Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GCP-MVP LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627332 Filed Document 0001627332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrgPix, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $502,000 Associated Brokers / Dealers N/A CIK Number 0001627267 Filed Document 0001627267-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SCA Emerald Pointe LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001627403 Filed Document 0001627403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pro Fit Optix Holding Company, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606591 Filed Document 0001606591-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JAMESTOWN Premier Property Fund, L.P. See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001537113 Filed Document 0001537113-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ANCHOR BOLT OFFSHORE FUND LTD. See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594372 Filed Document 0000919574-14-006913 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YMS Units LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001625969 Filed Document 0001019687-14-004627 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Quotient Ltd See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $27,066,500 Associated Brokers / Dealers Jefferies LLC CIK Number 0001596946 Filed Document 0001596946-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BR Investors, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,110,000 Associated Brokers / Dealers N/A CIK Number 0001627524 Filed Document 0001627524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Weaveworks Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001627375 Filed Document 0001627375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
IMPERIAL FROZEN FOODS HOLDCO LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626680 Filed Document 0001626680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Emerging Markets Global Fund See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593876 Filed Document 0001593876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Indian Small-Cap Equity Fund See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603131 Filed Document 0001603131-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001593293 Filed Document 0001593293-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobalWire Investments, LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627298 Filed Document 0001627298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intralink Spine, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001626172 Filed Document 0000892303-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
WOLFF INCOME PARTNERS, L.P. See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556311 Filed Document 0001556311-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Precision Midstream, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615061 Filed Document 0001615061-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HydroPhi Technologies Group, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001496741 Filed Document 0001515971-14-000541 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Alydar Fund Ltd See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448887 Filed Document 0001625257-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurodyn Life Sciences Inc. See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised $896,380 Associated Brokers / Dealers N/A CIK Number 0001568852 Filed Document 0001140361-14-044465 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hop Flower Brewing Company, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627229 Filed Document 0001627229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arosa Investment Partners LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627145 Filed Document 0001546927-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Addvocate, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $7,197,534 Associated Brokers / Dealers N/A CIK Number 0001627415 Filed Document 0001627415-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spare5, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $3,249,988 Associated Brokers / Dealers N/A CIK Number 0001626650 Filed Document 0001626650-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hedgy, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001627389 Filed Document 0001627389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lanoir Fund See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001627026 Filed Document 0001627026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
ICG Strategic Secondaries Carbon Fund LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626979 Filed Document 0001626979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artis US Holdings II, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001626479 Filed Document 0001626479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Instabrand, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627271 Filed Document 0001627271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CloudOne Corp See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001598980 Filed Document 0001140361-14-044383 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
LOST LAKE THANK YOU, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001627386 Filed Document 0001627386-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Ashmore Greater China Fixed Income Sub-Fund, a sub-fund of Ashmore Greater China Fund Ltd See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001566881 Filed Document 0001566881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
180 Group West, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,594,733 Associated Brokers / Dealers N/A CIK Number 0001627345 Filed Document 0001627345-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Savile Row Frontier Opportunities T, LLC See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602545 Filed Document 0001602545-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row SP Hedged Equity, LLC See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553728 Filed Document 0001553728-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore Emerging Markets Debt & Currency Fund Ltd See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001566884 Filed Document 0001566884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognotion, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625233 Filed Document 0001625233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Bison Pro Joint Venture See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001627378 Filed Document 0001627378-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
ROC Multifamily & Commercial Office Fund III LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001627352 Filed Document 0001627352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Multifamily & Commercial Office Fund III-A LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001627353 Filed Document 0001627353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Investable Fund See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593878 Filed Document 0001593876-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Bond Fund See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001582481 Filed Document 0001582481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosensa Holding N.V. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $50,488,095 Associated Brokers / Dealers N/A CIK Number 0001574111 Filed Document 0000950103-14-008670 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NETHERLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ThreatConnect, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001506379 Filed Document 0001506379-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ROC Debt Strategies Fund-A LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001627351 Filed Document 0001627351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Multifamily & Commercial Office Fund III International Master LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001627396 Filed Document 0001627396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aligne Health Holdings, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627481 Filed Document 0001192482-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Addvocate, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627415 Filed Document 0001627415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity