|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,826,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623308
- Filed Document
- 0001623308-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585413
- Filed Document
- 0001585413-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
Neuberger Berman China Opportunity Fund, a series trust of the Neuberger Berman China Opportunity Trust
See All Filings
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591912
- Filed Document
- 0001591912-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624927
- Filed Document
- 0001624927-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001562302
- Filed Document
- 0001562220-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617585
- Filed Document
- 0001617585-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601295
- Filed Document
- 0001601295-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518455
- Filed Document
- 0001518455-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624791
- Filed Document
- 0001624791-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCW Funds Distributors
- CIK Number
- 0001533390
- Filed Document
- 0001533390-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622160
- Filed Document
- 0001622160-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625033
- Filed Document
- 0001192482-14-000238
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625262
- Filed Document
- 0001625262-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623061
- Filed Document
- 0001623061-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548265
- Filed Document
- 0001548265-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625271
- Filed Document
- 0001625271-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, and D.H. Hill Securities, LLLP
- CIK Number
- 0001534460
- Filed Document
- 0001534460-14-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624015
- Filed Document
- 0000897069-14-000468
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621988
- Filed Document
- 0000902664-14-004406
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622004
- Filed Document
- 0001622004-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574336
- Filed Document
- 0001574336-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589656
- Filed Document
- 0000947871-14-000716
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622135
- Filed Document
- 0001622135-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622153
- Filed Document
- 0001622153-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625299
- Filed Document
- 0001625299-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432865
- Filed Document
- 0001432865-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570929
- Filed Document
- 0001570929-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587405
- Filed Document
- 0000943663-14-000167
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625367
- Filed Document
- 0001625367-14-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $4,225,009
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597017
- Filed Document
- 0001192482-14-000239
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602856
- Filed Document
- 0001140361-14-042408
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,096
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001497336
- Filed Document
- 0001497336-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ENCLAVE CAPITAL LLC
- CIK Number
- 0001591631
- Filed Document
- 0000919574-14-006499
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001492060
- Filed Document
- 0001415522-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617968
- Filed Document
- 0001617968-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001625167
- Filed Document
- 0001625167-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001562219
- Filed Document
- 0001562220-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591997
- Filed Document
- 0001591997-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001539833
- Filed Document
- 0001415522-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Real Estate Group LLC
- CIK Number
- 0001582407
- Filed Document
- 0001012975-14-000735
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625294
- Filed Document
- 0001625294-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001559671
- Filed Document
- 0001624928-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $452,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625415
- Filed Document
- 0001625415-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neuberger Berman LLC
- CIK Number
- 0001463536
- Filed Document
- 0001463536-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534969
- Filed Document
- 0001534969-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCW Funds Distributors
- CIK Number
- 0001533391
- Filed Document
- 0001533391-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624425
- Filed Document
- 0001624425-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,185,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450421
- Filed Document
- 0001140361-14-041900
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Lakers Holdings Ltd
- CIK Number
- 0001176309
- Filed Document
- 0001178913-14-003565
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $575,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624015
- Filed Document
- 0000897069-14-000469
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|