Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sweetgreen, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001477815 Filed Document 0001477815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
UIP LP-CC Invest, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $635,000 Associated Brokers / Dealers N/A CIK Number 0001624905 Filed Document 0001624905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
NUVIZ Inc See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001625531 Filed Document 0001625531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ConnectedHealth, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501410 Filed Document 0001501410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cognitive Media Networks, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $14,676,919 Associated Brokers / Dealers N/A CIK Number 0001558774 Filed Document 0001558774-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Norwegian Cruise Line Holdings Ltd. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $670,000,000 Associated Brokers / Dealers N/A CIK Number 0001513761 Filed Document 0001488138-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JAT Select Fund, Ltd. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554986 Filed Document 0000950142-14-002293 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halcyon Energy, Power, & Infrastructure Capital Fund Offshore LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624434 Filed Document 0001624434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TALL TREE NOTE FUND I, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625622 Filed Document 0001625622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Encore Gaming, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $2,999,000 Associated Brokers / Dealers N/A CIK Number 0001600237 Filed Document 0000911959-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
HA Investor, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $2,636,010 Associated Brokers / Dealers N/A CIK Number 0001589618 Filed Document 0001589618-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMTHERA MEDICAL INC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers EDI Financial Inc and Growth Capital Services, Inc. CIK Number 0001429599 Filed Document 0001567667-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Square Mile Tactical Partners LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624756 Filed Document 0001624756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-P-T Research, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $8,072,418 Associated Brokers / Dealers N/A CIK Number 0001622017 Filed Document 0001622017-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Seabed Capital, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001625727 Filed Document 0001625727-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pin Oak Premier Select Fund, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535178 Filed Document 0001535178-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Countdown Ventures, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001625864 Filed Document 0001625864-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
SACRAMENTO ESL SERVICES, L.L.C. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $32,380 Associated Brokers / Dealers N/A CIK Number 0001367384 Filed Document 0001367384-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EIGER BIOPHARMACEUTICALS INC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $7,257,161 Associated Brokers / Dealers N/A CIK Number 0001454815 Filed Document 0001296743-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolf International Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625872 Filed Document 0001625872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
BST NanoElectronics LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625798 Filed Document 0001625798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Base Venture Investing, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001625707 Filed Document 0001625707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BlueCava, Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,497,927 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
Fonkoze USA, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621102 Filed Document 0001621102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
REALTYSHARES 36, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001625908 Filed Document 0001625908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
IHM Services Co See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,884,443 Associated Brokers / Dealers N/A CIK Number 0001625933 Filed Document 0001625933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
F-SQUARED U.S. SECTOR OPPORTUNITIES FUND, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543968 Filed Document 0000919574-14-006743 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GreenOak Asia (USD) II, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624880 Filed Document 0001624880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JEM Real Estate Preferred Fund I, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001624403 Filed Document 0001213900-14-008597 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fish Tacos NY 1, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001625685 Filed Document 0001625685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JAT Select Fund, L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555004 Filed Document 0000950142-14-002292 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RT SC Co-Invest, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625308 Filed Document 0001625308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
KSL Capital Partners IV, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625404 Filed Document 0001625404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascava, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001609325 Filed Document 0001140361-14-045869 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SERAPH VC I, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $909,000 Associated Brokers / Dealers N/A CIK Number 0001625762 Filed Document 0001625762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrthoMax, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Steve R. Caudle CIK Number 0001625977 Filed Document 0001625977-14-000001 Exclusions or Exemptions 504, 504.1, and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OFS Energy Fund II (QP), L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $28,212,922 Associated Brokers / Dealers N/A CIK Number 0001535303 Filed Document 0001140361-14-043003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Copperstone Debt Partners, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers None CIK Number 0001620637 Filed Document 0001620637-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SUB Investments, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001624545 Filed Document 0001624545-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Freestone Industrial Fabrication Partners, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001624777 Filed Document 0001624777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SEMINOLE 14 JOINT VENTURE See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,804,000 Associated Brokers / Dealers N/A CIK Number 0001625695 Filed Document 0001625695-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Zinn Fund LLLP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467360 Filed Document 0000897069-14-000471 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HydroBio, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624661 Filed Document 0001624661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
AZTEK LACROSSE See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001625995 Filed Document 0001625979-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PaymentWorks Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001611256 Filed Document 0001611256-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Star America Infrastructure Fund, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540672 Filed Document 0000908662-14-000280 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Asia (USD) Feeder II, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624881 Filed Document 0001624881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Global Management LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $52,435,733 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-036881 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
VERICRED, INC. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620730 Filed Document 0001070188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity