Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GLOWFORGE INC. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001625619 Filed Document 0001625619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SG WR Industrial REIT II, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001625600 Filed Document 0001625600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Carter-Haston Investment Partners III QP, L.P. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001625254 Filed Document 0001625254-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $37,904,721 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EQUI SICAV SIF SCA See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626106 Filed Document 0001626106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN SOURCE HOLDINGS LLC See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001452391 Filed Document 0001144204-14-070011 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD OFFSHORE FUND LTD See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270285 Filed Document 0000919574-14-006718 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Double Black Diamond Fund Ltd. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530552 Filed Document 0001530552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evanston Focused Alpha Fund L.P. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616342 Filed Document 0001616342-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCrest Quantitative Equity Fund L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624786 Filed Document 0001624786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rival IQ Corp See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595773 Filed Document 0001595773-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Seven Sundays, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001625492 Filed Document 0001624404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CVI International Credit Fund Ltd. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534420 Filed Document 0000902664-14-004419 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sachs Capital - Empire, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001509616 Filed Document 0001561306-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Amarantus Bioscience Holdings, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001424812 Filed Document 0001144204-14-069280 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in BriefCam) L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $595,687 Associated Brokers / Dealers N/A CIK Number 0001624232 Filed Document 0001465818-14-000034 Exclusions or Exemptions 506c Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Revenew, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,878,895 Associated Brokers / Dealers N/A CIK Number 0001587762 Filed Document 0001587762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
76826775, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620646 Filed Document 0000906318-14-000086 Exclusions or Exemptions 506c Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ARS VII (Sidecar II), L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001625688 Filed Document 0001012975-14-000745 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazos Life Settlement Fund III, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625193 Filed Document 0001625193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Boardwalk I, L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622746 Filed Document 0001140361-14-042450 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAA Energy Opportunities Fund LLC See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. ("UBSFS") CIK Number 0001529004 Filed Document 0001529004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Didit, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001623106 Filed Document 0001623106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Beneffect, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001624962 Filed Document 0001624962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
CZ Enhanced Fund Ltd See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574244 Filed Document 0001140361-14-042416 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premier Food Concepts, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Burch & Company, Inc. CIK Number 0001625534 Filed Document 0001625534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Artiphon, Inc. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592449 Filed Document 0000911959-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Debt
Park Charlotte, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers Tobin & Company Securities LLC CIK Number 0001624598 Filed Document 0001624598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $10,826,712 Associated Brokers / Dealers Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NEUBERGER BERMAN HIGH INCOME FUND LLC See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001069232 Filed Document 0001069232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE AUSTIN CAMPUS INVESTORS, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001624388 Filed Document 0001624388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Varden Pacific Opportunity Offshore Fund I Ltd See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001544843 Filed Document 0001405086-14-000315 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Redbooth, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $10,999,994 Associated Brokers / Dealers N/A CIK Number 0001595059 Filed Document 0001595059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Memory Care Facilities Development II, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001623291 Filed Document 0001623291-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Green Heat Corp See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001493613 Filed Document 0001493613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SoLoMo Technology, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001564768 Filed Document 0001564768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Carter-Haston Investment Partners III QP, L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001625254 Filed Document 0001625254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Coast Group VI, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001625802 Filed Document 0001625802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Goldman Sachs Institutional Funds plc See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001534361 Filed Document 0001140361-14-042396 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACORN ENERGY, INC. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000880984 Filed Document 0001144204-14-069169 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pingboard, Inc. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001596160 Filed Document 0001596160-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sachs Capital - Empire B, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001561306 Filed Document 0001561306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SPORTS FOOD INC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556555 Filed Document 0001144204-14-069094 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CompStak, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $4,442,162 Associated Brokers / Dealers N/A CIK Number 0001574132 Filed Document 0001574132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sonoma - Herald #1 Joint Venture See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001625501 Filed Document 0001625501-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Aviara Residential Partners LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625069 Filed Document 0001625069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Revolutionary Plastics, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001483387 Filed Document 0001483387-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Quantitative Macro Fund LLC See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001534831 Filed Document 0001534831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
RESTON LITHOTRIPSY LIMITED PARTNERSHIP See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $22,308 Associated Brokers / Dealers N/A CIK Number 0001230212 Filed Document 0001230212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity