Filed Document
- 0001624357-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617970
- Filed Document
- 0001617970-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund, LP
See All Filings
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001493897
- Filed Document
- 0001493897-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund II LP
See All Filings
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001461515
- Filed Document
- 0001461515-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,305,666
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001378259
- Filed Document
- 0001378259-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $4,000,022
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625406
- Filed Document
- 0001518455-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|