Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Accounts Receivable Investment Associates, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Stephen T Mellinger CIK Number 0001625992 Filed Document 0001625992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vacation Storebuilder, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $5,318,021 Associated Brokers / Dealers N/A CIK Number 0001574376 Filed Document 0001574376-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arrival Homes LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Chad Harris CIK Number 0001626023 Filed Document 0001626023-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CloudLock, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $6,700,097 Associated Brokers / Dealers N/A CIK Number 0001545675 Filed Document 0001545675-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COLDSTREAM HOLDINGS INC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $3,115,000 Associated Brokers / Dealers N/A CIK Number 0001014571 Filed Document 0001014571-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CHARLTONRIDGE REAL ESTATE FUND III, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001625935 Filed Document 0001625935-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
CIM Fund VIII, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and MA Alternative Investments Ltd., OMC Chambers CIK Number 0001565436 Filed Document 0001565436-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pacific Light Technologies Corp. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001547544 Filed Document 0001547544-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PeerSpace, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001625342 Filed Document 0001625342-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Porter Lateral #1 Joint Venture See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001625588 Filed Document 0001354488-14-005999 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
SimplyTapp, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $8,499,996 Associated Brokers / Dealers N/A CIK Number 0001592226 Filed Document 0001592226-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MagicFlix Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625753 Filed Document 0001625753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Renticity, Inc. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569920 Filed Document 0001569920-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CranRidge Capital, LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592799 Filed Document 0001140361-14-043215 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPEC Holdings, Inc See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001470705 Filed Document 0001354488-14-005956 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hatchet Enterprises, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626079 Filed Document 0001626079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
FourKites, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001625230 Filed Document 0001625230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Joho Fund, Ltd. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477840 Filed Document 0000919574-14-006753 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVAM Perlus Microcap Fund, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472885 Filed Document 0001472885-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Midstream Partners, LP See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $199,895,000 Associated Brokers / Dealers N/A CIK Number 0001513965 Filed Document 0001513965-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
San Antonio STMC Hospital, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $5,588,000 Associated Brokers / Dealers n/a CIK Number 0001624988 Filed Document 0001624988-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AZTEK GOLF SHAFTS LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001625999 Filed Document 0001625998-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Coffee Applications Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $800,010 Associated Brokers / Dealers N/A CIK Number 0001626000 Filed Document 0001626000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pine Street Technology Fund I See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $329,790 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001625874 Filed Document 0001625874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Boccomi Investments LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625833 Filed Document 0001625833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
BC EUROPE IV PRIVATE INVESTORS, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $66,814,861 Associated Brokers / Dealers N/A CIK Number 0001609826 Filed Document 0001624774-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buckley Lloyd Partners Fund, LP See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626056 Filed Document 0000945621-14-000287 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middleton Denver Investors LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers None CIK Number 0001625777 Filed Document 0001625777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BRICKSTREAM Corp See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $27,064,752 Associated Brokers / Dealers N/A CIK Number 0001217312 Filed Document 0001217312-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SRE OPPORTUNITY FUND II, L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001624961 Filed Document 0001624961-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BOTTOMS UP INC See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001625267 Filed Document 0001625267-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mozaic Medical Inc See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624755 Filed Document 0001624755-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Anderson Elite Medical, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $8,190,000 Associated Brokers / Dealers N/A CIK Number 0001626012 Filed Document 0001626012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CEMOF Coinvestment, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534676 Filed Document 0001181431-14-037019 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Pyrrho Global Event Driven Fund, LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001552060 Filed Document 0001315863-14-000674 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KXTER INC. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619719 Filed Document 0001619719-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Calnetix Technologies, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $4,341,543 Associated Brokers / Dealers N/A CIK Number 0001580304 Filed Document 0001393725-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Speekeasy, Inc. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $3,519,150 Associated Brokers / Dealers N/A CIK Number 0001560539 Filed Document 0001560539-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HBK Merger Strategies Offshore Fund Ltd. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625779 Filed Document 0001625779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HBK Merger Strategies Fund L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625778 Filed Document 0001625778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SoFi Professional Loan Program 2014-B LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers SoFi Securities LLC CIK Number 0001625293 Filed Document 0000897069-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Samjo Partners, LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293594 Filed Document 0000919574-14-006757 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTING SCIENCE GROUP CORP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0000866970 Filed Document 0000866970-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PENTUCKET CAPITAL OPPORTUNITIES FUND LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439825 Filed Document 0001439825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Land South Tall Tower Capital Partners, LLC See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001592383 Filed Document 0001592383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
REF PARTNERS LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335416 Filed Document 0000945621-14-000286 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMARTPROCURE, INC. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001626045 Filed Document 0001626045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Apollo Offshore Structured Credit Recovery Fund III Ltd. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001593826 Filed Document 0000950142-14-002299 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AZTEK RACQUET SPORTS LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001625998 Filed Document 0001625998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Upfront V, L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001626053 Filed Document 0001626053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund