Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BEHAVIORAL RECOGNITION SYSTEMS INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,192,000 Associated Brokers / Dealers N/A CIK Number 0001376914 Filed Document 0001580695-15-000175 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $14,067,200 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000948830-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Triad Growth Partners LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001642222 Filed Document 0001642222-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Reservoir Physicians Surgery Center, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001606556 Filed Document 0001606556-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harrison Metal Capital IV, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $68,000,000 Associated Brokers / Dealers N/A CIK Number 0001641946 Filed Document 0001641946-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capstone Vol (US) LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407445 Filed Document 0000902664-15-002507 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COATUE LONG ONLY PARTNERS LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577266 Filed Document 0000919574-15-004010 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MB DISLOCATION OPPORTUNITY FUND, LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454401 Filed Document 0001454401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YCP ZTP, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001642144 Filed Document 0001642144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYTODYN INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001175680 Filed Document 0000905718-15-000427 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RiverVest Venture Fund III, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001601559 Filed Document 0001601559-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ALTAIR HEDGED EQUITY PARTNERS LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436995 Filed Document 0000919574-15-004022 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/Lynx Fund Ltd See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001577483 Filed Document 0001140361-15-020203 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: PFM Diversified Offshore Ltd See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001641757 Filed Document 0001140361-15-019523 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Human Condition Safety, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001642249 Filed Document 0001642249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Lake Spokane Development Inc. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001633229 Filed Document 0001633229-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fairways Wilson Creek Apartments, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $19,435,000 Associated Brokers / Dealers None CIK Number 0001642206 Filed Document 0001642206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ACA Lantana Trace LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,265,560 Associated Brokers / Dealers Primex Prime Electronic Execution, Inc. CIK Number 0001649036 Filed Document 0001649036-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Paulson International Fund Ltd. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001422516 Filed Document 0001140361-15-020208 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Securitized Products Fund L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549885 Filed Document 0001549885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreatPoint Ventures Innovation Fund, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641496 Filed Document 0001641496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xeras Medical Technologies, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001639813 Filed Document 0001639813-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PECONIC FIRST LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001642460 Filed Document 0001642460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
SCRIPTRX INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001133830 Filed Document 0001133830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Collaborative III, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001637966 Filed Document 0001637966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAN Investments Series TTT, LLC, a separate series of PAN Investments Master Series, LLC, a DE series LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001639531 Filed Document 0001639531-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Hill Asian Opportunity Domestic Fund LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576743 Filed Document 0000902664-15-002520 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Multi-Strategy Fund, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001463113 Filed Document 0001463113-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELIGMAN TECH SPECTRUM FUND See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177685 Filed Document 0001140361-15-019720 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSS Structured Capital Parallel III, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642070 Filed Document 0001642070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMBER TECHNOLOGIES, INC. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001636781 Filed Document 0001140361-15-019819 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MyApprovals, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $469,041 Associated Brokers / Dealers N/A CIK Number 0001642109 Filed Document 0001642109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Daily Muse Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $9,971,909 Associated Brokers / Dealers N/A CIK Number 0001590798 Filed Document 0001448051-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Viking MVI II LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548460 Filed Document 0000902664-15-002513 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IM Group Holdings Corp See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $292,642,624 Associated Brokers / Dealers N/A CIK Number 0001641507 Filed Document 0001641507-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MW Americas TOPS Long-Only Fund LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549725 Filed Document 0000902664-15-002518 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCN Partners, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578321 Filed Document 0001578321-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Extra Space Storage LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $13,710,000 Associated Brokers / Dealers N/A CIK Number 0001302071 Filed Document 0001302071-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SAFCell Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549605 Filed Document 0001549605-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunstone Assurance II, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $861,000 Associated Brokers / Dealers N/A CIK Number 0001610905 Filed Document 0001610905-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001642335-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DIH CCGS, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $11,089,299 Associated Brokers / Dealers N/A CIK Number 0001642248 Filed Document 0001642248-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Gulf Coast Midwest Energy Capital #7, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001641321 Filed Document 0001641321-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Exposure Control Technologies, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001642258 Filed Document 0001642258-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cana-Bradford Royalties, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,999,500 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001642426 Filed Document 0001642426-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Blue Sage Communications Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $391,635 Associated Brokers / Dealers N/A CIK Number 0001641492 Filed Document 0001446933-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fin & Field, LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610232 Filed Document 0001610232-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Debt
CipherPoint Software, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $223,000 Associated Brokers / Dealers N/A CIK Number 0001528908 Filed Document 0001528908-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Jukely Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $7,931,677 Associated Brokers / Dealers N/A CIK Number 0001621795 Filed Document 0001621795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity