Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ROYAL BANK OF CANADA See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $9,546,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-003772 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
RCP-MF, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $12,525,000 Associated Brokers / Dealers N/A CIK Number 0001636448 Filed Document 0001636448-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Alianza Minerals Ltd. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $258,825 Associated Brokers / Dealers N/A CIK Number 0001409036 Filed Document 0001409036-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Seek Thermal, Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001561086 Filed Document 0001561086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sage Life Equity Fund, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001641595 Filed Document 0001641595-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Fresh Healthy Vending International, Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001526689 Filed Document 0001140361-15-018492 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
GAVEKAL ASIAN OPPORTUNITIES UCITS FUND See All Filings	D/A	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548914 Filed Document 0001405086-15-000134 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Drivers International Corp. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001641436 Filed Document 0001641436-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TUCKER AUTO-MATION HOLDINGS USA, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001601584 Filed Document 0001601584-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight Capital Management, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580677 Filed Document 0001580677-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Doll Broadway Ltd Liability Co See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001641738 Filed Document 0001641738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
CRP Leonard Street LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers Dominick & Dominick LLC and Saxony Securities Inc. CIK Number 0001639948 Filed Document 0001639952-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SANDERSON INTERNATIONAL VALUE FUND See All Filings	D/A	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231844 Filed Document 0001231844-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tobii AB (publ) See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641464 Filed Document 0001641464-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SWEDEN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
NaturalShrimp Inc See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Michael Reed Hall CIK Number 0001465470 Filed Document 0001448051-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sapho, Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $12,909,862 Associated Brokers / Dealers N/A CIK Number 0001641766 Filed Document 0001641766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Smith, Moore & Co. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $341,035 Associated Brokers / Dealers N/A CIK Number 0001466384 Filed Document 0001466384-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
KKR Revolving Credit Feeder L.P. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639520 Filed Document 0000950142-15-000988 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR BLUE TERRAIN TE FUND, L.P. See All Filings	D/A	2015-05-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001323477 Filed Document 0001382963-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HELIUS MEDICAL TECHNOLOGIES, INC. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $3,099,845 Associated Brokers / Dealers Canaccord Genuity Corp. and Tobias Tretter CIK Number 0001610853 Filed Document 0001062993-15-002445 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SEASTONE PARTNERS, L.P. See All Filings	D/A	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552034 Filed Document 0001140361-15-018186 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wyoming Urological Services, L.P. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $65,197 Associated Brokers / Dealers N/A CIK Number 0001466878 Filed Document 0001466878-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Muesli Fusion, Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001642067 Filed Document 0001642067-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Owlure, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614887 Filed Document 0001614887-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AOPTIX TECHNOLOGIES INC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $19,977,849 Associated Brokers / Dealers N/A CIK Number 0001125302 Filed Document 0001125302-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRP East 30th Street LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers Dominick & Dominick LLC and Saxony Securities Inc. CIK Number 0001639945 Filed Document 0001639952-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
1401 Morrison, LP See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $2,170,000 Associated Brokers / Dealers N/A CIK Number 0001641642 Filed Document 0001641642-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vioozer, Inc. See All Filings	D/A	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590176 Filed Document 0001590176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Biomedica Management Corp See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001641333 Filed Document 0001641333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brain Synergy Institute, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001571030 Filed Document 0001571030-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Cowen and Company and Chardan Capital Markets LLC CIK Number 0001495536 Filed Document 0001213900-15-003386 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Airwavz Solutions, Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001597791 Filed Document 0001597791-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NuGene International, Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593549 Filed Document 0001615774-15-000926 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Amplfy.me, Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623754 Filed Document 0001623754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Gerrity Retail Fund 2, L.P. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001641536 Filed Document 0001641536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR ALL TERRAIN FUND, L. P. See All Filings	D/A	2015-05-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001381234 Filed Document 0001382963-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C-Bridge Healthcare Fund, L.P. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001641383 Filed Document 0000947871-15-000371 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners III, LP See All Filings	D/A	2015-05-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., Cambridge Investment Research, Inc., ProEquities Inc., Whitehall-Parker Securities, Inc., Berthel Fisher and Company Financial Services, Inc., First Allied Securities, Inc., and Independent Financial Group, LLC CIK Number 0001616825 Filed Document 0001616825-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresh Healthy Vending International, Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001526689 Filed Document 0001140361-15-018508 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PATIENTSLIKEME INC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $8,376,585 Associated Brokers / Dealers N/A CIK Number 0001363340 Filed Document 0000908662-15-000163 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR BLACK TERRAIN FUND, L.P. See All Filings	D/A	2015-05-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001427779 Filed Document 0001382963-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRP Patchen Gates LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers Dominick & Dominick LLC, Saxony Securities Inc, and Pickwick Capital Partners LLC CIK Number 0001641062 Filed Document 0001639952-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
KKR Revolving Credit Partners L.P. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639523 Filed Document 0000950142-15-000989 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brain Synergy Institute, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001571030 Filed Document 0001571030-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Biomedica Management Corp See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001641333 Filed Document 0001641333-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
CFL Asset Funding IV LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $116,241 Associated Brokers / Dealers None CIK Number 0001593017 Filed Document 0001593017-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
1835 E Warner Lessee, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001641262 Filed Document 0001641262-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Cross Culture Ventures I, L.P. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001641579 Filed Document 0001641579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARTEMIS SECURED MORTGAGE FUND I, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001641852 Filed Document 0001641852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ASP Aspen Holdings LP See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001640870 Filed Document 0001640870-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity