Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DOOFL MGMT, INC. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001636345 Filed Document 0001636345-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
SkinJect, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640615 Filed Document 0001640615-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
VENTURE CORE FUND VI, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001625817 Filed Document 0001625814-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pangea Naturals, Inc. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610425 Filed Document 0001610425-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Pine River Baxter Fund Ltd. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519862 Filed Document 0001519862-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Energy Partners II L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $4,500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Deutsche Bank Securities, Inc., and Woori Investment & Securities Co., Ltd CIK Number 0001614853 Filed Document 0001614853-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFG High Meadow, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001641244 Filed Document 0001104659-15-037189 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MBS Agency Master Fund, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432788 Filed Document 0001507943-15-000082 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Europe Realty Co-Investment, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607466 Filed Document 0001607466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI TECHNOLOGY PARTNERS, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001182273 Filed Document 0000902664-15-002449 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG KFHDL Fund, L.P. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641266 Filed Document 0001641266-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REsurety, Inc. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,281,265 Associated Brokers / Dealers N/A CIK Number 0001629756 Filed Document 0001629756-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001606464 Filed Document 0001625257-15-000042 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Direct Access Partners, LLC, Deutsche Bank Securities Inc., UBS Financial Services Inc., and Silver Leaf Partners, LLC CIK Number 0001180853 Filed Document 0000902664-15-002451 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,182,000 Associated Brokers / Dealers Rhonda Miller, Michael Leonard, Douglas Coughlin, Douglas Braff, and Kirk Bryant CIK Number 0001135856 Filed Document 0001135856-15-000168 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PharmaCielo Ltd. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $686,250 Associated Brokers / Dealers N/A CIK Number 0001641777 Filed Document 0001641777-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ZapStitch Technologies, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,050,160 Associated Brokers / Dealers N/A CIK Number 0001641849 Filed Document 0001641849-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001638032 Filed Document 0001013762-15-000462 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T3MEDIA, INC. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001396304 Filed Document 0001396304-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Agriculture Fund II, L.P. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001642362 Filed Document 0001181431-15-006876 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NWI ALPHA FUND LP See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178184 Filed Document 0000902664-15-002455 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GF Solutions, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001613231 Filed Document 0001613231-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $63,212 Associated Brokers / Dealers Donald Harrington, Scott Seibel, and Jason Maples CIK Number 0001135856 Filed Document 0001135856-15-000167 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vision III Imaging, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Frederick & Company, Inc. and Brokerbank Securities, Inc. CIK Number 0001624360 Filed Document 0001624360-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Omega Point Research, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,887,167 Associated Brokers / Dealers N/A CIK Number 0001611269 Filed Document 0001611269-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hydration Labs, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,983,794 Associated Brokers / Dealers N/A CIK Number 0001641816 Filed Document 0001140361-15-019124 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale High Yield Alternative Strategies Fund TEI LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377955 Filed Document 0001566114-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GLU MOBILE INC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $126,000,000 Associated Brokers / Dealers N/A CIK Number 0001366246 Filed Document 0001168404-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INFINITE HARVEST, INC. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611798 Filed Document 0001611798-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MDSave, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $14,143,780 Associated Brokers / Dealers Harpeth Securities, LLC CIK Number 0001543357 Filed Document 0001543357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Kellbenx Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001515776 Filed Document 0001140361-15-018986 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RMC Colorado, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001642038 Filed Document 0001642038-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sedgwick, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,781,043 Associated Brokers / Dealers N/A CIK Number 0001493605 Filed Document 0001493605-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PRECISION BIOSCIENCES INC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $25,650,000 Associated Brokers / Dealers N/A CIK Number 0001357874 Filed Document 0001357874-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Immy Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001512992 Filed Document 0001512992-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MyDx, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001582341 Filed Document 0001213900-15-003578 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rainmaker Holdings, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $396,880 Associated Brokers / Dealers N/A CIK Number 0001642027 Filed Document 0001642027-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ColFin Cobalt REIT, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001640753 Filed Document 0001640753-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Specified Air Solutions Holdings, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001642312 Filed Document 0001642312-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
POOLER PLAZA, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001641814 Filed Document 0001641814-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
MBS Agency Offshore Fund, Ltd. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432787 Filed Document 0001507943-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uber Technologies, Inc See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,803,326,002 Associated Brokers / Dealers N/A CIK Number 0001543151 Filed Document 0001543151-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MFG Clearwater, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $12,875,000 Associated Brokers / Dealers N/A CIK Number 0001641230 Filed Document 0001104659-15-037190 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KSA Capital Fund Ltd See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc., Family Mnagement Securities, LLC, Papamarkou Wellner & Co., Inc., and Primary Capital, LLC CIK Number 0001297812 Filed Document 0000919574-15-003941 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONCoPEP, Inc. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $6,914,986 Associated Brokers / Dealers N/A CIK Number 0001519887 Filed Document 0001519887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Digabit, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $9,026,982 Associated Brokers / Dealers N/A CIK Number 0001468264 Filed Document 0000950138-15-000352 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AG GTDL Fund, L.P. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641285 Filed Document 0001641285-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001606450 Filed Document 0001625257-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBC Group, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640748 Filed Document 0001140361-15-018974 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Carmel Multifamily DST See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $11,377,246 Associated Brokers / Dealers Dwight Kay CIK Number 0001631259 Filed Document 0000950138-15-000345 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity