Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Digital Shadows, Inc. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised $5,278,500 Associated Brokers / Dealers N/A CIK Number 0001635750 Filed Document 0000895345-15-000156 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
UCB S.A. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $787,628 Associated Brokers / Dealers N/A CIK Number 0001290640 Filed Document 0001290640-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
QOR, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001586733 Filed Document 0001586733-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PC Ivan Woods, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001642324 Filed Document 0001642324-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Leveraged Market Neutral Fund, LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001560191 Filed Document 0001560191-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 35 See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607816 Filed Document 0001507943-15-000085 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFG Sugar Road, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers None CIK Number 0001642332 Filed Document 0001642332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Harris Series, a series of Gresham Direct Access Manager Program, L.L.C. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550567 Filed Document 0001550567-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GenTox Labs, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001642315 Filed Document 0001642315-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Yellowfin Fund, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001589834 Filed Document 0001589834-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BrowsePlay Holdings, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001643152 Filed Document 0001643152-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Rubenstein Properties Fund III GP, LP See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641571 Filed Document 0001641576-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kintbury Equity Fund LP See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642063 Filed Document 0000902664-15-002491 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Element, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001499961 Filed Document 0001144204-15-030074 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
NG1 Technologies, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001642384 Filed Document 0001642384-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tipp Hill Capital LP See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475270 Filed Document 0000919574-15-003970 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCA Global Credit Fund, Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502175 Filed Document 0001502175-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PPE Gregg County #3, L.P. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $496,500 Associated Brokers / Dealers N/A CIK Number 0001642287 Filed Document 0001642287-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Capital Real Estate - Bellaire Ranch, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $7,830,000 Associated Brokers / Dealers None CIK Number 0001642235 Filed Document 0001642235-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NY On Your Feet L.P. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641993 Filed Document 0001641993-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Astro AB Holdings, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641904 Filed Document 0001181431-15-006855 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Koon-Fund, a series of AngelList-S2Al-Funds, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $183,030 Associated Brokers / Dealers N/A CIK Number 0001642201 Filed Document 0001642201-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Ft Worth Medical Apts, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $3,328,680 Associated Brokers / Dealers N/A CIK Number 0001641731 Filed Document 0001641731-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RIFF RMPRF L.P. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549432 Filed Document 0001549432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Prostasia Fund, Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607396 Filed Document 0001140361-15-019374 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millstreet Credit Fund LP See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493529 Filed Document 0001493529-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verseon Corp See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $5,832,264 Associated Brokers / Dealers N/A CIK Number 0001348948 Filed Document 0001348948-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TerraForm Global, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001642514 Filed Document 0001642514-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FreshDesk Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $49,999,931 Associated Brokers / Dealers N/A CIK Number 0001544522 Filed Document 0001544522-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paloma Access LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001576442 Filed Document 0001576442-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caliber Mt. Houston Venture, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001641619 Filed Document 0001641616-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Verseon Corp See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $11,808,858 Associated Brokers / Dealers N/A CIK Number 0001348948 Filed Document 0001348948-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bluefin Fund, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001471275 Filed Document 0001471275-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RWC European Focus Fund LP See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599424 Filed Document 0000902664-15-002489 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elephant Man 2015 London LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001641149 Filed Document 0001641149-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Acom-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $193,850 Associated Brokers / Dealers N/A CIK Number 0001642200 Filed Document 0001642200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Sory-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $102,500 Associated Brokers / Dealers N/A CIK Number 0001642199 Filed Document 0001642199-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-ICC-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001642148 Filed Document 0001642148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geller Select Alternatives LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574527 Filed Document 0000919574-15-003962 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trycera Financial, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers NA CIK Number 0001117045 Filed Document 0001185185-15-001198 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Victory Capital Holdings, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570827 Filed Document 0001570827-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HERITAGE HEALTHCARE INNOVATION FUND II, LP See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001641624 Filed Document 0001641624-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAOV Mount Houston, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001641616 Filed Document 0001641616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest CROO, LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001607938 Filed Document 0000897069-15-000354 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Alternative Feed Enterprises See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001642278 Filed Document 0001642278-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
AVM Ranger Qualified, LP See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547401 Filed Document 0001566114-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Adobe Agate SC Partners, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001641707 Filed Document 0001641707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SugarOak Sandy Springs, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001642066 Filed Document 0001642066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLR Partners, LP See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608827 Filed Document 0001315863-15-000409 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund