Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FundersClub DBS LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $121,000 Associated Brokers / Dealers N/A CIK Number 0001625667 Filed Document 0001625667-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAYLOR INSURANCE SERIES LP - SERIES C See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464743 Filed Document 0001464743-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
719 Seventh TIC 2 Owner LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001625202 Filed Document 0001625202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SODO Apparel, Inc. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001625094 Filed Document 0001625094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Patch of Land, Inc. See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001590209 Filed Document 0001590209-14-000070 Exclusions or Exemptions 506c Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
50 SOUTH CAPITAL PRIVATE EQUITY FUND (QP) VI, L.P. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001625815 Filed Document 0001625817-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES G See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464742 Filed Document 0001464742-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ECM Feeder Fund 2 LP See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570006 Filed Document 0000919574-14-006731 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Sipo-Fund, a series of AngelList-Saas-Funds, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $729,300 Associated Brokers / Dealers N/A CIK Number 0001625730 Filed Document 0001625730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Brewers See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $575,750 Associated Brokers / Dealers N/A CIK Number 0001592341 Filed Document 0001592341-14-000003 Exclusions or Exemptions 505 and 506c Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tenaya Note Holders, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001624978 Filed Document 0001624978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Vlt-Fund, a series of AngelList-NR-Funds, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001625748 Filed Document 0001625748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zetta Venture Partners I, L.P. See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $56,450,000 Associated Brokers / Dealers N/A CIK Number 0001592109 Filed Document 0001592109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Balestra Spectrum Partners, Ltd. See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Security Research Associates, Inc. CIK Number 0001480689 Filed Document 0001315863-14-000669 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vandam Street Fund, L.P. See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591805 Filed Document 0001591805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $45,408,811 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-14-000334 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $1,348,800 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-14-000327 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SK Capital Partners IV-A, L.P. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001625842 Filed Document 0001625843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Headlands Asset Management Fund III LP Series E See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625763 Filed Document 0001625763-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROEBLING FUND LP See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001093716 Filed Document 0001093716-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenovations Inc. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $548,500 Associated Brokers / Dealers N/A CIK Number 0001623314 Filed Document 0001168404-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Great Taste of Texas Holding Company, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001625470 Filed Document 0001625470-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BP Capital Energy Equity Fund II L P See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318965 Filed Document 0001318965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $21,962,244 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-14-000322 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
District Two, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001623696 Filed Document 0001623696-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BLUESTEM INVESTMENT FUND 2015, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001625300 Filed Document 0001625300-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Erdene Resource Development Corp See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $127,434 Associated Brokers / Dealers Mongolian Investment Banking Group LLC CIK Number 0001398972 Filed Document 0001398972-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
VEROD CAPITAL GROWTH FUND II LP See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001625731 Filed Document 0001625731-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightguest Technologies, Inc. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624870 Filed Document 0001624870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ACCOMPANI, INC. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $15,050,061 Associated Brokers / Dealers N/A CIK Number 0001580645 Filed Document 0001580645-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Savano II Feeder Fund, LLLP See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619161 Filed Document 0001619161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
UHS Holdco, Inc. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624584 Filed Document 0001181431-14-036658 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BP SLL Trust See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622351 Filed Document 0001622351-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
AngelList-Cemo-Fund, a series of AngelList-LA-Funds, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001625747 Filed Document 0001625747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
50 SOUTH CAPITAL BUYOUT FUND VI, L.P. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001625814 Filed Document 0001625817-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Presidio Partners 2014, L.P. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $140,357,424 Associated Brokers / Dealers Credit Suisse Securities (USA), LLC CIK Number 0001625138 Filed Document 0001625138-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accend Group Holdings, Inc. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625978 Filed Document 0001625978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
Balestra Spectrum Partners II, LLC See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aurora Capital LLC CIK Number 0001474073 Filed Document 0001315863-14-000668 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Thorne Ltd. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $660,659 Associated Brokers / Dealers N/A CIK Number 0001551146 Filed Document 0001104659-14-081986 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FVP Master Fund LP See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407275 Filed Document 0001019056-14-001437 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockhold-Brown Bancshares, Inc. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001625029 Filed Document 0000906318-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Missouri Valley REIT, Inc. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $47,500,000 Associated Brokers / Dealers Rick Engen CIK Number 0001487513 Filed Document 0001487513-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GM Angel Backers Fund I, a series of Master Syndicate Funds LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $504,975 Associated Brokers / Dealers N/A CIK Number 0001625728 Filed Document 0001625728-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U S Real Estate Investment Fund LLC See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHERRY TREE & ASSOCIATES CIK Number 0001379462 Filed Document 0001379462-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Mountain Capital Fund, LP See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593576 Filed Document 0001593576-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMSO Saguaro US Ltd. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001625621 Filed Document 0001625621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $65,006,070 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-14-000330 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Soom Foods, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001625197 Filed Document 0001625197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $10,514,155 Associated Brokers / Dealers Clark Securities Inc CIK Number 0001135856 Filed Document 0001135856-14-000328 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $1,068,000 Associated Brokers / Dealers Christopher Nyland, Andrew Hart, Roy Imai, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-14-000323 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund