Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HEART PHYSICIANS LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,955,000 Associated Brokers / Dealers N/A CIK Number 0001438547 Filed Document 0001144204-15-031424 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $40,848,398 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-15-000175 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Super Portfolio, LLC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616269 Filed Document 0001140361-15-020634 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER PERFORMANCE HOLDINGS, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001629687 Filed Document 0001405086-15-000163 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Trial Funder 3, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001642604 Filed Document 0001642604-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NEUWAVE MEDICAL, INC. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $25,315,000 Associated Brokers / Dealers N/A CIK Number 0001426989 Filed Document 0001426989-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Hyperion Capital Partners Helios Fund, LLC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590792 Filed Document 0001590792-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiveLeaf, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001534234 Filed Document 0001534234-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Macoma Energy Opportunities III, LP See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $4,845,000 Associated Brokers / Dealers N/A CIK Number 0001641387 Filed Document 0001641387-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADW Capital Partners, L.P. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511001 Filed Document 0001511001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Telogis, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001462156 Filed Document 0001462156-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alden Global Value Recovery Fund, L.P. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanders Morris Harris Inc., ACGM, INC., Blue Sands Securities LLC, Concept Capital Markets, LLC, and Artist Capital Inc. CIK Number 0001490666 Filed Document 0001490666-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Beta Implementation Fund I, Ltd. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550041 Filed Document 0001550041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Campus Book Rentals, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $7,487,590 Associated Brokers / Dealers N/A CIK Number 0001501483 Filed Document 0001501483-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
TPEG River Walk Investors LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $8,695,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001640499 Filed Document 0001640499-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SMARTVUE CORP See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $5,902 Associated Brokers / Dealers N/A CIK Number 0001280831 Filed Document 0001280831-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
WINSTON GLOBAL FUND LP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ABURDENE ASSOCIATES, INC. CIK Number 0000898719 Filed Document 0000898719-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
McCarthy Group, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $20,786,331 Associated Brokers / Dealers N/A CIK Number 0001384332 Filed Document 0001384332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Archview ERISA Fund Ltd. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KELSON CAPITAL LLC CIK Number 0001641971 Filed Document 0001641971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOROUGHBRED FUND LP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442110 Filed Document 0000919574-15-004471 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheeki Brand LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001642573 Filed Document 0001642573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HopGrade, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001642310 Filed Document 0001642310-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Gourmet Acquisition Holdings, Inc. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574944 Filed Document 0001574944-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Hutchin Hill, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001639417 Filed Document 0001639417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREEGOLD VENTURES LTD See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $45,488 Associated Brokers / Dealers N/A CIK Number 0001064052 Filed Document 0001140361-15-020448 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
NORTH STAR PARTNERS II, L.P. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460616 Filed Document 0000919574-15-004398 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW MultiOp Bakken #16, LP See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001642513 Filed Document 0001642513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sevion Therapeutics, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC, Newport Coast Securities, Inc., Laidlaw & Company (UK), Ltd., and Axiom Capital Management, Inc. CIK Number 0001035354 Filed Document 0001144204-15-031771 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001641921 Filed Document 0001641921-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
FFL IV Co-Investment Fund, L.P. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642636 Filed Document 0001181431-15-007046 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INCOME ADVANTAGE FUND II LLC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001577541 Filed Document 0001577541-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Graticule Managed Fund B LP See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642487 Filed Document 0000950172-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stand Technologies, Inc. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001631743 Filed Document 0001631743-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
REALFUND INVESTMENTS, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVENUE GEORGES V LLC, CAHVA S.A.R.L., CORBEL INC, EVEREST HOLDING S.P.R.L., FIVE STAR INVESTORS, FLEXAM INVEST S.A.R.L., KOYTCHA IMMO USA LLC, MISHPARA LLC, TABATALANTA, VICTORIA PARK B2M2 LLC, WEB INVESTMENT OF FLORIDA INC, WEBACTION OF FLORIDA LLC, and FLEXAM INVEST SA CIK Number 0001638559 Filed Document 0001638559-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wichita Falls Bancshares, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $6,000,070 Associated Brokers / Dealers N/A CIK Number 0001468456 Filed Document 0001468456-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rocking M Media, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers NONE CIK Number 0001641610 Filed Document 0001641610-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Freedom Healthcare of America LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001609524 Filed Document 0001609524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TELEIOS GLOBAL OPPORTUNITIES, LP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL PARTNERS CIK Number 0001604812 Filed Document 0000919574-15-004278 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
Quanton Data Analytics, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001619101 Filed Document 0001619101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OW K2 Acquisition LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642482 Filed Document 0001140361-15-019941 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THS Kingsway Fund See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576474 Filed Document 0001576474-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Exxel Outdoors, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640957 Filed Document 0001640957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Scientific Technologies, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Halen Capital Management and Newport Coast Securities, Inc. CIK Number 0001634394 Filed Document 0001213900-15-003852 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acton, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001581768 Filed Document 0001581768-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Helix Sleep, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001638378 Filed Document 0000905718-15-000438 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Eventure Interactive, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001509351 Filed Document 0001144204-15-031341 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,715,548 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-15-000174 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Juice Marketing, LLC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001616122 Filed Document 0001616122-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reliable Power Services, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $24,200,000 Associated Brokers / Dealers N/A CIK Number 0001642046 Filed Document 0001642046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Digital Legacy LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001642645 Filed Document 0001642645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity