Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BOTTOMS UP INC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001625267 Filed Document 0001625267-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., and UMB Financial Services Inc. CIK Number 0001616017 Filed Document 0001616017-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DLJ Real Estate Capital V, L.P. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001591969 Filed Document 0001012975-14-000737 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0001415522-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLAS FUTURES FUND LIMITED PARTNERSHIP See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000865549 Filed Document 0000865549-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Acility, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001624920 Filed Document 0001624920-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Credit Relative Value Fund L.P. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450967 Filed Document 0001450967-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reflection Partners LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001583745 Filed Document 0001583745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGEWATER NETWORKS, INC. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001212797 Filed Document 0001212797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Potomac Health Solutions, Inc. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001623592 Filed Document 0001623592-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
BBOOTH, INC. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001085037-14-000152 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOMERSET PRIVATE FUND LTD See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625232 Filed Document 0001625232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Oak Fund IV, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001625194 Filed Document 0001625194-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VersionOne, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shea & Company, LLC CIK Number 0001400102 Filed Document 0001400102-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Onex York Holdings Corp. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised $527,242,000 Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-14-000303 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BPV Capital Management, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001498185 Filed Document 0001498185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CV 451 D Street LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625056 Filed Document 0001625056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aperios Emerging Connectivity Fund Ltd See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OPPENHEIMER & CO. INC. CIK Number 0001624519 Filed Document 0000919574-14-006497 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EcoAlpha Long Fund, LP See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625503 Filed Document 0001625257-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhouse Overseas Fund Ltd. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591028 Filed Document 0001591089-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Recruits, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers CIM Securities, LLC and CIM Securities, LLC CIK Number 0001595506 Filed Document 0001595506-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSA INTERNATIONAL FUND LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387616 Filed Document 0000943663-14-000165 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modular Robotics Inc See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $3,099,999 Associated Brokers / Dealers N/A CIK Number 0001604797 Filed Document 0001604797-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Tactical Opportunities Onshore Fund L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001569541 Filed Document 0001624615-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iQuartic, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $749,999 Associated Brokers / Dealers N/A CIK Number 0001624412 Filed Document 0001624412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
B4C Technologies, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588811 Filed Document 0001553350-14-001435 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Durango Horizontal Joint Venture See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001625204 Filed Document 0001625204-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Focus Investments Fund I, LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624954 Filed Document 0001624954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier NanoSystems, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001470895 Filed Document 0001470895-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Resource Royalty Income & Growth Fund IV, LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001614983 Filed Document 0001614983-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BioCarbon Technologies, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624739 Filed Document 0001624739-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pirch, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $20,800,423 Associated Brokers / Dealers N/A CIK Number 0001532696 Filed Document 0001140361-14-041495 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pirch, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001532696 Filed Document 0001140361-14-041471 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY III ONSHORE FUND LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001438677 Filed Document 0001624615-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Global Credit Opportunity Employee Onshore Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571718 Filed Document 0001624615-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telnyx, LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $2,125,000 Associated Brokers / Dealers N/A CIK Number 0001619292 Filed Document 0001619292-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Hedge Fund Select: Dymon Asia Macro (US) Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591193 Filed Document 0001140361-14-041445 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silatronix, Inc. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $4,205,582 Associated Brokers / Dealers N/A CIK Number 0001548260 Filed Document 0000897069-14-000462 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Nemus Bioscience, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516551 Filed Document 0001140361-14-041589 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IP III CO-INVESTORS, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001421238 Filed Document 0000950103-14-008032 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO PRIVATE SERIES Co LLC - PIMCO MUNICIPAL REAL RETURN FUND See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001139696 Filed Document 0001624615-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stevia First Corp. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers N/A CIK Number 0001438943 Filed Document 0001144204-14-067727 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Post Street Fund LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591681 Filed Document 0001591681-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Street Master Fund LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591716 Filed Document 0001591716-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001532935 Filed Document 0001624615-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Combined Alpha Strategies Offshore Fund Ltd See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001389537 Filed Document 0001624615-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Credit Opportunities Fund II, LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001587629 Filed Document 0001587629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 33,LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001624887 Filed Document 0001624885-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
UGV Fund, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624995 Filed Document 0001213900-14-008170 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001577866 Filed Document 0001624615-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund