Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BEHAVIORAL RECOGNITION SYSTEMS INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $352,000 Associated Brokers / Dealers N/A CIK Number 0001376914 Filed Document 0001580695-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
VSS Structured Capital III, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TANGENT CAPITAL PARTNERS, LLC CIK Number 0001641915 Filed Document 0001641915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXLARK EXPLORATION CO INC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Clearfield 2015 LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640227 Filed Document 0000902664-15-002558 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Partners Debt Investment Fund, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001641803 Filed Document 0001641803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuscan Gardens of Venetia Bay Properties, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001642289 Filed Document 0001642289-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Venator Partners US Fund LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642146 Filed Document 0001642146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livingston Group of Companies LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001417917 Filed Document 0001417917-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Intrepid Private Equity Fund I, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642334 Filed Document 0001642334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIKOLS MORTGAGE FUND, LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001487021 Filed Document 0001487021-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
WAG MOBILE, INC. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001531142 Filed Document 0001531142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Edison Partners VIII-A, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001640757 Filed Document 0001640757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bright Locker, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607566 Filed Document 0001607566-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Ivory Long Fund, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606836 Filed Document 0000902664-15-002510 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VO2 Partners IV LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,750,504 Associated Brokers / Dealers N/A CIK Number 0001634742 Filed Document 0001144204-15-031211 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Q BLK STRATEGIC PARTNERS II, LTD See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001165109 Filed Document 0001140361-15-019703 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eureka Restaurant Holdings, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $17,876,158 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001628736 Filed Document 0001628736-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRESIDENTIAL REALTY CORP/DE/ See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0000731245 Filed Document 0001458511-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $59,966 Associated Brokers / Dealers Richard A. Devita, Jr., Scott W. Holton, and William R. Holton CIK Number 0001135856 Filed Document 0001135856-15-000170 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VII Capital Partners, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459041 Filed Document 0001459041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Hill Global Macro Opportunity Fund LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608770 Filed Document 0000902664-15-002521 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Hill Asian Opportunity Intermediate Fund LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576742 Filed Document 0000902664-15-002519 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Bank Holding Corp. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Metropolitan Bank Holding Company CIK Number 0001476034 Filed Document 0001476034-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Perkz Mobile, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001641445 Filed Document 0001641445-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SmartCool Systems Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $165,139 Associated Brokers / Dealers N/A CIK Number 0001328810 Filed Document 0001085037-15-000101 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Switchback Ventures, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Form requires a value; however, there is no sales compensation CIK Number 0001632177 Filed Document 0001632177-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuSirt Sciences Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001642239 Filed Document 0001642239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - LBC Credit Partners III USTE Series See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603605 Filed Document 0001603605-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OURHISTREE INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437255 Filed Document 0001437255-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NIAH Opportunity Fund I, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001642408 Filed Document 0001642408-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Ineda Systems, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $23,997,295 Associated Brokers / Dealers N/A CIK Number 0001575454 Filed Document 0001575454-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Fund Ltd See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001456621 Filed Document 0001456621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERRAZZANO EUROPEAN OPPORTUNITIES FUND PLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547016 Filed Document 0000919574-15-003997 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
American Lane Quantitative Strategies Ltd. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640538 Filed Document 0001315863-15-000412 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AG TCDRS Diversified Income Fund, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551294 Filed Document 0001551294-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: TB Capital Partners LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001607445 Filed Document 0001140361-15-019524 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Securitized Asset Recovery Holdings, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550740 Filed Document 0001550740-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantum Parallel Partners VI-C, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640915 Filed Document 0001640915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NCM Holdings (Cayman) Ltd See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491797 Filed Document 0001491797-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Ferry Capital Partners II LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549484 Filed Document 0001012975-15-000366 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RC Mineral & Rock LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001480308 Filed Document 0001480308-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG DIVERSIFIED CREDIT STRATEGIES FUND LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA Select Network, LLC CIK Number 0001435712 Filed Document 0001435712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Net Lease Realty Fund III, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001576043 Filed Document 0001576043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital TOMA Investors LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001602267 Filed Document 0001602267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
GTC Special Opportunity Fund I, Ltd. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520722 Filed Document 0001520722-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,467,200 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000948830-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Chartbeat, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $15,466,999 Associated Brokers / Dealers N/A CIK Number 0001499932 Filed Document 0001499932-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BottlesTonight, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001642432 Filed Document 0001642432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CA Investments 2015 LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001641338 Filed Document 0001641338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity