Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AMBIO HOLDINGS, INC. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $23,999,970 Associated Brokers / Dealers N/A CIK Number 0001625527 Filed Document 0001625527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VEPF V Co-Invest 1-A, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626577 Filed Document 0001626577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRI - Camino, L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001625173 Filed Document 0001625173-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Dynamic Harvest LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001599159 Filed Document 0001599159-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Seattle Funding Group, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
International Coffee Group, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001625818 Filed Document 0001625818-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Prysm, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $145,521,193 Associated Brokers / Dealers N/A CIK Number 0001479702 Filed Document 0001479702-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OFS Energy Fund II, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $6,690,000 Associated Brokers / Dealers N/A CIK Number 0001535304 Filed Document 0001140361-14-043002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MCD CARGOSENSE, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $392,500 Associated Brokers / Dealers N/A CIK Number 0001624945 Filed Document 0001624945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund X, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616867 Filed Document 0001616867-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RT SC Co-Invest II, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625260 Filed Document 0001625260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Vitalis 2014 Fund, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625847 Filed Document 0001625847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Alcentra Global Special Situations Fund Cayman Feeder See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520582 Filed Document 0001520582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACOMPLI, INC. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $6,099,997 Associated Brokers / Dealers N/A CIK Number 0001602387 Filed Document 0001602387-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BSREP Hospitality REIT I LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001625203 Filed Document 0001625203-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier Millennium USA LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001502357 Filed Document 0001502357-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feeder Fund - TAO, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622255 Filed Document 0001181431-14-036825 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VIRTUAL INSTRUMENTS Corp See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001455340 Filed Document 0001455340-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bottleshake, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625825 Filed Document 0001625825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
Morgan Stanley HedgePremier/Millennium Strategic Capital LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530551 Filed Document 0001530551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC Life Settlement Asset Fund 3, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625682 Filed Document 0001625682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HARBERT VALUE FUND, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396851 Filed Document 0000919574-14-006739 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Connor US Equities Long/Short Select LLC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001562552 Filed Document 0001562552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RanBill Music, Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001584954 Filed Document 0001584954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Star America Infrastructure Fund Affiliates, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565163 Filed Document 0000908662-14-000281 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SoftBank PrinceVille Investments Annex Fund, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001625976 Filed Document 0001625976-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM BVP CO-INV, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001626299 Filed Document 0001626299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AZTEK BATS LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625993 Filed Document 0001625979-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Alden DFM SPV Ltd See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625868 Filed Document 0000902664-14-004442 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG Texas 12, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $4,000,130 Associated Brokers / Dealers N/A CIK Number 0001625865 Filed Document 0001625865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Airsign, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001614233 Filed Document 0001614233-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zeel Networks, Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001495029 Filed Document 0001495029-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MJAR Holdings, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001623620 Filed Document 0000897069-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OFS ENERGY FUND II (PARALLEL), L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,097,078 Associated Brokers / Dealers N/A CIK Number 0001555338 Filed Document 0001140361-14-043001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST HOLDINGS LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-14-000237 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AZ INVESTMENT PROPERTY EXPERTS, LLC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001542009 Filed Document 0001542009-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
BIO KEY INTERNATIONAL INC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001019034 Filed Document 0001437749-14-021108 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CIM Fund VIII, L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and MA Alternative Investments Ltd., OMC Chambers CIK Number 0001565436 Filed Document 0001565436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
XTREMEDATA, INC. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001393794 Filed Document 0001015325-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CIM Fund VIII (Parallel-1), L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and Eric S. Bazil CIK Number 0001578130 Filed Document 0001578130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Calendre Co See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618815 Filed Document 0001618815-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Infocyte, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625892 Filed Document 0001625892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Night Sky Products Lab, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001562730 Filed Document 0001562730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Maverick Offshore Fund L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001469274 Filed Document 0001469274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHSTONE PARTNERS II LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001447552 Filed Document 0000899140-14-000712 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fargo Brewing Company, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001517778 Filed Document 0001517778-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Morgan Stanley HedgePremier/Double Black Diamond Fund LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001483396 Filed Document 0001483396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEAL CREEK LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625876 Filed Document 0001625876-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Other
GMO Special Opportunities SPC Ltd. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624965 Filed Document 0001624965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCS CAPITAL MANAGEMENT, LLC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001607986 Filed Document 0001607986-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity